Company Name:
CATHAY FINANCIAL CORP.
CRD Number:
30065
Financial Regulator:
SEC/ FINRA
Registration started
Ended
1992
1993
1994
1995
1996
1997
1998
1999
2000
2001
2002
2003
2004
2005
2006
2007
2008
CDR: 863856
BERNARD JOEI
BERNARD JOEI
started on 1992-07-30
CDR: 1071934
JOHN NARDI
started on 1992-09-02
CDR: 2190763
JOHN SCHMUCKLER
JOHN SCHMUCKLER
started on 1993-02-10
CDR: 1996420
BARRY KAPLAN
started on 1993-10-20
CDR: 1411972
CHARLES WHITMAN
started on 1993-09-30
CDR: 1071934
JOHN NARDI
ended on 1993-04-26
CDR: 1630351
MITCHELL FANG
MITCHELL FANG
started on 1994-06-13
CDR: 2633732
Robert Tomeny
ROBERT MATTHEW TOMENY
started on 1995-07-06
CDR: 2633732
Robert Tomeny
ROBERT MATTHEW TOMENY
ended on 1995-09-22
CDR: 2714072
JOHN PARK
JOHN YOUNG PARK
started on 1996-03-25
CDR: 1411972
CHARLES WHITMAN
ended on 1996-05-03
CDR: 2419130
Henry Weiss
HANK WEISS Henry Weiss
started on 1997-11-03
CDR: 2957987
JOSEPH GABOR
JOE GABOR
started on 1997-11-11
CDR: 2957967
STEVEN SIMMONS
started on 1997-11-06
CDR: 2306943
STEPHEN GRAHLING
STEPHEN MICHAEL GRAHLING STEPHEN GRAHLING
started on 1997-04-29
CDR: 2282862
DAVID WEISBERG
started on 1997-02-06
CDR: 2714072
JOHN PARK
JOHN YOUNG PARK
ended on 1997-02-25
CDR: 1996420
BARRY KAPLAN
ended on 1997-06-30
CDR: 2556822
THOMAS MCCAFFREY
THOMAS MCCAFFREY
started on 1998-05-01
CDR: 1956079
HARRY LUBIN
JAY LUBIN
started on 1998-05-05
CDR: 2148441
LEE SCHRODER
LEE SCHRODER
started on 1998-07-17
CDR: 1739289
SHAUN DALTON
Shaun Dalton
started on 1998-06-15
CDR: 2427652
DANIEL RASCOE
started on 1998-07-23
CDR: 2190763
JOHN SCHMUCKLER
JOHN SCHMUCKLER
ended on 1998-06-04
CDR: 2957987
JOSEPH GABOR
JOE GABOR
ended on 1998-03-10
CDR: 2957967
STEVEN SIMMONS
ended on 1998-07-14
CDR: 1956079
HARRY LUBIN
JAY LUBIN
ended on 1998-07-01
CDR: 2282862
DAVID WEISBERG
ended on 1998-06-22
CDR: 709286
MICHAEL MILLAN
started on 1999-02-23
CDR: 3175700
ANDREW BAKER
started on 1999-05-03
CDR: 2380704
ROGER SACHS
started on 1999-05-26
CDR: 2474121
Jordan White
JORDAN PHELPS WHITE
started on 1999-02-04
CDR: 1395712
JOEL KUGLER
started on 1999-05-20
CDR: 2556822
THOMAS MCCAFFREY
THOMAS MCCAFFREY
ended on 1999-02-17
CDR: 2306943
STEPHEN GRAHLING
STEPHEN MICHAEL GRAHLING STEPHEN GRAHLING
ended on 1999-01-21
CDR: 1739289
SHAUN DALTON
Shaun Dalton
ended on 1999-07-06
CDR: 2647013
WILLIAM ACHESON
started on 2000-11-08
CDR: 1996420
BARRY KAPLAN
started on 2000-11-08
CDR: 2419130
Henry Weiss
HANK WEISS Henry Weiss
ended on 2000-10-20
CDR: 1638044
Todd Schwartzman
TODD AARON SCHWARTZMAN Todd Schwartzman
started on 2001-08-27
CDR: 846212
JAMES LEE
started on 2001-12-05
CDR: 1873894
HOWARD TUBIN
started on 2001-09-26
CDR: 1847322
ANDREW GORDON
started on 2001-06-08
CDR: 2219307
KIMBERLY BLACKMORE
KIMBERLY FRAMPTON
started on 2001-04-30
CDR: 2647013
WILLIAM ACHESON
ended on 2001-08-27
CDR: 2474121
Jordan White
JORDAN PHELPS WHITE
ended on 2001-04-23
CDR: 1726308
SUSAN GILBERTSON
SUSAN CHU CHEONG SUSAN FRANCES CHU CHEONG GILBERTSON FRANCES SUSAN FRANCES
started on 2002-09-04
CDR: 4301823
George Stergio
GEORGE P STERGIO George Stergio
started on 2002-06-06
CDR: 1638044
Todd Schwartzman
TODD AARON SCHWARTZMAN Todd Schwartzman
ended on 2002-04-23
CDR: 2427652
DANIEL RASCOE
ended on 2002-03-08
CDR: 2726666
STEPHEN VELGOT
started on 2003-08-06
CDR: 4193998
JASON REITELMAN
started on 2003-08-06
CDR: 1726308
SUSAN GILBERTSON
SUSAN CHU CHEONG SUSAN FRANCES CHU CHEONG GILBERTSON FRANCES SUSAN FRANCES
ended on 2003-07-02
CDR: 2380704
ROGER SACHS
ended on 2003-11-03
CDR: 4301823
George Stergio
GEORGE P STERGIO George Stergio
ended on 2003-04-02
CDR: 2156541
MATTHEW SINDELL
started on 2004-03-12
CDR: 1036461
ANDREW HEHMAN
ANDREW JUNE HEHMAN
started on 2004-04-23
CDR: 2792655
JOHN KARL
started on 2004-04-27
CDR: 1142795
ALAN AUGARTEN
ALAN P AUGARTEN
started on 2004-04-23
CDR: 4583199
JOHN CHEN
JOHN CHEN
started on 2004-05-21
CDR: 2627967
ERIC ROSE
ROSE MARSHALL ERIC MARSHALL
started on 2004-04-23
CDR: 4786289
Terence Sharma
TERENCE MICHAEL SHARMA
started on 2004-11-26
CDR: 1847322
ANDREW GORDON
ended on 2004-04-26
CDR: 4193998
JASON REITELMAN
ended on 2004-07-28
CDR: 3266365
JANE THORN LEESON
JANE H MIN JANE MIN JANE M. THORN LEESON
started on 2005-10-31
CDR: 2514124
CHRISTOPHER CATTANI
CHRIS R CATLARO
started on 2005-12-21
CDR: 2965589
SACHIN SHAH
SACHIN SHAH
started on 2005-01-03
CDR: 2924605
KEN OKADA
started on 2005-07-25
CDR: 4323721
DENNIS BYRNE
started on 2005-07-08
CDR: 4938348
KRISHNA GURIJALA
started on 2005-04-08
CDR: 4785292
DEREK TALLER
started on 2005-05-12
CDR: 4751385
Jason Pront
JASON A PRONT Jason Pront
started on 2005-04-07
CDR: 1696878
JOHN GHIZE
started on 2005-07-18
CDR: 2372406
Enrico DeMatt
ENRICO A DEMATT ENRICO ANDREW DEMATT
started on 2005-06-03
CDR: 2999163
JOHN BALIOTTI
JOHN A BALIOTTI II
started on 2005-12-20
CDR: 2792655
JOHN KARL
ended on 2005-05-23
CDR: 4135406
SUJEEVA DE SILVA
SUHU CHANDRAJITH SUJI DE SILVA
started on 2006-01-04
CDR: 2251710
VENERANDA SKRELJA
RANDI SKRELJA
started on 2006-01-04
CDR: 1718561
JON SOLODAR
started on 2006-01-09
CDR: 2016887
SUSAN DONOFRIO
SUSAN MARIE DONOFRIO SUSAN DONOFRIO SUSAN MARIE PAYNTER
started on 2006-01-17
CDR: 2373404
Catherine Skelly
CATHERINE MARGARET SKELLY
started on 2006-06-08
CDR: 3266365
JANE THORN LEESON
JANE H MIN JANE MIN JANE M. THORN LEESON
ended on 2006-04-25
CDR: 709286
MICHAEL MILLAN
ended on 2006-05-11
CDR: 2965589
SACHIN SHAH
SACHIN SHAH
ended on 2006-01-17
CDR: 1996420
BARRY KAPLAN
ended on 2006-11-27
CDR: 2251710
VENERANDA SKRELJA
RANDI SKRELJA
ended on 2006-05-08
CDR: 846212
JAMES LEE
ended on 2006-01-23
CDR: 1873894
HOWARD TUBIN
ended on 2006-05-30
CDR: 1718561
JON SOLODAR
ended on 2006-08-23
CDR: 1142795
ALAN AUGARTEN
ALAN P AUGARTEN
ended on 2006-11-17
CDR: 4323721
DENNIS BYRNE
ended on 2006-07-14
CDR: 4583199
JOHN CHEN
JOHN CHEN
ended on 2006-02-28
CDR: 4938348
KRISHNA GURIJALA
ended on 2006-05-11
CDR: 4785292
DEREK TALLER
ended on 2006-01-17
CDR: 1395712
JOEL KUGLER
ended on 2006-01-13
CDR: 2999163
JOHN BALIOTTI
JOHN A BALIOTTI II
ended on 2006-05-05
CDR: 4786289
Terence Sharma
TERENCE MICHAEL SHARMA
ended on 2006-06-08
CDR: 4135406
SUJEEVA DE SILVA
SUHU CHANDRAJITH SUJI DE SILVA
ended on 2007-07-17
CDR: 2514124
CHRISTOPHER CATTANI
CHRIS R CATLARO
ended on 2007-09-14
CDR: 2726666
STEPHEN VELGOT
ended on 2007-10-15
CDR: 3175700
ANDREW BAKER
ended on 2007-06-28
CDR: 2924605
KEN OKADA
ended on 2007-03-06
CDR: 2156541
MATTHEW SINDELL
ended on 2007-03-20
CDR: 1036461
ANDREW HEHMAN
ANDREW JUNE HEHMAN
ended on 2007-10-15
CDR: 2016887
SUSAN DONOFRIO
SUSAN MARIE DONOFRIO SUSAN DONOFRIO SUSAN MARIE PAYNTER
ended on 2007-10-02
CDR: 1630351
MITCHELL FANG
MITCHELL FANG
ended on 2007-03-29
CDR: 2148441
LEE SCHRODER
LEE SCHRODER
ended on 2007-03-21
CDR: 4751385
Jason Pront
JASON A PRONT Jason Pront
ended on 2007-10-02
CDR: 1696878
JOHN GHIZE
ended on 2007-09-04
CDR: 2627967
ERIC ROSE
ROSE MARSHALL ERIC MARSHALL
ended on 2007-03-02
CDR: 2372406
Enrico DeMatt
ENRICO A DEMATT ENRICO ANDREW DEMATT
ended on 2007-09-27
CDR: 2373404
Catherine Skelly
CATHERINE MARGARET SKELLY
ended on 2007-07-17
CDR: 2219307
KIMBERLY BLACKMORE
KIMBERLY FRAMPTON
ended on 2007-10-15
CDR: 863856
BERNARD JOEI
BERNARD JOEI
ended on 2008-06-16



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