Company Name:
CBA SECURITIES LLC
CRD Number:
33149
Financial Regulator:
SEC/ FINRA
Registration started
Ended
1994
1995
1996
1997
1998
1999
2000
2001
2002
2003
2004
2005
2006
2007
2008
CDR: 1247803
RAYMOND TODD
RAYMOND HOLMES TODD
started on 1994-10-25
CDR: 326652
THOMAS MCDERMOTT
started on 1994-05-24
CDR: 1247803
RAYMOND TODD
RAYMOND HOLMES TODD
ended on 1995-07-14
CDR: 326652
THOMAS MCDERMOTT
ended on 1995-08-31
CDR: 1362255
RANDALL MILES
started on 1997-11-04
CDR: 1261444
DAVID CARUSO
started on 1998-10-22
CDR: 2228185
BHASKAR DUTTA
started on 1999-11-26
CDR: 230343
ROBERT GRIMM
ROBERT H GRIMM
started on 1999-05-28
CDR: 818010
RICHARD DUPUIS
RICHARD L DUPUIS
started on 1999-12-01
CDR: 1773554
WILLIAM JACOBS
WILLIAM JACOBS
started on 1999-12-07
CDR: 1362255
RANDALL MILES
ended on 1999-11-18
CDR: 1261444
DAVID CARUSO
ended on 1999-04-28
CDR: 205349
WILLIAM FEATHERSTON
started on 2000-01-24
CDR: 2418297
BRADFORD DARBY
BRAD DARBY
started on 2000-12-07
CDR: 1711520
STEPHEN MAZUR
STEPHEN J MAZUCHOWSKI STEPHEN JOSEPH MAZUCHOWSKI
started on 2000-09-06
CDR: 818010
RICHARD DUPUIS
RICHARD L DUPUIS
ended on 2000-09-06
CDR: 1174348
RALPH PAPILE
started on 2001-11-07
CDR: 1717745
JOHN ZEMBSCH
JOHN BRANDT ZEMBSH
started on 2001-11-09
CDR: 729535
JAMES MACDOUGALL
Jim MacDougall
started on 2001-05-04
CDR: 729535
JAMES MACDOUGALL
Jim MacDougall
ended on 2001-06-13
CDR: 449689
AUSTIN TROY
started on 2002-04-17
CDR: 1086457
Paul Foley
started on 2002-09-02
CDR: 2228185
BHASKAR DUTTA
ended on 2002-02-11
CDR: 1711520
STEPHEN MAZUR
STEPHEN J MAZUCHOWSKI STEPHEN JOSEPH MAZUCHOWSKI
ended on 2002-10-04
CDR: 2790944
LEAH PILLA
LEAH M SKABO LEAH SKABOPILLA
started on 2003-09-12
CDR: 2950371
MICHAEL ROGERS
MICHAEL B ROGERS
started on 2003-06-12
CDR: 4533140
WENDY GAYOLA
started on 2003-04-16
CDR: 2216214
BARRY SCHUMACHER
BARRY GORDON SCHUMACHER
started on 2003-04-08
CDR: 2261152
JEFFREY HUDSON
JEFF HUDSON JEFFERY M HUDSON Jeffery MacLaren Hudson
started on 2003-06-26
CDR: 1174348
RALPH PAPILE
ended on 2003-04-24
CDR: 2790944
LEAH PILLA
LEAH M SKABO LEAH SKABOPILLA
ended on 2003-10-24
CDR: 2418297
BRADFORD DARBY
BRAD DARBY
ended on 2003-09-30
CDR: 449689
AUSTIN TROY
ended on 2003-04-10
CDR: 1086457
Paul Foley
ended on 2003-01-17
CDR: 1773554
WILLIAM JACOBS
WILLIAM JACOBS
ended on 2003-09-30
CDR: 2148058
FRANCISCO TORRADO
PACO TORRADO
started on 2004-07-09
CDR: 2148058
FRANCISCO TORRADO
PACO TORRADO
ended on 2004-10-15
CDR: 205349
WILLIAM FEATHERSTON
ended on 2004-10-15
CDR: 2950371
MICHAEL ROGERS
MICHAEL B ROGERS
ended on 2004-10-15
CDR: 4533140
WENDY GAYOLA
ended on 2004-03-12
CDR: 230343
ROBERT GRIMM
ROBERT H GRIMM
ended on 2004-10-15
CDR: 2216214
BARRY SCHUMACHER
BARRY GORDON SCHUMACHER
ended on 2004-12-15
CDR: 2261152
JEFFREY HUDSON
JEFF HUDSON JEFFERY M HUDSON Jeffery MacLaren Hudson
ended on 2004-10-15
CDR: 1075896
RICHARD GONZALES
RICHARD ALAN GONZALES RICHARD ALLEN GONZALEZ
started on 2005-01-03
CDR: 1418053
DAVID WEISS
started on 2006-10-20
CDR: 3139370
JEFFREY HELLER
Jeff Heller Jeffrey Heller
started on 2006-11-03
CDR: 1717745
JOHN ZEMBSCH
JOHN BRANDT ZEMBSH
ended on 2007-07-16
CDR: 1418053
DAVID WEISS
ended on 2007-03-05
CDR: 1075896
RICHARD GONZALES
RICHARD ALAN GONZALES RICHARD ALLEN GONZALEZ
ended on 2008-04-19
CDR: 3139370
JEFFREY HELLER
Jeff Heller Jeffrey Heller
ended on 2008-04-08



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