Company Name:
CETERA INVESTMENT MANAGEMENT LLC
Address:
SUITE 1200, 200 N. PACIFIC COAST HIGHWAY, EL SEGUNDO CA 90245
CRD Number:
165436
SEC Number:
801-77403
Financial Regulator:
SEC/ FINRA
Website:
https://www.cetera.com/cetera_investment_management
Registration started
Ended
2014
2015
2016
2017
2018
CDR: 2232790
STEVEN DUNLAP
STEVE DUNLAP JR STEVEN JAMES DUNLAP
started on 2014-04-14
CDR: 6180442
HRISTO STEFANOV
started on 2014-03-25
CDR: 4619265
VALERIE BROWN
started on 2014-04-02
CDR: 2385061
Enrique Martin Vasquez
started on 2014-04-11
CDR: 5773938
AMI SHAH
started on 2014-06-09
CDR: 3247381
JAMES SHAY
JAMES W SHAY
started on 2014-04-11
CDR: 4619954
GIGI FUHRY
CHAU CAM HOANG GIGI CHAU CAM HOANG
started on 2014-04-11
CDR: 4619265
VALERIE BROWN
ended on 2014-05-14
CDR: 3247381
JAMES SHAY
JAMES W SHAY
ended on 2014-10-02
CDR: 4619954
GIGI FUHRY
CHAU CAM HOANG GIGI CHAU CAM HOANG
ended on 2014-10-15
CDR: 4243413
SHANNON OTTERBECK
started on 2015-06-09
CDR: 4602117
VAISHALI KOTHARI
started on 2015-07-10
CDR: 5856965
DARIN GONG
started on 2015-11-09
CDR: 4690819
BRIAN KLIMKE
started on 2015-07-10
CDR: 3069859
JEFFREY MINDLIN
JEFFREY JOEL MINDCIN
started on 2015-06-09
CDR: 2310126
LUANNE GRAHAM
LUANNE MARIE BOROWSKI Luanne Borowski Luanne Graham
started on 2015-11-06
CDR: 2630667
GENE GOLDMAN
GENE F GOLDMAN
started on 2015-07-10
CDR: 3019760
BRIAN WRIGHT
BRIAN DAVID WRIGHT I
started on 2015-06-09
CDR: 5715352
David Albin
DAVID JAMES ALBIN
started on 2015-11-09
CDR: 5881295
MATTHEW BREGOZZO
started on 2015-11-06
CDR: 2714599
THOMAS SAMUELSON
TOM R SAMUELSON
started on 2015-06-09
CDR: 2261744
ADAM ANTONIADES
started on 2015-05-20
CDR: 2523602
CRAIG COLUMBUS
started on 2015-06-09
CDR: 5042457
BARTON LIRO
BART LIRO
started on 2015-06-09
CDR: 2232790
STEVEN DUNLAP
STEVE DUNLAP JR STEVEN JAMES DUNLAP
ended on 2015-08-04
CDR: 2714599
THOMAS SAMUELSON
TOM R SAMUELSON
ended on 2015-06-23
CDR: 5773938
AMI SHAH
ended on 2015-12-31
CDR: 4022155
KRISTY HALEY
KRISTY MARIE HENDRICKS KRISTY MARIE HENDRICKS KRISTY MARIE VITKUSKE
started on 2016-01-19
CDR: 6300086
James Kildunne
JAMES BARTLEY KILDUNNE JAMES KILDUNNE
started on 2016-03-16
CDR: 3126805
SUEHYUN KIM
SUEHYUN KIM LINDO
started on 2016-01-22
CDR: 2385061
Enrique Martin Vasquez
ended on 2016-03-14
CDR: 1280599
RICHARD ANDERSON
started on 2017-07-13
CDR: 3069859
JEFFREY MINDLIN
JEFFREY JOEL MINDCIN
ended on 2017-07-07
CDR: 3019760
BRIAN WRIGHT
BRIAN DAVID WRIGHT I
ended on 2017-07-07
CDR: 2523602
CRAIG COLUMBUS
ended on 2017-07-07
CDR: 5042457
BARTON LIRO
BART LIRO
ended on 2017-12-31
CDR: 4452683
Benjamin Blum
BENJAMIN JAMES BLUM Benjamin Blum
started on 2018-03-01
CDR: 4452683
Benjamin Blum
BENJAMIN JAMES BLUM Benjamin Blum
ended on 2018-06-12
CDR: 5856965
DARIN GONG
ended on 2018-08-03
CDR: 2310126
LUANNE GRAHAM
LUANNE MARIE BOROWSKI Luanne Borowski Luanne Graham
ended on 2018-10-08
CDR: 5715352
David Albin
DAVID JAMES ALBIN
ended on 2018-02-20
CDR: 3126805
SUEHYUN KIM
SUEHYUN KIM LINDO
ended on 2018-07-11



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