Company Name:
CGS - CIMB SECURITIES (USA), INC.
Address:
SUITE 1605, 7 TIMES SQUARE, NEW YORK, NY 10036
CRD Number:
141892
CIK Number:
1375107
SEC File Number:
867414
Financial Regulator:
SEC/ FINRA
Registration started
Ended
2007
2008
2009
2010
2011
2012
2013
2014
2015
2016
2017
2018
2019
2020
CDR: 2292149
HELEN CHIN-LUK
HELEN JADE CHIN
started on 2007-03-06
CDR: 2651327
JOSE LANUZA
JON LANUZA JOSE ANTONIO MAKALINTAL LANUZA
started on 2012-07-16
CDR: 1021801
JOHN SULLIVAN
started on 2014-09-08
CDR: 2479835
JEAN PUONG
JEAN W SHIN JEAN WON SHIN
started on 2014-10-22
CDR: 2740422
ERIC MICHALISIN
started on 2015-08-24
CDR: 2927388
NISHI DOSHI
NISHI J DOSHI
started on 2016-10-10
CDR: 6526877
CHEE KHAI SHIN
KHAI SHIN CHEE
started on 2017-04-17
CDR: 5395810
SHAO LIEW
started on 2017-10-27
CDR: 4337478
JOANNA LAM
JOANNA YIK LAM
started on 2017-10-11
CDR: 2919123
ALEXIS HO
ALEX HO
started on 2018-04-10
CDR: 2388403
JUANITA HALIM
NITA HALIM
started on 2018-01-25
CDR: 2479835
JEAN PUONG
JEAN W SHIN JEAN WON SHIN
ended on 2018-04-09
CDR: 7043711
PETER CHAN
started on 2019-05-02
CDR: 5253420
SWATI GULATI
started on 2019-10-09
CDR: 7097073
GIA TRIEN CHUNG
GIA TRIEN LITTE CHUNG
started on 2019-10-24
CDR: 6526877
CHEE KHAI SHIN
KHAI SHIN CHEE
ended on 2019-10-03
CDR: 2919123
ALEXIS HO
ALEX HO
ended on 2019-08-09
CDR: 4477267
BERTRAM LAI
started on 2020-09-09
CDR: 6532613
VINEET PAUL
started on 2020-10-06
CDR: 7043711
PETER CHAN
ended on 2020-07-01
CDR: 2927388
NISHI DOSHI
NISHI J DOSHI
ended on 2020-06-19
CDR: 7097073
GIA TRIEN CHUNG
GIA TRIEN LITTE CHUNG
ended on 2020-07-20



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