Company Name:
CHARLES SCHWAB INVESTMENT ADVISORY, INC
Alternative Name:
CHARLES SCHWAB INVESTMENT ADVISORY, INC.
Address:
SF211MN-08-150, 211 MAIN STREET, SAN FRANCISCO CA 94105
CRD Number:
151739
SEC Number:
801-70737
Financial Regulator:
SEC/ FINRA
Registration started
Ended
2013
2014
2015
2016
2017
2018
2019
2020
2021
CDR: 2013168
ROBERT HURST
ROB HURST
started on 2013-04-30
CDR: 2321752
DAVID KASTNER
started on 2014-05-13
CDR: 4906828
MICHAEL IACHINI
MICHAEL JOSEPH IACHINI MICHAEL IACHINI
started on 2014-03-21
CDR: 2719658
ANNA HONDA
ANNA HONDA
started on 2014-12-08
CDR: 2162426
ANEEP MANIAR
ANEEP D MANIAR
started on 2014-05-13
CDR: 2581551
FELICE SHIROMA
FEICE AKIMI SHIROMA FELCIE SHIROMA
started on 2014-03-25
CDR: 6117337
EVA XU
AIHUA EVA XU EVA XU
started on 2014-05-13
CDR: 6186862
Lauren McCarroll
LAUREN NICOLE CLAVELLE LAUREN NICOLE MCCARROLL
started on 2014-12-01
CDR: 2724049
MATTHEW BAKER
MATT BAKER MATTHEW J BAKER
started on 2015-12-18
CDR: 1373066
STEVEN YOUNG
started on 2015-12-17
CDR: 2850231
BRETT BENNETT
BRETT JAMES BENNETT SR
started on 2015-12-21
CDR: 2581551
FELICE SHIROMA
FEICE AKIMI SHIROMA FELCIE SHIROMA
ended on 2015-04-01
CDR: 2719658
ANNA HONDA
ANNA HONDA
ended on 2016-12-20
CDR: 2162426
ANEEP MANIAR
ANEEP D MANIAR
ended on 2016-03-08
CDR: 6868473
TANNER DIEHL
started on 2017-11-15
CDR: 6186188
STEVEN JOHNSTON
STEVE JOHNSTON STEVEN P JOHNSTON
started on 2017-10-31
CDR: 4034467
Brian Luedtke
BRIAN THOMAS LUEDTKE
started on 2017-01-26
CDR: 2804409
BRYAN OLSON
BRYAN L OLSON
started on 2018-03-07
CDR: 2512831
WILLIAM SWERBENSKI
BILL SWERBENSKI WILLIAM CHARLES SWERBENSKI JR WILLIAM CHARLES SWERBENSKI
started on 2018-02-22
CDR: 4933330
JOHN JAGUSIAK
JOHN PAUL JAGUSIAK JP JAGUSIAK
started on 2018-03-07
CDR: 6638804
Richard Wurster
Rick A Wurster
started on 2018-03-05
CDR: 4132548
Michael Brozzo
MICHAEL RAY BROZZO JR MICHAEL RAY BROZZO MICHAEL RAY BROZZO, JR Mike Brozzo
started on 2018-03-13
CDR: 6186863
ADAM CHASE
started on 2018-02-27
CDR: 4800804
Mark Mahoney
started on 2018-03-07
CDR: 4617167
CATHERINE WEIGEL
KATIE BIRMINGHAM WEIGEL KATIE WEIGEL
started on 2018-02-22
CDR: 6163528
Ari Wiener
ARI SETH WIENER Ari Wiener
started on 2018-02-27
CDR: 2662860
JAMES SERHANT
JAMES ALLAN SERHANT JIM SERHANT II
started on 2018-11-28
CDR: 2388689
JOHN CARL SMITH
John C Smith
started on 2018-02-22
CDR: 6405343
CHRISTIAN MENEGATTI
started on 2018-02-27
CDR: 4686878
George Logan
Spencer Logan
started on 2018-02-22
CDR: 4154195
Earnest Hubbard
Earnie Hubbard
started on 2018-02-15
CDR: 2570396
JOHN MCMANMON III
JACK MCMANMON JOHN VINCENT MCMANMON III JOHN VINCENT MCMANMON
started on 2018-03-07
CDR: 4554992
CRAIG MCCULLOUGH
started on 2018-03-07
CDR: 4448750
David Poole
DAVID ALEXANDER POOLE
started on 2018-02-22
CDR: 6672175
TESS MONTAGUE
Tess Montague
started on 2018-02-27
CDR: 4431711
KELLY JOHNSON
KELLY JOHNSON
started on 2018-02-16
CDR: 6160334
LIA WEBB
started on 2018-03-07
CDR: 6198750
TIMOTHY BICKLEY
started on 2018-11-16
CDR: 4060578
TIMOTHY KOHN
Tim Kohn
started on 2018-02-22
CDR: 720961
RONEY EBLING
HILLY EBLING R. HILLIARD EBLING
started on 2018-02-16
CDR: 4299169
Deane Antoniou
DEANE T ANTONIOU Deane Thomas Antoniou
started on 2018-03-16
CDR: 5021141
Brendan Coleman
BREDAN S COLEMAN
started on 2018-02-27
CDR: 1400071
HENRY HALBOTH
started on 2018-02-15
CDR: 2917828
AMOS ROBINSON
started on 2018-02-23
CDR: 445150
GREGORY THOMAS
GREGORY NELSON THOMAS N/A
started on 2018-02-22
CDR: 2448232
Thomas Dorsky
Thomas Dorsky Tom Dorsky
started on 2018-03-07
CDR: 3261940
DENISE KAMPF
DENISE LYNN KAMPF
started on 2018-03-07
CDR: 3101594
BRIAN MURSTEIN
started on 2018-02-27
CDR: 2989732
RODNEY WHITE
RODNEY WHITE
started on 2018-03-07
CDR: 1266057
THOMAS MOSEL
started on 2018-02-22
CDR: 4174074
THOMAS MILLER
started on 2018-02-22
CDR: 6095950
Connor Murphy
started on 2018-01-02
CDR: 2724049
MATTHEW BAKER
MATT BAKER MATTHEW J BAKER
ended on 2018-01-17
CDR: 2388689
JOHN CARL SMITH
John C Smith
ended on 2018-07-31
CDR: 4554992
CRAIG MCCULLOUGH
ended on 2018-08-28
CDR: 4034467
Brian Luedtke
BRIAN THOMAS LUEDTKE
ended on 2018-02-28
CDR: 4931126
ASHLEY BROWN
ASHLEY MARIE BOVENZI
started on 2019-03-19
CDR: 6553734
ZACHARY CIAMPA
started on 2019-11-13
CDR: 2004127
David Puopolo
DAVID M PUOPOLO DAVID MICHAEL PUOPOLO
started on 2019-07-02
CDR: 6163528
Ari Wiener
ARI SETH WIENER Ari Wiener
ended on 2019-06-05
CDR: 720961
RONEY EBLING
HILLY EBLING R. HILLIARD EBLING
ended on 2019-02-01
CDR: 2448232
Thomas Dorsky
Thomas Dorsky Tom Dorsky
ended on 2019-08-28
CDR: 6897361
SAM LASHIN
Sam Griffin Lashin
started on 2020-07-07
CDR: 7092976
JESSE RENDA
Jesse Andrew Renda Jesse Renda
started on 2020-07-17
CDR: 2229753
David Lafferty
started on 2020-09-09
CDR: 3234836
DEBORAH HINTON-BROWN
DEBORAH D HINTONBROWN
started on 2020-05-28
CDR: 4509041
KRISTINE WARNER
KRISTINE MARIE KOSITZKI KRISTINE KOSITZKI
started on 2020-04-21
CDR: 7145010
TREVOR DURHAM
Trevor Paul Durham
started on 2020-07-07
CDR: 2052923
Philip Norton
JEFF NORTON III PHILIP JEFFREY NORTON III PHILIP JEFFREY NORTON PHILIP J NORTON III
started on 2020-03-09
CDR: 4617167
CATHERINE WEIGEL
KATIE BIRMINGHAM WEIGEL KATIE WEIGEL
ended on 2020-09-22
CDR: 2662860
JAMES SERHANT
JAMES ALLAN SERHANT JIM SERHANT II
ended on 2020-10-20
CDR: 6405343
CHRISTIAN MENEGATTI
ended on 2020-08-28
CDR: 6553734
ZACHARY CIAMPA
ended on 2020-05-04
CDR: 6672175
TESS MONTAGUE
Tess Montague
ended on 2020-09-28
CDR: 6160334
LIA WEBB
ended on 2020-10-28
CDR: 4060578
TIMOTHY KOHN
Tim Kohn
ended on 2020-01-06
CDR: 2004127
David Puopolo
DAVID M PUOPOLO DAVID MICHAEL PUOPOLO
ended on 2020-09-10
CDR: 1266057
THOMAS MOSEL
ended on 2020-09-10
CDR: 6708213
Wayne Elmore
started on 2021-02-08
CDR: 4097347
Sajeda Kermali
started on 2021-03-26
CDR: 2165970
THOMAS HAGSTROM
started on 2021-03-16
CDR: 2321752
DAVID KASTNER
ended on 2021-01-04
CDR: 4431711
KELLY JOHNSON
KELLY JOHNSON
ended on 2021-01-15



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