Company Name:
CHARLES SCHWAB INVESTMENT MANAGEMENT, INC
Address:
211 MAIN STREET, SAN FRANCISCO CA 94105
CRD Number:
106753
SEC Number:
801-35905
Financial Regulator:
SEC/ FINRA
Website:
https://www.windhaveninvestments.com
Registration started
Ended
2020
2021
CDR: 4895764
JASON DIEFENTHALER
started on 2020-07-07
CDR: 6700792
JAMIE PEEK
Jamie Lynn Peek Jamie Peek
started on 2020-07-09
CDR: 2004127
David Puopolo
DAVID M PUOPOLO DAVID MICHAEL PUOPOLO
started on 2020-09-09
CDR: 6708213
Wayne Elmore
started on 2020-07-01
CDR: 1201458
Martin Wasmer
Martin Manning Wasmer Marty Wasmer
started on 2020-07-07
CDR: 3237056
MATTHEW KUSS
Matt Kuss
started on 2020-11-13
CDR: 6672175
TESS MONTAGUE
Tess Montague
started on 2020-09-22
CDR: 1073111
RALPH NORTON
CHIP NORTON RALPH GAGE III NORTON Ralph Norton
started on 2020-07-01
CDR: 6557564
BRENDAN KERR
started on 2020-07-17
CDR: 2662860
JAMES SERHANT
JAMES ALLAN SERHANT JIM SERHANT II
started on 2020-10-13
CDR: 1975104
JOHN MAJOROS
JOHN STEPHEN MAJOROS
started on 2020-07-02
CDR: 1799638
THOMAS RICHMOND
THOMAS NOYES RICHMOND JR TOM RICHMOND JR
started on 2020-07-02
CDR: 4617167
CATHERINE WEIGEL
KATIE BIRMINGHAM WEIGEL KATIE WEIGEL
started on 2020-09-22
CDR: 6386499
RUTA BRUCKUTE
Ruta Bruckute RUTA Bruckute Robinson
started on 2020-07-07
CDR: 3054034
Jeffrey Yun
Jeff Yun Jeffrey Moon Yun
started on 2020-07-07
CDR: 6254901
BRIAN FERRY
started on 2020-07-02
CDR: 4895694
JUSTIN LAND
JUSTIN STEWART LAND
started on 2020-08-13
CDR: 1266057
THOMAS MOSEL
started on 2020-08-31
CDR: 6160334
LIA WEBB
started on 2020-10-13
CDR: 1373838
Shanly Stach
Shan Stach
started on 2020-07-01
CDR: 6405343
CHRISTIAN MENEGATTI
started on 2020-08-31
CDR: 7093032
DANIEL GRIFFITH
Dan Griffith Daniel William Griffith
started on 2020-07-13
CDR: 6754834
RAYVON SOLOMON
Rayvon Solomon
started on 2021-01-07
CDR: 4431711
KELLY JOHNSON
KELLY JOHNSON
started on 2021-01-15
CDR: 6708213
Wayne Elmore
ended on 2021-02-08



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