EPlicensed - US FINRA/ SEC Record Search

Company Name:

CHATSWORTH SECURITIES LLC

Address:

95 EAST PUTNAM AVENUE, GREENWICH, CT 06830

CRD Number:

40804

CIK Number:

1011766

SEC File Number:

849199

Financial Regulator:

SEC/ FINRA

Registration started

Ended

1996

1997

1998

1999

2000

2001

2002

2003

2004

2005

2006

2007

2008

2009

2010

2011

2012

2013

2014

2015

2016

2017

2018

2019

2020

2021

CDR: 1574853

SYNGON HARE

SY HARE

started on 1996-11-15

CDR: 1913027

RALPH DIFIORE

started on 1996-11-15

CDR: 1769496

JOEL MATCOVSKY

started on 1997-08-21

CDR: 1693008

SHARON CARTOTTO

SHARON J SCORDATO

started on 1997-04-28

CDR: 1467579

DANIEL MACLEAN

DANIEL C MACLEAN

started on 1997-07-25

CDR: 1354717

LEE GERKIN

LEE M GERKIN

started on 1998-11-04

CDR: 1693008

SHARON CARTOTTO

SHARON J SCORDATO

ended on 1998-07-30

CDR: 2310730

HAROLD BECKER

started on 2000-03-01

CDR: 2731183

ELAD EPSTEIN

started on 2001-10-17

CDR: 341903

THOMAS MOYNA

started on 2001-02-06

CDR: 3007274

MARK ROSS

started on 2001-02-26

CDR: 2686117

NICOLE SCHMIDT

started on 2001-02-26

CDR: 1622924

GLEN MASTEY

GILEN D MASTEY GLEN DONALD MASTEY

started on 2001-03-02

CDR: 2452629

DENNIS SULLIVAN

started on 2001-05-11

CDR: 2222633

KEVIN SWEENEY

started on 2002-08-15

CDR: 2037820

JOSEPH MCBRIEN

started on 2002-03-14

CDR: 2731183

ELAD EPSTEIN

ended on 2002-09-05

CDR: 2686117

NICOLE SCHMIDT

ended on 2002-09-05

CDR: 1622924

GLEN MASTEY

GILEN D MASTEY GLEN DONALD MASTEY

ended on 2002-02-27

CDR: 4445995

WILLIAM NICHOLSON

started on 2003-02-13

CDR: 2222633

KEVIN SWEENEY

ended on 2003-07-14

CDR: 341903

THOMAS MOYNA

ended on 2003-11-06

CDR: 4445995

WILLIAM NICHOLSON

ended on 2003-12-03

CDR: 502262

RICHARD BUHR

RICHARD ALLEN BUHR

started on 2004-10-12

CDR: 1708096

BRUCE ORR

started on 2004-01-05

CDR: 1015267

PHILIP PIERCE

PHILIP FOSTER PIERCE

started on 2004-01-05

CDR: 3007274

MARK ROSS

ended on 2004-04-28

CDR: 864402

BRUCE LEBENS

started on 2005-12-12

CDR: 2747870

PAUL ESCOTT

started on 2005-12-21

CDR: 1076121

STEPHEN BOOKBINDER

stephen bookbinder

started on 2005-07-20

CDR: 719991

JAMES WELCH

started on 2005-07-07

CDR: 2037820

JOSEPH MCBRIEN

ended on 2005-11-16

CDR: 1708096

BRUCE ORR

ended on 2005-02-18

CDR: 5092852

KATRINA BELL

started on 2006-02-16

CDR: 3007274

MARK ROSS

started on 2006-02-08

CDR: 5092852

KATRINA BELL

ended on 2006-06-06

CDR: 2747870

PAUL ESCOTT

ended on 2006-08-30

CDR: 3007274

MARK ROSS

ended on 2006-11-07

CDR: 2435828

GENNARO FULVIO

GENNARO FULVIO JOHN FULVIO

started on 2007-06-18

CDR: 2049001

SWATICK MAJUMDAR

AKU MAJUMDAR

started on 2007-01-04

CDR: 27145

ROBERT BOWE

started on 2007-01-03

CDR: 1175875

GEORGE BITTLES

BITTLES BITTLES GEORGE STEWART BITTLES II

started on 2007-02-23

CDR: 1060340

PHILIP STONE

started on 2007-09-18

CDR: 4514608

DAVID BUNTING

DAVID FRANKLIN BUNTING MR.

started on 2007-10-01

CDR: 864402

BRUCE LEBENS

ended on 2007-01-16

CDR: 1076121

STEPHEN BOOKBINDER

stephen bookbinder

ended on 2007-12-20

CDR: 55374

ERIC COURTNEY

started on 2008-04-30

CDR: 2067174

RICHARD FURLIN

started on 2008-10-20

CDR: 1899540

RONALD QUIGLEY

RON QUIGLEY JR RONALD MICHAEL (JR) QUIGLEY RONNY QUIGLEY JR

started on 2008-10-21

CDR: 1060340

PHILIP STONE

ended on 2008-01-29

CDR: 1574853

SYNGON HARE

SY HARE

ended on 2008-01-18

CDR: 1076121

STEPHEN BOOKBINDER

stephen bookbinder

started on 2009-04-29

CDR: 4944339

Hannah Li

Hongmei Li

started on 2009-09-07

CDR: 1136272

EDMUND MEHRING

started on 2009-06-15

CDR: 1899540

RONALD QUIGLEY

RON QUIGLEY JR RONALD MICHAEL (JR) QUIGLEY RONNY QUIGLEY JR

ended on 2009-06-17

CDR: 5736258

THOMAS KANE

started on 2010-11-24

CDR: 4921279

COLBY FREDERICK

started on 2010-07-12

CDR: 4832404

PETER SWANSON

started on 2010-08-26

CDR: 726765

ALEXANDER HOES

ALEXANDER SPOTWOOD HOES

started on 2010-04-21

CDR: 2958840

TERRENCE KING

started on 2010-03-11

CDR: 1918684

KEVIN MURPHY

KEVIN LAWRENCE MURPHY

started on 2010-04-20

CDR: 4944339

Hannah Li

Hongmei Li

ended on 2010-01-14

CDR: 2747870

PAUL ESCOTT

started on 2011-05-13

CDR: 2794570

DANIEL QUIGLEY

DANIEL E P QUIELEY DANIEL E QUIGLEY

started on 2011-05-24

CDR: 1359626

KARL RUGGEBERG

started on 2011-06-23

CDR: 1076121

STEPHEN BOOKBINDER

stephen bookbinder

ended on 2011-02-15

CDR: 55374

ERIC COURTNEY

ended on 2011-11-30

CDR: 2794570

DANIEL QUIGLEY

DANIEL E P QUIELEY DANIEL E QUIGLEY

ended on 2011-10-28

CDR: 4514608

DAVID BUNTING

DAVID FRANKLIN BUNTING MR.

ended on 2011-07-20

CDR: 2452629

DENNIS SULLIVAN

ended on 2011-06-21

CDR: 6032785

Sylvan Garfunkel

JONATHAN SYLVAN GARFUNKEL JONATHAN GARFUNKEL PINCHAS GARFUNKEL SYLVAN J GARFUNKEL SYLVAN Jonathan GARFUNKEL

started on 2012-04-03

CDR: 5092852

KATRINA BELL

started on 2012-06-19

CDR: 2942602

RICHARD CUNNIFFE

started on 2012-08-09

CDR: 4921279

COLBY FREDERICK

ended on 2012-08-10

CDR: 1175875

GEORGE BITTLES

BITTLES BITTLES GEORGE STEWART BITTLES II

ended on 2012-05-15

CDR: 5092852

KATRINA BELL

ended on 2012-11-28

CDR: 1700320

ELISA KORMAN

ELISA M DUNN ELISA M KORMAN ELISA MIRIAN KORMAN

started on 2013-11-25

CDR: 6237712

BERNARD BROWN

started on 2013-10-01

CDR: 4218992

ORAZIO MARTORINA

started on 2013-05-15

CDR: 2794570

DANIEL QUIGLEY

DANIEL E P QUIELEY DANIEL E QUIGLEY

started on 2013-10-08

CDR: 1136272

EDMUND MEHRING

ended on 2013-02-27

CDR: 6310832

JEREMIAH QUILL

started on 2014-03-17

CDR: 2266807

MATTHEW HICKMAN

MATTHEW JOHN HICKMAN

started on 2014-06-23

CDR: 6206777

RICHARD NORDIN

started on 2014-03-21

CDR: 1533250

MARIANELA CANTON

MARI CANTON

started on 2014-05-19

CDR: 1836364

TERRENCE MCCRARY

started on 2014-04-15

CDR: 1076121

STEPHEN BOOKBINDER

stephen bookbinder

started on 2014-12-02

CDR: 502262

RICHARD BUHR

RICHARD ALLEN BUHR

ended on 2014-12-02

CDR: 2266807

MATTHEW HICKMAN

MATTHEW JOHN HICKMAN

ended on 2014-10-01

CDR: 2747870

PAUL ESCOTT

ended on 2014-08-18

CDR: 1700320

ELISA KORMAN

ELISA M DUNN ELISA M KORMAN ELISA MIRIAN KORMAN

ended on 2014-09-11

CDR: 6032785

Sylvan Garfunkel

JONATHAN SYLVAN GARFUNKEL JONATHAN GARFUNKEL PINCHAS GARFUNKEL SYLVAN J GARFUNKEL SYLVAN Jonathan GARFUNKEL

ended on 2014-05-02

CDR: 726765

ALEXANDER HOES

ALEXANDER SPOTWOOD HOES

ended on 2014-05-02

CDR: 1918684

KEVIN MURPHY

KEVIN LAWRENCE MURPHY

ended on 2014-01-31

CDR: 2186564

MATTHEW GABEL

MATTHEW RICHARD GABEL

started on 2015-05-27

CDR: 2329994

FRANK HEGEMAN

started on 2015-02-09

CDR: 268928

GEORGE KHOURI

started on 2015-06-16

CDR: 1359626

KARL RUGGEBERG

ended on 2015-06-05

CDR: 2942602

RICHARD CUNNIFFE

ended on 2015-04-02

CDR: 5071989

THOMAS CASHEL

THOMAS CASHEL TOM CASHEL

started on 2016-01-28

CDR: 4352523

TAKANORI YOKOSE

started on 2016-03-17

CDR: 6658229

Justin Burke

started on 2016-07-01

CDR: 6680382

Alessandro Bianchi

started on 2016-10-26

CDR: 1429489

David Heiss

DAVID S HEISS

started on 2016-03-23

CDR: 2186564

MATTHEW GABEL

MATTHEW RICHARD GABEL

ended on 2016-03-18

CDR: 6310832

JEREMIAH QUILL

ended on 2016-05-19

CDR: 1429489

David Heiss

DAVID S HEISS

ended on 2016-10-26

CDR: 2958840

TERRENCE KING

ended on 2016-09-07

CDR: 724940

Patricia Twining

P B CARROLL PATRICIA B CARROLL PATRICIA BAKER CARROLL

started on 2017-07-26

CDR: 4167298

MICHAEL DENIO

started on 2017-01-30

CDR: 1052918

THOMAS LOVELL

JR THOMAS HENRY LOVELL

started on 2017-04-24

CDR: 724940

Patricia Twining

P B CARROLL PATRICIA B CARROLL PATRICIA BAKER CARROLL

ended on 2017-11-09

CDR: 2794570

DANIEL QUIGLEY

DANIEL E P QUIELEY DANIEL E QUIGLEY

ended on 2017-07-12

CDR: 2747870

PAUL ESCOTT

started on 2018-12-21

CDR: 1546670

TIMOTHY SULLIVAN

started on 2018-11-01

CDR: 4513786

MARCUS MAGARIAN

started on 2018-10-23

CDR: 1666991

HIROO AWANO

started on 2018-02-22

CDR: 2329994

FRANK HEGEMAN

ended on 2018-11-01

CDR: 4167298

MICHAEL DENIO

ended on 2018-03-28

CDR: 7142885

Darius Asgari

started on 2019-08-30

CDR: 7097282

Robert Migliazza

started on 2019-05-27

CDR: 7081701

Christopher Gioffre

started on 2019-03-11

CDR: 828919

ROBERT GEITZ

started on 2019-11-27

CDR: 4875378

DENISE HOLZER

DENISE NOCOLE HOLZER DENISE HOLZER

started on 2019-04-01

CDR: 442542

WILLIAM TAPERT

started on 2019-05-02

CDR: 5736258

THOMAS KANE

ended on 2019-05-09

CDR: 1666991

HIROO AWANO

ended on 2019-05-01

CDR: 7214620

Yaron Seidman

started on 2020-01-13

CDR: 5094642

RAFFI GULBENK

RAFFI S GULBENK Raffi Gulbenk

started on 2020-10-15

CDR: 5071989

THOMAS CASHEL

THOMAS CASHEL TOM CASHEL

ended on 2020-03-04

CDR: 1769496

JOEL MATCOVSKY

ended on 2020-09-17

CDR: 7142885

Darius Asgari

ended on 2020-07-30

CDR: 27145

ROBERT BOWE

ended on 2020-03-10

CDR: 1015267

PHILIP PIERCE

PHILIP FOSTER PIERCE

ended on 2020-12-09

CDR: 1076121

STEPHEN BOOKBINDER

stephen bookbinder

ended on 2021-02-18

Court Diary