Company Name:
CICC US SECURITIES, INC.
Address:
32ND FLOOR, 280 PARK AVENUE, NEW YORK, NY 10017
CRD Number:
143221
CIK Number:
1388695
SEC File Number:
867544
Financial Regulator:
SEC/ FINRA
Registration started
Ended
2007
2008
2009
2010
2011
2012
2013
2014
2015
2016
2017
2018
2019
2020
2021
CDR: 1912249
SCOTT DANIELS
SCOTT DANIELS
started on 2007-08-21
CDR: 5298663
JIMMY WOO
started on 2007-08-21
CDR: 5298681
PEI ZHANG
started on 2007-08-21
CDR: 4262908
KENNETH PERSING
started on 2008-08-14
CDR: 5481690
YILIN LU
started on 2008-05-09
CDR: 5466882
LANLAN ZHANG
started on 2008-03-12
CDR: 5298681
PEI ZHANG
ended on 2008-07-30
CDR: 5182814
MINXUAN HU
JUDY JIA MINXUAN JIA MS. MINXUAN JIA
started on 2009-12-07
CDR: 4450124
DAJIANG GUO
DAJIANG GUO MR.
started on 2009-05-13
CDR: 5739245
GANG CHEN
GANG CHEN MR.
started on 2009-12-09
CDR: 4262908
KENNETH PERSING
ended on 2009-01-06
CDR: 5004458
JULIA SUN
started on 2010-08-25
CDR: 5829682
CHARLES CAO
started on 2010-08-16
CDR: 2048771
VICTORIA WONG
VICKY PIERCE VICTORIA PIERCE
started on 2010-11-09
CDR: 5248191
LEI HUANG
started on 2010-05-27
CDR: 2552960
HUIFENG CHANG
started on 2010-06-10
CDR: 5744736
YUNHUI WANG
SHANNON WANG
started on 2010-01-05
CDR: 5855490
MEI HE
started on 2010-12-22
CDR: 2909826
KINFAI LO
LEO LO
started on 2010-05-20
CDR: 5366311
SHERMAN GUO
SHERMAN QUIYING GUO SHERMAN QIYING QIYING GUO
started on 2010-05-26
CDR: 5844947
EN HONG
started on 2010-11-18
CDR: 1912249
SCOTT DANIELS
SCOTT DANIELS
ended on 2010-08-31
CDR: 4464631
MARGARET KO
MARGARET Y KO
started on 2011-07-25
CDR: 5720621
SI CHEN
Jimmy Chen
started on 2011-01-04
CDR: 5144524
FRANCIS KIM
FRANCIS KIM TEK KIM
started on 2011-08-17
CDR: 2537445
CRAIG PHARES
started on 2011-01-03
CDR: 5893930
YOUQING LIU
LIU YOUQING
started on 2011-03-30
CDR: 5800596
MINGJIAN BI
started on 2011-03-14
CDR: 4492209
STEPHEN TU
STEPHEN TU
started on 2011-03-29
CDR: 5858142
XIAOPENG ZHAO
started on 2011-07-15
CDR: 5877261
TINGTING QI
started on 2011-03-29
CDR: 2907817
KA CHUN ANDY CHAN
ANDY CHAN KA CHUN CHAN
started on 2011-07-20
CDR: 2253836
JUNG KIM
started on 2011-07-13
CDR: 4464631
MARGARET KO
MARGARET Y KO
ended on 2011-11-17
CDR: 5182814
MINXUAN HU
JUDY JIA MINXUAN JIA MS. MINXUAN JIA
ended on 2011-05-16
CDR: 4450124
DAJIANG GUO
DAJIANG GUO MR.
ended on 2011-03-04
CDR: 5720621
SI CHEN
Jimmy Chen
ended on 2011-08-03
CDR: 5481690
YILIN LU
ended on 2011-11-22
CDR: 5298663
JIMMY WOO
ended on 2011-05-17
CDR: 2907817
KA CHUN ANDY CHAN
ANDY CHAN KA CHUN CHAN
ended on 2011-11-17
CDR: 6017838
NING DING
EMILY DING
started on 2012-01-20
CDR: 5800596
MINGJIAN BI
ended on 2012-10-22
CDR: 6138661
YANG ZHANG
started on 2013-07-19
CDR: 6244888
MENGYU LAN
started on 2013-09-10
CDR: 5004458
JULIA SUN
ended on 2013-05-28
CDR: 4492209
STEPHEN TU
STEPHEN TU
ended on 2013-01-07
CDR: 2048771
VICTORIA WONG
VICKY PIERCE VICTORIA PIERCE
ended on 2013-05-14
CDR: 5844947
EN HONG
ended on 2013-06-13
CDR: 6343566
ZEYU ZHOU
Alan Zhou
started on 2014-07-03
CDR: 6357683
GRACE WEN
HAN WEN
started on 2014-08-08
CDR: 6138661
YANG ZHANG
ended on 2014-03-14
CDR: 5829682
CHARLES CAO
ended on 2014-05-30
CDR: 5144524
FRANCIS KIM
FRANCIS KIM TEK KIM
ended on 2014-05-14
CDR: 2537445
CRAIG PHARES
ended on 2014-05-09
CDR: 5739245
GANG CHEN
GANG CHEN MR.
ended on 2014-01-16
CDR: 5366311
SHERMAN GUO
SHERMAN QUIYING GUO SHERMAN QIYING QIYING GUO
ended on 2014-12-04
CDR: 6561921
Yongyi Chen
Di Chen Jessica Chen Yongyi Jessica Chen Chen Yongyi
started on 2015-10-08
CDR: 6080623
ANDREA BISCHOF
ANDREA J BISCHOF
started on 2015-08-05
CDR: 4970741
ERIC HWANG
started on 2015-10-01
CDR: 3092480
THOMAS NGUYEN
started on 2015-09-21
CDR: 6449794
LINGLU AN
started on 2015-03-11
CDR: 5858142
XIAOPENG ZHAO
ended on 2015-04-15
CDR: 815346
Marie-Elaine LAROCHE
ELAINE LAROCHE MARIE-ELAINE ANDREE LAROCHE
started on 2016-03-14
CDR: 2421936
ROSS LEVIN
ROSS D LEVIN
started on 2016-03-21
CDR: 6351267
GRAEME HARTEN
started on 2016-02-04
CDR: 6719384
yi ren
Lucy Ren
started on 2016-12-06
CDR: 6357683
GRACE WEN
HAN WEN
ended on 2016-01-06
CDR: 2552960
HUIFENG CHANG
ended on 2016-02-22
CDR: 1992672
TIMOTHY MCCLELLAND
started on 2017-11-16
CDR: 2437681
STEVEN FOLAND
started on 2017-06-02
CDR: 6219648
BRIAN HAN
started on 2017-11-21
CDR: 5985247
Guanwu Ye
GUAN WU YE JACK YE
started on 2017-09-13
CDR: 4970741
ERIC HWANG
ended on 2017-12-04
CDR: 6244888
MENGYU LAN
ended on 2017-06-01
CDR: 5086292
Timothy YANG
TIAN YANG
started on 2018-07-18
CDR: 2496151
PETER CLARK
started on 2018-09-25
CDR: 2309406
JOANNE BAGAN
JOANNE PATRICIA FREDELL
started on 2018-06-01
CDR: 2913469
XIANGDONG SHI
SEAN SHI
started on 2018-09-28
CDR: 6215853
YONGHUAN YANG
started on 2018-01-03
CDR: 6673630
Kyle Lai
started on 2018-12-10
CDR: 6561921
Yongyi Chen
Di Chen Jessica Chen Yongyi Jessica Chen Chen Yongyi
ended on 2018-04-30
CDR: 5893930
YOUQING LIU
LIU YOUQING
ended on 2018-06-12
CDR: 5248191
LEI HUANG
ended on 2018-06-12
CDR: 6719384
yi ren
Lucy Ren
ended on 2018-03-14
CDR: 2253836
JUNG KIM
ended on 2018-03-09
CDR: 6215853
YONGHUAN YANG
ended on 2018-04-30
CDR: 7166855
Fuhua Hu
started on 2019-10-22
CDR: 7072205
Bing Liu
started on 2019-05-30
CDR: 7166693
Jing Zhang
started on 2019-10-15
CDR: 7128864
Weiming Luo
started on 2019-08-29
CDR: 2928131
ZAHID AHMED
started on 2019-05-13
CDR: 4582197
TIAN WANG
started on 2019-07-30
CDR: 7083415
JIAXIN ZHANG
ZHANG JIAXIN
started on 2019-05-10
CDR: 7159515
Lona Sniderman
started on 2019-08-26
CDR: 5917455
SHAO NA LIANG
Cindy Liang
started on 2019-07-22
CDR: 7082151
QING BAI
started on 2019-04-16
CDR: 6343566
ZEYU ZHOU
Alan Zhou
ended on 2019-09-06
CDR: 815346
Marie-Elaine LAROCHE
ELAINE LAROCHE MARIE-ELAINE ANDREE LAROCHE
ended on 2019-08-27
CDR: 5855490
MEI HE
ended on 2019-04-10
CDR: 6351267
GRAEME HARTEN
ended on 2019-09-13
CDR: 5985247
Guanwu Ye
GUAN WU YE JACK YE
ended on 2019-04-30
CDR: 6449794
LINGLU AN
ended on 2019-07-23
CDR: 6666727
Weilin Tang
started on 2020-01-01
CDR: 7205651
Grace Quan
started on 2020-06-29
CDR: 7183556
Yujie Luo
started on 2020-11-13
CDR: 7282914
Michael Frick
started on 2020-10-01
CDR: 7082151
QING BAI
ended on 2020-02-03
CDR: 7326525
Duke Zhang
started on 2021-02-02
CDR: 2496151
PETER CLARK
ended on 2021-04-05
CDR: 5466882
LANLAN ZHANG
ended on 2021-02-05
CDR: 2437681
STEVEN FOLAND
ended on 2021-04-09



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