Company Name:
CITIC SECURITIES INTERNATIONAL USA, LLC
Address:
15TH FLOOR, 1301 AVENUE OF THE AMERICAS, NEW YORK, NY 10019
CRD Number:
158266
CIK Number:
1522643
SEC File Number:
868887
Financial Regulator:
SEC/ FINRA
Registration started
Ended
2012
2013
2014
2015
2016
2017
2018
2019
2020
CDR: 4450124
DAJIANG GUO
DAJIANG GUO MR.
started on 2012-03-26
CDR: 5652391
CHENG SHAO
started on 2012-03-26
CDR: 3120765
YAN WU
started on 2012-09-05
CDR: 2219603
YUEN NA CHUN
YUEN NA KONG
started on 2012-03-26
CDR: 5720621
SI CHEN
Jimmy Chen
started on 2012-03-26
CDR: 5020777
MARTIN CUMMINS
MARTIN CUMMINS IV MARTIN CUMMINS MARTY CUMMINS
started on 2012-08-20
CDR: 5161730
SOPHIA LEE
SOPHIA LEE
started on 2012-09-05
CDR: 6238075
YUJUN ZHANG
started on 2013-09-19
CDR: 6209717
YALIN ZHU-HU
YALIN ZHU
started on 2013-07-13
CDR: 6093041
JINGSONG ZHANG
ZHANG
started on 2014-03-17
CDR: 6303736
JIALUN LI
started on 2014-04-29
CDR: 6087211
KAH LOONG RANDY YEO
KAH LOONG RANDY YEO
started on 2014-02-14
CDR: 6238075
YUJUN ZHANG
ended on 2014-11-24
CDR: 5161730
SOPHIA LEE
SOPHIA LEE
ended on 2014-06-30
CDR: 6425582
YANZHE LI
MAXWELL LI
started on 2015-02-24
CDR: 6403341
MAURO LEOS
started on 2015-03-06
CDR: 2441597
CHRISTIAN BILLET
started on 2016-06-08
CDR: 5599785
KSHITIJ GOLANI
started on 2016-06-16
CDR: 5122747
NEIL GOLDBERG
NEIL LAWRENCE GOLDBERG NEIL GOLDBERG
started on 2016-10-05
CDR: 6679614
NORMAN HU
started on 2016-08-29
CDR: 3013722
ANTHONY MASSA
ANTHONY C MASSA
started on 2016-06-28
CDR: 4799793
JOHN STAFFIERO
JOHN M STAFFIERO
started on 2016-06-21
CDR: 5985247
Guanwu Ye
GUAN WU YE JACK YE
started on 2016-06-28
CDR: 2581251
James Verdone
JAMES J VERDONE JIM JOSEPH VERDONE
started on 2016-08-23
CDR: 6446651
KAI YI WANG
KATHY WANG
started on 2016-09-15
CDR: 6093041
JINGSONG ZHANG
ZHANG
ended on 2016-06-20
CDR: 2441597
CHRISTIAN BILLET
ended on 2016-09-09
CDR: 5599785
KSHITIJ GOLANI
ended on 2016-09-09
CDR: 4450124
DAJIANG GUO
DAJIANG GUO MR.
ended on 2016-07-14
CDR: 6679614
NORMAN HU
ended on 2016-11-10
CDR: 5652391
CHENG SHAO
ended on 2016-10-17
CDR: 3013722
ANTHONY MASSA
ANTHONY C MASSA
ended on 2016-09-09
CDR: 4799793
JOHN STAFFIERO
JOHN M STAFFIERO
ended on 2016-09-09
CDR: 5985247
Guanwu Ye
GUAN WU YE JACK YE
ended on 2016-09-09
CDR: 5020777
MARTIN CUMMINS
MARTIN CUMMINS IV MARTIN CUMMINS MARTY CUMMINS
ended on 2016-06-10
CDR: 6209717
YALIN ZHU-HU
YALIN ZHU
ended on 2016-09-06
CDR: 6425582
YANZHE LI
MAXWELL LI
ended on 2016-04-11
CDR: 5985247
Guanwu Ye
GUAN WU YE JACK YE
started on 2017-06-06
CDR: 5037276
JASON LEE
started on 2017-06-06
CDR: 2680290
WILLIAM HOLUB
WILLIAM C HOLUB
started on 2017-06-06
CDR: 2946820
MARK MATTHEYS
MARK MATTHEYS
started on 2017-07-14
CDR: 2441597
CHRISTIAN BILLET
started on 2017-06-06
CDR: 6737110
Yu Cai
Cathy Cai
started on 2017-04-06
CDR: 1959108
MICHAEL ASCIUTTO
MICHAEL T ASCIUTTO ASCIUTTO MICHAEL JOHN ASCUITTO
started on 2017-06-06
CDR: 4534777
MIN GAO
started on 2017-06-06
CDR: 3013722
ANTHONY MASSA
ANTHONY C MASSA
started on 2017-06-06
CDR: 4354371
DANIEL JARRETT
started on 2017-06-06
CDR: 4799793
JOHN STAFFIERO
JOHN M STAFFIERO
started on 2017-06-06
CDR: 6090571
ERIN DUDEK
ERIN DUDEK
started on 2017-06-06
CDR: 6657192
ANDREW HILTON
Andy Hilton
started on 2017-06-06
CDR: 6218497
IVAN MAN
IVAN MAN
started on 2017-06-06
CDR: 5985247
Guanwu Ye
GUAN WU YE JACK YE
ended on 2017-08-25
CDR: 5122747
NEIL GOLDBERG
NEIL LAWRENCE GOLDBERG NEIL GOLDBERG
ended on 2017-05-30
CDR: 2219603
YUEN NA CHUN
YUEN NA KONG
ended on 2017-08-01
CDR: 5720621
SI CHEN
Jimmy Chen
ended on 2017-06-01
CDR: 6737110
Yu Cai
Cathy Cai
ended on 2017-12-04
CDR: 2581251
James Verdone
JAMES J VERDONE JIM JOSEPH VERDONE
ended on 2017-07-10
CDR: 6403341
MAURO LEOS
ended on 2017-06-01
CDR: 6087211
KAH LOONG RANDY YEO
KAH LOONG RANDY YEO
ended on 2017-07-10
CDR: 6446651
KAI YI WANG
KATHY WANG
ended on 2017-06-01
CDR: 6885690
HUA YANG
started on 2018-05-23
CDR: 6737110
Yu Cai
Cathy Cai
started on 2018-01-08
CDR: 2226397
RAYMOND TAM
started on 2019-10-23
CDR: 2226397
RAYMOND TAM
started on 2019-10-22
CDR: 3120765
YAN WU
ended on 2019-10-22
CDR: 2226397
RAYMOND TAM
ended on 2019-10-23
CDR: 4799793
JOHN STAFFIERO
JOHN M STAFFIERO
ended on 2019-11-13
CDR: 6090571
ERIN DUDEK
ERIN DUDEK
ended on 2019-03-28
CDR: 6627912
LOREEN SAM
started on 2020-03-05
CDR: 2946820
MARK MATTHEYS
MARK MATTHEYS
ended on 2020-03-26



Copyright 2022 EmployProof.org All rights reserved.
Court Diary