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0 - 9
Company Name:
CLIFFORD SWAN INVESTMENT COUNSELORS
Alternative Name:
CLIFFORD SWAN INVESTMENT COUNSEL LLC
Address:
STE 550, 177 E. COLORADO BLVD, PASADENA CA 91105-1965
CRD Number:
108033
SEC Number:
801-56675
Financial Regulator:
SEC/ FINRA
Website:
http://www.cliffordswan.com
Registration started
Ended
1999
2000
2001
2002
2003
2004
2005
2006
2007
2008
2009
2010
2011
2012
2013
2014
2015
2016
2017
2018
2019
2020
CDR: 367787
TERRY PRICE
TERRELL HUGO PRICE TERRY PRICE
started on
1999-09-14
CDR: 1850176
STEPHEN ANDREW
DAVID ANDREW
started on
1999-09-14
CDR: 1367714
BRUCE WHITE
started on
1999-03-08
CDR: 2282726
PETER BOYLE
started on
1999-04-12
CDR: 2289649
RALPH WEIL
started on
1999-09-14
CDR: 4565341
RANDALL ZAHARIA
RANDY ZAHARIA
started on
2002-07-17
CDR: 4576093
KATHLEEN GILMORE
KATHLEEN GILMORE CAPEHART
started on
2002-10-24
CDR: 4565343
CAROLYN BARBER
CAROLYN SWABB HENTRICH CAROLYN SWABB
started on
2002-07-17
CDR: 2733434
MAXWELL PRAY
MAXWELL PRAY
started on
2007-12-18
CDR: 2718010
JAMES GAMB
JAMES D GAMB
started on
2007-12-18
CDR: 1081009
ROGER GEWECKE
started on
2007-12-13
CDR: 3146807
LLOYD WONG
started on
2009-03-10
CDR: 2718010
JAMES GAMB
JAMES D GAMB
ended on
2011-07-05
CDR: 1850176
STEPHEN ANDREW
DAVID ANDREW
ended on
2013-09-23
CDR: 1864800
THOMAS MORITZ
started on
2014-01-07
CDR: 6573795
Erica White
started on
2015-10-26
CDR: 367787
TERRY PRICE
TERRELL HUGO PRICE TERRY PRICE
ended on
2016-05-03
CDR: 1864800
THOMAS MORITZ
ended on
2016-06-15
CDR: 1367714
BRUCE WHITE
ended on
2016-06-07
CDR: 2289649
RALPH WEIL
ended on
2016-07-01
CDR: 6783142
David Lin
started on
2018-07-17
CDR: 4565343
CAROLYN BARBER
CAROLYN SWABB HENTRICH CAROLYN SWABB
ended on
2019-06-13
CDR: 4781677
CARLOTA VENEGAS
CARLOTA BJORK KHAVARI CARLOTA VENEGAS
started on
2020-05-08
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