Company Name:
C.L. PHILLIPS & ASSOCIATES, INC.
CRD Number:
3603
Financial Regulator:
SEC/ FINRA
Registration started
Ended
1980
1981
1982
1983
1984
1985
1986
1987
1988
CDR: 841920
CARY CLARK
started on 1980-05-12
CDR: 453172
JOHN VANN
started on 1981-05-01
CDR: 710802
STEVEN ARNOLD
started on 1982-09-21
CDR: 453172
JOHN VANN
ended on 1983-10-11
CDR: 1288410
SHANNON ARNOLD
SHANNON L ARNOLD SHANNON LEIGH BERGNER SHANNON L SMITH
started on 1984-11-21
CDR: 841920
CARY CLARK
ended on 1984-04-02
CDR: 710802
STEVEN ARNOLD
ended on 1984-04-02
CDR: 865488
WILLIAM TRYON
WILLIAM JAMES TRYON
started on 1985-02-08
CDR: 1369308
ELLEN RETCHIN
ELLEN W DOBBERSTEIN ELLEN WILLOUGHBY DOBBERSTEIN
started on 1985-06-24
CDR: 1288410
SHANNON ARNOLD
SHANNON L ARNOLD SHANNON LEIGH BERGNER SHANNON L SMITH
ended on 1985-07-25
CDR: 1369308
ELLEN RETCHIN
ELLEN W DOBBERSTEIN ELLEN WILLOUGHBY DOBBERSTEIN
ended on 1987-09-02
CDR: 865488
WILLIAM TRYON
WILLIAM JAMES TRYON
ended on 1988-07-21



Copyright 2022 EmployProof.org All rights reserved.
Court Diary