Company Name:
COCHRAN CARONIA WALLER SECURITIES LLC
CRD Number:
44824
Financial Regulator:
SEC/ FINRA
Registration started
Ended
1998
1999
2000
2001
2002
2003
2004
2005
2006
2007
CDR: 1103822
GEORGE COCHRAN
started on 1998-06-23
CDR: 2637379
ADAM KLAUBER
started on 1998-06-23
CDR: 2543194
RICHARD CAGNEY
DICK CAGNEY RICHARD DEMARAIS CAGNEY JR
started on 1998-06-23
CDR: 2808469
JOHN WALLER
JOHN J WALLER
started on 1998-06-23
CDR: 2802058
LEONARD CARONIA
LEONARD S CARONIA LEONARD CARONIA
started on 1998-06-23
CDR: 1781030
KEVIN GANNON
KEVIN GANNON
started on 1999-12-03
CDR: 4260324
ERIK KUSHTO
started on 2001-11-20
CDR: 2263266
DOUGLAS TEGEN
DOUGLAS B TEGEN
started on 2003-10-13
CDR: 2507011
JEFFREY POORMAN
started on 2003-09-24
CDR: 4799922
JAMES ANDERSON
JAMES MICHAEL ANDERSON
started on 2004-08-25
CDR: 4772449
DAVID HELMS
started on 2004-10-08
CDR: 4363501
MATTHEW CARLETTI
started on 2005-06-01
CDR: 1709879
ANTHONY MONTEMURRO
started on 2005-09-16
CDR: 1198502
Charles Friedmann
CHARLES EDWARD FRIEDMANN CHARLIE FRIEDMANN ED FRIEDMANN EDDIE FRIEDMANN
started on 2005-04-06
CDR: 4942566
MICHAEL CAGNEY
MIKE RICHARD CAGNEY
started on 2005-07-13
CDR: 4809155
STEVEN SANTIAGO
started on 2006-04-10
CDR: 5232717
JEFFREY SCHMITT
JEFF SCHMITT
started on 2006-12-07
CDR: 4826123
ALEXANDER WEISS
started on 2006-04-10
CDR: 1895839
DAVID PERSENAIRE
started on 2006-04-19
CDR: 5217227
JOHN MILLER
started on 2006-12-12
CDR: 5247303
PAUL DADAY
started on 2006-12-21
CDR: 4260324
ERIK KUSHTO
ended on 2006-03-01
CDR: 2263266
DOUGLAS TEGEN
DOUGLAS B TEGEN
ended on 2006-02-02
CDR: 5266124
PETER NERO
started on 2007-04-18
CDR: 5254327
ELLIOT POINDEXTER
started on 2007-01-09
CDR: 5290546
ANTHONY SCHWARTZ
started on 2007-04-24
CDR: 4885184
COLIN FITT
started on 2007-01-03
CDR: 4799922
JAMES ANDERSON
JAMES MICHAEL ANDERSON
ended on 2007-08-31
CDR: 4363501
MATTHEW CARLETTI
ended on 2007-08-31
CDR: 1781030
KEVIN GANNON
KEVIN GANNON
ended on 2007-08-31
CDR: 4772449
DAVID HELMS
ended on 2007-08-31
CDR: 1103822
GEORGE COCHRAN
ended on 2007-11-05
CDR: 2637379
ADAM KLAUBER
ended on 2007-08-31
CDR: 1709879
ANTHONY MONTEMURRO
ended on 2007-08-31
CDR: 4809155
STEVEN SANTIAGO
ended on 2007-02-22
CDR: 2543194
RICHARD CAGNEY
DICK CAGNEY RICHARD DEMARAIS CAGNEY JR
ended on 2007-08-31
CDR: 5232717
JEFFREY SCHMITT
JEFF SCHMITT
ended on 2007-08-31
CDR: 1198502
Charles Friedmann
CHARLES EDWARD FRIEDMANN CHARLIE FRIEDMANN ED FRIEDMANN EDDIE FRIEDMANN
ended on 2007-08-31
CDR: 4942566
MICHAEL CAGNEY
MIKE RICHARD CAGNEY
ended on 2007-08-31
CDR: 4826123
ALEXANDER WEISS
ended on 2007-08-31
CDR: 2808469
JOHN WALLER
JOHN J WALLER
ended on 2007-08-31
CDR: 5266124
PETER NERO
ended on 2007-08-31
CDR: 1895839
DAVID PERSENAIRE
ended on 2007-08-31
CDR: 2802058
LEONARD CARONIA
LEONARD S CARONIA LEONARD CARONIA
ended on 2007-11-05
CDR: 5254327
ELLIOT POINDEXTER
ended on 2007-08-31
CDR: 5290546
ANTHONY SCHWARTZ
ended on 2007-08-31
CDR: 5217227
JOHN MILLER
ended on 2007-08-31
CDR: 2507011
JEFFREY POORMAN
ended on 2007-04-30
CDR: 4885184
COLIN FITT
ended on 2007-08-31
CDR: 5247303
PAUL DADAY
ended on 2007-08-31



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