Company Name:
COLONIAL SECURITIES, INC.
Address:
ROOM 603, 80 BOWERY, NEW YORK, NY 10013-4689
CRD Number:
3013
CIK Number:
21879
SEC File Number:
817631
Financial Regulator:
SEC/ FINRA
Registration started
Ended
1973
1974
1975
1976
1977
1978
1979
1980
1981
1982
1983
1984
1985
1986
1987
1988
1989
1990
1991
1992
1993
1994
1995
1996
1997
1998
1999
2000
2001
2002
2003
2004
2005
2006
2007
2008
2009
2010
2011
2012
2013
2014
2015
2016
2017
2018
2019
2020
CDR: 700725
HARRIET STEWART
HARRIET STEWART
started on 1973-07-02
CDR: 421988
JAMES SHICKORA
started on 1974-05-01
CDR: 700725
HARRIET STEWART
HARRIET STEWART
ended on 1974-05-25
CDR: 807275
RICHARD FREDERICKS
started on 1975-04-24
CDR: 809335
YEE WONG
started on 1975-06-26
CDR: 312349
WILLIAM LONG
BILL LONG
started on 1975-04-14
CDR: 421988
JAMES SHICKORA
ended on 1976-11-02
CDR: 312349
WILLIAM LONG
BILL LONG
ended on 1976-11-22
CDR: 807275
RICHARD FREDERICKS
ended on 1977-04-22
CDR: 712988
JOHN LIU
JOHN C H LIU
started on 1980-08-01
CDR: 1315687
RUSERIM HASAN
RUSERIM S HASAN
started on 1985-05-31
CDR: 712988
JOHN LIU
JOHN C H LIU
ended on 1985-02-15
CDR: 1315687
RUSERIM HASAN
RUSERIM S HASAN
ended on 1988-02-18
CDR: 2261523
YADONG KUO
FRANK KUO
started on 1992-09-30
CDR: 2134588
YING CUI
started on 1992-04-20
CDR: 1478553
VICTOR LIM
LIM HENGWOO VICTOR HENG HENGWOO
started on 1992-03-24
CDR: 1779126
KIN HUANG
KIN FAI HUANG PHILLIP KINFAI HUANG PHILLIP HUANG
started on 1993-06-16
CDR: 2095703
DAVID WONG
started on 1993-11-26
CDR: 1910272
SHUHONG RONG
RONALD S RONG
started on 1994-11-07
CDR: 2134588
YING CUI
ended on 1994-05-20
CDR: 2337143
CHI SZETO
started on 1995-09-18
CDR: 2308477
RICHARD WONG
started on 1995-07-18
CDR: 2522407
DAVID LEE
started on 1995-05-19
CDR: 2337143
CHI SZETO
ended on 1996-01-31
CDR: 2095693
JUDY LIM
started on 1997-06-17
CDR: 1910272
SHUHONG RONG
RONALD S RONG
ended on 1998-07-14
CDR: 2261523
YADONG KUO
FRANK KUO
ended on 2000-03-24
CDR: 2328297
KENNETH HUI
KEN HUI KENNETH C HUI KENNY HUI
started on 2007-07-09
CDR: 5669489
BIYAO FUNG
BI YAO FUNG
started on 2010-11-08
CDR: 4930926
KAREN NG
LAI YAN KAREN NG LAI YAN KAREN NG
started on 2011-06-02
CDR: 4930926
KAREN NG
LAI YAN KAREN NG LAI YAN KAREN NG
ended on 2012-01-17
CDR: 2947427
CARLOS FIGUEROA
CHARLIE ENRIQUE FIGUEROA CHARLIE FIGUEROA
started on 2013-08-15
CDR: 2414916
CINDY WU
CINDY S F WU SHU FEN WU
started on 2016-10-31
CDR: 2095693
JUDY LIM
ended on 2017-09-25
CDR: 1478553
VICTOR LIM
LIM HENGWOO VICTOR HENG HENGWOO
ended on 2020-05-19



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