Company Name:
COMMONWEALTH AUSTRALIA SECURITIES LLC
Address:
30TH FL, 599 LEXINGTON AVENUE, NEW YORK, NY 10022
CRD Number:
136321
CIK Number:
1332031
SEC File Number:
866998
Financial Regulator:
SEC/ FINRA
Registration started
Ended
2006
2007
2008
2009
2010
2011
2012
2013
2014
2015
2016
2017
2018
2019
2020
2021
CDR: 2538848
PIETER BIERKENS
PIETER ANTON BIERKENS
started on 2006-01-12
CDR: 5051145
LAUREN LIDOWSKY
started on 2006-01-12
CDR: 5003731
ROWLAND HIRST
ROWLAND MAXWELL HIRST MR ROWLY MAXWELL HIRST MR
started on 2006-01-12
CDR: 1229739
MARK MANZO
started on 2006-01-12
CDR: 1121231
PAUL EBERT
started on 2006-08-01
CDR: 5143821
SAMUEL BARBARO
started on 2006-06-05
CDR: 2298357
MARC LEVESQUE
MARC LEVESQUE
started on 2006-01-12
CDR: 1461734
LINDA CASSANO
LINDA N CASSANO LINDA NINA CASSANO LINDA CASSANO LINDA MCDONALD MRS. LINDA N SPADACCINI LINDA NINA SPADACCINI
started on 2006-03-10
CDR: 1229739
MARK MANZO
ended on 2006-07-28
CDR: 2648948
GREGORY CAIONE
started on 2007-12-06
CDR: 5003731
ROWLAND HIRST
ROWLAND MAXWELL HIRST MR ROWLY MAXWELL HIRST MR
ended on 2007-02-16
CDR: 2352131
BARRY OXFORD
BARRY PAUL OXFORD JR BARRY PAUL OXFORD
started on 2008-03-24
CDR: 5158827
ALLEN SANCHEZ
started on 2008-02-11
CDR: 2455735
HILARY WARD
HILARY H WARD
started on 2008-03-06
CDR: 4431136
AJAY LELE
started on 2008-11-07
CDR: 1837258
WILLIAM STEVENSON
STEVE STEVENSON WILLIAM STEVENSON
started on 2008-04-09
CDR: 3117100
MARK WANG
MARK WANG
started on 2008-08-20
CDR: 2352131
BARRY OXFORD
BARRY PAUL OXFORD JR BARRY PAUL OXFORD
ended on 2009-05-04
CDR: 5143821
SAMUEL BARBARO
ended on 2009-06-16
CDR: 4263307
MICHAEL STELZER
started on 2010-12-06
CDR: 2938231
AMY LUNG
started on 2010-11-09
CDR: 5143821
SAMUEL BARBARO
started on 2010-07-16
CDR: 4857346
Michelle Ross
Michelle Lynn Ross
started on 2010-10-08
CDR: 4180925
JOE PARDEA
GIUSEPPE PARDEA
started on 2011-11-17
CDR: 2645575
MARC LEDERMAN
started on 2011-11-09
CDR: 5954573
Alexandra Morelli
ALEXANDRA KATHERINE LICURSE MS. Alexandra Katherine Licurse
started on 2011-09-05
CDR: 5976601
JAMES TWISS
JAMES SPENIER TWISS
started on 2011-10-12
CDR: 5560256
REBECCA ORLOWITZ
REBECCA J ORLOWITZ
started on 2011-04-07
CDR: 5176235
JOHAN STRANDBERG
JOHAN STRANDBERG
started on 2011-12-13
CDR: 1837258
WILLIAM STEVENSON
STEVE STEVENSON WILLIAM STEVENSON
ended on 2011-05-19
CDR: 1322883
ELIZABETH O'TOOLE
ELIZABETH MARIE GOCS ELIZABETH MARIE O' TOOLE ELIZABETH MARIE OTOOLE ELIZABETH MARIE TRAMONTANO ELIZABETH MARIE TRAMONTANO - GOCS
started on 2012-11-26
CDR: 5999308
SHIQING TEO
started on 2012-01-11
CDR: 4962767
ARTHUR CARMEL
ARTHUR O CARMEL
started on 2012-11-15
CDR: 4553935
GABRIELLE ISACSSON
GABRIELLE ULRIKE FALGER GABRIELLE FALGER
started on 2012-10-24
CDR: 2599077
STUART NUTTING
started on 2012-09-06
CDR: 2396183
Stuart Axelrod
STUART AXELROD STUART SIMCHA
started on 2012-01-03
CDR: 5555050
ERIC BOUCHARD
ERIC D BOUCHARD
started on 2012-08-02
CDR: 4180925
JOE PARDEA
GIUSEPPE PARDEA
ended on 2012-03-09
CDR: 5158827
ALLEN SANCHEZ
ended on 2012-11-09
CDR: 4857346
Michelle Ross
Michelle Lynn Ross
ended on 2012-12-18
CDR: 1461734
LINDA CASSANO
LINDA N CASSANO LINDA NINA CASSANO LINDA CASSANO LINDA MCDONALD MRS. LINDA N SPADACCINI LINDA NINA SPADACCINI
ended on 2012-07-10
CDR: 2101578
BRADFORD THOMAS
BRAD THOMAS
started on 2013-11-08
CDR: 2082838
HOWARD GREENBERG
HOWARD C GREENBERG HOWIE GREENBERG
started on 2013-07-11
CDR: 6161076
EDWARD COPEMAN
started on 2013-04-17
CDR: 2595462
Samantha Rick
started on 2013-08-30
CDR: 2604316
JENNIFER WINTERS
JENNIFER QUATRONE
started on 2013-03-13
CDR: 5706532
CHRISTOPHER BEANE
CHRIS BEANE CHRISTOPHER BEANE
started on 2013-04-02
CDR: 4546712
SAMUEL OPITZ
started on 2013-10-22
CDR: 5953957
LINDSAY NEEVEN
LINDSAY MACLEOD LINDSAY ELIZABETH NEEVEN
started on 2013-04-01
CDR: 4263307
MICHAEL STELZER
ended on 2013-11-05
CDR: 1322883
ELIZABETH O'TOOLE
ELIZABETH MARIE GOCS ELIZABETH MARIE O' TOOLE ELIZABETH MARIE OTOOLE ELIZABETH MARIE TRAMONTANO ELIZABETH MARIE TRAMONTANO - GOCS
ended on 2013-03-25
CDR: 5999308
SHIQING TEO
ended on 2013-07-18
CDR: 5954573
Alexandra Morelli
ALEXANDRA KATHERINE LICURSE MS. Alexandra Katherine Licurse
ended on 2013-05-21
CDR: 5560256
REBECCA ORLOWITZ
REBECCA J ORLOWITZ
ended on 2013-02-22
CDR: 4553935
GABRIELLE ISACSSON
GABRIELLE ULRIKE FALGER GABRIELLE FALGER
ended on 2013-03-25
CDR: 3174197
VIVIAN VALBUENA
started on 2014-08-13
CDR: 3256638
Jeffrey Schmidt
JEFFREY E SCHMIDT JEFFREY EDWIN SCHMIDT
started on 2014-11-13
CDR: 6359104
DAVID MURRAY
started on 2014-08-26
CDR: 4030076
RYAN O'ROURKE
started on 2014-07-09
CDR: 6263881
Hugh Tancred
HUGH EDWARD TANCRED HUGH TANCRED
started on 2014-01-31
CDR: 4747085
ROBERT STRACHAN
ROBERT STRACHAN
started on 2014-02-28
CDR: 6349102
AMANDA REES
started on 2014-07-08
CDR: 5842255
ALAIN HALIMI
started on 2014-05-21
CDR: 1378185
Richard Loebig
RICHARD ALAN LOEBIG RICHARD LOEBIG
started on 2014-12-11
CDR: 1392205
Randy Paas
started on 2014-01-21
CDR: 2538848
PIETER BIERKENS
PIETER ANTON BIERKENS
ended on 2014-01-27
CDR: 2101578
BRADFORD THOMAS
BRAD THOMAS
ended on 2014-05-21
CDR: 6161076
EDWARD COPEMAN
ended on 2014-07-09
CDR: 4431136
AJAY LELE
ended on 2014-07-23
CDR: 2298357
MARC LEVESQUE
MARC LEVESQUE
ended on 2014-11-17
CDR: 5706532
CHRISTOPHER BEANE
CHRIS BEANE CHRISTOPHER BEANE
ended on 2014-03-03
CDR: 5954573
Alexandra Morelli
ALEXANDRA KATHERINE LICURSE MS. Alexandra Katherine Licurse
started on 2015-05-05
CDR: 4955796
JAMES AHLFELD
started on 2015-06-29
CDR: 5384546
DOROTHY LAU
DOROTHY HUIWAH LAU JOANNA LAU
started on 2015-05-04
CDR: 6176516
SNEHA DSILVA
SNEHA S DESHPANDE SNEHA SATISH DESHPANDE SNEHA DESHPANDE
started on 2015-05-13
CDR: 2538848
PIETER BIERKENS
PIETER ANTON BIERKENS
started on 2015-08-24
CDR: 5424652
SIMON JACKSON
started on 2015-05-13
CDR: 6141640
YOLANDA PIACENTINO
started on 2015-09-28
CDR: 5545360
HUNTER LLOYD
started on 2015-09-02
CDR: 4955796
JAMES AHLFELD
ended on 2015-10-15
CDR: 4962767
ARTHUR CARMEL
ARTHUR O CARMEL
ended on 2015-11-25
CDR: 2599077
STUART NUTTING
ended on 2015-10-15
CDR: 5143821
SAMUEL BARBARO
ended on 2015-01-06
CDR: 5953957
LINDSAY NEEVEN
LINDSAY MACLEOD LINDSAY ELIZABETH NEEVEN
ended on 2015-06-18
CDR: 4382152
GLENN VERALLI
started on 2016-02-15
CDR: 5805107
PAMELA COUCH
started on 2016-12-20
CDR: 708042
HOWARD SPINDEL
HOWIE SPINDEL
started on 2016-06-21
CDR: 5051145
LAUREN LIDOWSKY
ended on 2016-02-16
CDR: 2645575
MARC LEDERMAN
ended on 2016-03-24
CDR: 2648948
GREGORY CAIONE
ended on 2016-02-26
CDR: 4747085
ROBERT STRACHAN
ROBERT STRACHAN
ended on 2016-05-16
CDR: 5176235
JOHAN STRANDBERG
JOHAN STRANDBERG
ended on 2016-10-24
CDR: 6349102
AMANDA REES
ended on 2016-07-25
CDR: 1121231
PAUL EBERT
ended on 2016-06-23
CDR: 5948397
JON TREERS
treers
started on 2017-01-06
CDR: 6767951
matthieu seveau
started on 2017-03-30
CDR: 5429679
MARY PEARSE
MARY PEARSE
started on 2017-05-17
CDR: 1043191
ANN VARALLI MCCLELLAND
ANN L V MCCLELLAND ANN VARALLI MCCLELLAND ANN LOUISE MCCLELLAND VARALLI ANN LOUISE VARALLI ANN L VARALLI MCCLELLAND
started on 2017-10-16
CDR: 6139744
LOUIS LAVILLE
LOUIS PARKER LAVILLE LOUIS PARKERSON LAVILLE LOUIS LAVILLE Parker Laville
started on 2017-12-22
CDR: 2271237
CAROLYN PISKUN
CAROLYN KAY PATTON CAROLYN PATTON CAROLYN PATTON PISKUN CAROLYN P. PISKUN CAROLYN PISKUN
started on 2017-10-04
CDR: 5775029
GAVIN SMYTH
started on 2017-03-09
CDR: 5198472
Joyce Huang
JOYCE HUANG HORNIG JOYCE HUANG Joyce Hornig JOYCE Hao Huang
started on 2017-11-16
CDR: 6800656
Lynn Bellamour
started on 2017-10-31
CDR: 1536417
MICHAEL CONRY
MICHAEL DANIEL CONRY
started on 2017-04-13
CDR: 5976340
Jonathan Mann
JON MANN JONATHAN JOSEPH MANN JONATHAN MANN
started on 2017-11-15
CDR: 3174197
VIVIAN VALBUENA
ended on 2017-11-02
CDR: 6176516
SNEHA DSILVA
SNEHA S DESHPANDE SNEHA SATISH DESHPANDE SNEHA DESHPANDE
ended on 2017-03-22
CDR: 5976601
JAMES TWISS
JAMES SPENIER TWISS
ended on 2017-10-04
CDR: 5555050
ERIC BOUCHARD
ERIC D BOUCHARD
ended on 2017-07-06
CDR: 4546712
SAMUEL OPITZ
ended on 2017-12-15
CDR: 6124870
AARON KEENAN
started on 2018-03-13
CDR: 6738733
JAYSON POULTON
started on 2018-06-20
CDR: 6164392
MICHAEL SEFRI
MICHAEL SEFRI
started on 2018-01-10
CDR: 2813694
PATRICK PISAPIA
PAT PISAPIA PATRICK J PISAPIA
started on 2018-12-13
CDR: 3189041
PAUL WALSH
started on 2018-11-21
CDR: 5375717
KEVIN TAYLOR
KEVIN JAMAAR TAYLOR
started on 2018-02-21
CDR: 6076585
JAMES BENNETT
JAMES BENNETT
started on 2018-05-21
CDR: 3256638
Jeffrey Schmidt
JEFFREY E SCHMIDT JEFFREY EDWIN SCHMIDT
ended on 2018-06-28
CDR: 6359104
DAVID MURRAY
ended on 2018-11-09
CDR: 5429679
MARY PEARSE
MARY PEARSE
ended on 2018-06-28
CDR: 6139744
LOUIS LAVILLE
LOUIS PARKER LAVILLE LOUIS PARKERSON LAVILLE LOUIS LAVILLE Parker Laville
ended on 2018-07-09
CDR: 5424652
SIMON JACKSON
ended on 2018-08-01
CDR: 2271237
CAROLYN PISKUN
CAROLYN KAY PATTON CAROLYN PATTON CAROLYN PATTON PISKUN CAROLYN P. PISKUN CAROLYN PISKUN
ended on 2018-05-16
CDR: 6263881
Hugh Tancred
HUGH EDWARD TANCRED HUGH TANCRED
ended on 2018-06-28
CDR: 5198472
Joyce Huang
JOYCE HUANG HORNIG JOYCE HUANG Joyce Hornig JOYCE Hao Huang
ended on 2018-02-20
CDR: 2595462
Samantha Rick
ended on 2018-06-28
CDR: 2396183
Stuart Axelrod
STUART AXELROD STUART SIMCHA
ended on 2018-06-28
CDR: 5545360
HUNTER LLOYD
ended on 2018-11-29
CDR: 1378185
Richard Loebig
RICHARD ALAN LOEBIG RICHARD LOEBIG
ended on 2018-05-16
CDR: 5976340
Jonathan Mann
JON MANN JONATHAN JOSEPH MANN JONATHAN MANN
ended on 2018-06-28
CDR: 1392205
Randy Paas
ended on 2018-06-28
CDR: 7082692
Annie Feng
Feng Yini Annie
started on 2019-05-10
CDR: 5191234
GREGORY KILAYKO
GREGORY KILAYKO
started on 2019-05-20
CDR: 2273453
RICHARD FELDMAN
RICH FELDMAN
started on 2019-12-09
CDR: 6359104
DAVID MURRAY
started on 2019-10-10
CDR: 7085455
STEPHEN MCCARTHY
started on 2019-08-07
CDR: 4972587
PRISCILLA GILDART
Dodie Gildart DODIE PRESS PRISCILLA DOROTHY PRESS
started on 2019-04-22
CDR: 3123632
CAROLYN MCGUIRE
CAROLYN ELIZABETH TENERALLI CAROLYN TENERALLI
started on 2019-02-13
CDR: 5165500
DAVID SCHLESINGER
DAVID SCHLESINGER
started on 2019-09-13
CDR: 6767951
matthieu seveau
ended on 2019-10-09
CDR: 5384546
DOROTHY LAU
DOROTHY HUIWAH LAU JOANNA LAU
ended on 2019-11-12
CDR: 4382152
GLENN VERALLI
ended on 2019-05-30
CDR: 2538848
PIETER BIERKENS
PIETER ANTON BIERKENS
ended on 2019-06-11
CDR: 6800656
Lynn Bellamour
ended on 2019-05-20
CDR: 1536417
MICHAEL CONRY
MICHAEL DANIEL CONRY
ended on 2019-12-04
CDR: 5644607
JACOB LABRET
JACOB LABRET
started on 2020-04-27
CDR: 7189706
Chelsea Dial
started on 2020-02-13
CDR: 3065361
ROBERT JOHNSON
started on 2020-10-08
CDR: 2082838
HOWARD GREENBERG
HOWARD C GREENBERG HOWIE GREENBERG
ended on 2020-10-01
CDR: 6164392
MICHAEL SEFRI
MICHAEL SEFRI
ended on 2020-12-15
CDR: 4030076
RYAN O'ROURKE
ended on 2020-03-03
CDR: 7085455
STEPHEN MCCARTHY
ended on 2020-07-02
CDR: 4972587
PRISCILLA GILDART
Dodie Gildart DODIE PRESS PRISCILLA DOROTHY PRESS
ended on 2020-11-17
CDR: 708042
HOWARD SPINDEL
HOWIE SPINDEL
ended on 2020-01-16
CDR: 5557761
Justus Howley
JUSTUS M HOWLEY JUSTUS MATTHEW HOWLEY Justus Howley
started on 2021-01-13
CDR: 2455735
HILARY WARD
HILARY H WARD
ended on 2021-03-22
CDR: 6141640
YOLANDA PIACENTINO
ended on 2021-01-13



Copyright 2022 EmployProof.org All rights reserved.
Court Diary