Company Name:
CONFLUENCE WEALTH MANAGEMENT LLC
CRD Number:
107810
Financial Regulator:
SEC/ FINRA
Registration started
Ended
2002
2003
2004
2005
2006
2007
2008
2009
2010
2011
2012
2013
2014
2015
2016
2017
2018
2019
2020
CDR: 1133926
KATHLEEN KEE
KATHY KEE
started on 2002-10-25
CDR: 2727921
DAVID MORGANSTERN
started on 2011-12-13
CDR: 1180491
MARILYN BERGEN
MARILYN RUTH CANFIELD MARILYN RUTH HOPP
started on 2011-12-02
CDR: 1835810
ERIK MILLER
started on 2011-12-02
CDR: 2928895
CHRISTOPHER WINN
started on 2011-12-05
CDR: 2621027
PHILIP SCHMITT
started on 2012-04-02
CDR: 2621027
PHILIP SCHMITT
ended on 2013-05-15
CDR: 1835810
ERIK MILLER
ended on 2013-01-23
CDR: 2928895
CHRISTOPHER WINN
ended on 2013-06-19
CDR: 2527948
LANTZ STRINGHAM
started on 2014-03-31
CDR: 1422655
RICK SCHMIDT
RICK A SCHMIDT
started on 2014-03-31
CDR: 2232223
DONALD BIELEN
DON BIELEN
started on 2016-07-18
CDR: 3143795
GLEN GOLAND
GLENN JONATHAN GOLAND
started on 2016-12-23
CDR: 2727921
DAVID MORGANSTERN
ended on 2016-06-10
CDR: 6755794
Ryan Berning
started on 2017-03-11
CDR: 3143795
GLEN GOLAND
GLENN JONATHAN GOLAND
ended on 2017-02-07
CDR: 6467216
HEIDI GOERTZEN
started on 2018-06-27
CDR: 2812372
SCOTT HULTSMAN
started on 2018-02-01
CDR: 2812372
SCOTT HULTSMAN
ended on 2018-10-26
CDR: 5912756
KATHERINE PHILLIPS
KATHERINE JANE COGDILL KATHERINE COGDILL KATHERINE JANE DREW KATHERINE DREW
started on 2019-08-09
CDR: 6169964
TRAVIS HARPER
started on 2019-03-12
CDR: 6467216
HEIDI GOERTZEN
ended on 2019-02-18
CDR: 1180491
MARILYN BERGEN
MARILYN RUTH CANFIELD MARILYN RUTH HOPP
ended on 2019-01-09
CDR: 1133926
KATHLEEN KEE
KATHY KEE
ended on 2020-12-23
CDR: 2527948
LANTZ STRINGHAM
ended on 2020-12-23
CDR: 5912756
KATHERINE PHILLIPS
KATHERINE JANE COGDILL KATHERINE COGDILL KATHERINE JANE DREW KATHERINE DREW
ended on 2020-12-23
CDR: 6169964
TRAVIS HARPER
ended on 2020-12-23
CDR: 6755794
Ryan Berning
ended on 2020-12-23
CDR: 2232223
DONALD BIELEN
DON BIELEN
ended on 2020-12-23
CDR: 1422655
RICK SCHMIDT
RICK A SCHMIDT
ended on 2020-12-23



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