Company Name:
CONNECTICUT CAPITAL MARKETS, LLC
CRD Number:
28353
Financial Regulator:
SEC/ FINRA
Registration started
Ended
1991
1992
1993
1994
1995
1996
1997
1998
1999
2000
2001
2002
2003
2004
CDR: 1811175
BERNARD WATERS
started on 1991-05-15
CDR: 1962642
MICHAEL FLINN
MICHAEL DEV FLINN MIKE FLINN JR
started on 1999-07-02
CDR: 1207952
PAUL BORNSTEIN
started on 1999-06-02
CDR: 2308488
RICHARD KLASS
started on 1999-01-20
CDR: 1811175
BERNARD WATERS
ended on 1999-09-23
CDR: 1856462
CHING WANG
WANG CHARLES CHARLES WANG
started on 2000-03-22
CDR: 2277226
DAVID JARVIS
started on 2000-05-19
CDR: 2573904
MALCOLM MACLEAN
MALCOLM FRASER MACLEAN
started on 2000-05-19
CDR: 1398391
ALAN ADELSON
AL ADELSON
started on 2000-03-22
CDR: 1207952
PAUL BORNSTEIN
ended on 2000-11-27
CDR: 1398391
ALAN ADELSON
AL ADELSON
ended on 2000-11-14
CDR: 1856462
CHING WANG
WANG CHARLES CHARLES WANG
ended on 2001-06-12
CDR: 4003871
ERIK GRABER
started on 2002-01-25
CDR: 1783345
PAUL ADORNATO
started on 2002-08-22
CDR: 4003871
ERIK GRABER
ended on 2002-12-16
CDR: 2277226
DAVID JARVIS
ended on 2002-12-20
CDR: 1783345
PAUL ADORNATO
ended on 2002-12-20
CDR: 2573904
MALCOLM MACLEAN
MALCOLM FRASER MACLEAN
ended on 2002-12-20
CDR: 1856462
CHING WANG
WANG CHARLES CHARLES WANG
started on 2003-03-13
CDR: 1962642
MICHAEL FLINN
MICHAEL DEV FLINN MIKE FLINN JR
ended on 2003-09-13
CDR: 1856462
CHING WANG
WANG CHARLES CHARLES WANG
ended on 2003-06-04
CDR: 2308488
RICHARD KLASS
ended on 2004-01-27



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