Company Name:
CONNING & COMPANY
CRD Number:
1512
Financial Regulator:
SEC/ FINRA
Registration started
Ended
1954
1955
1956
1957
1958
1959
1960
1961
1962
1963
1964
1965
1966
1967
1968
1969
1970
1971
1972
1973
1974
1975
1976
1977
1978
1979
1980
1981
1982
1983
1984
1985
1986
1987
1988
1989
1990
1991
1992
1993
1994
1995
1996
1997
1998
1999
2000
2001
2002
2003
CDR: 410993
JOSEPH SARGENT
started on 1954-07-29
CDR: 53899
CARLTON COPP
started on 1970-02-06
CDR: 703349
GEORGE ZIMMERMANN
G ALAN ZIMMERMAN
started on 1979-10-30
CDR: 65048
AUGUSTINE DEMEO
GUS DEMEO
started on 1982-11-30
CDR: 1075925
GARY RANSOM
started on 1982-11-24
CDR: 1012907
JOSEPH GROCHMAL
JR JOSEPH LAWRENCE GROCHMAL
started on 1982-09-23
CDR: 1066196
ANDREW OLIVER
started on 1982-09-24
CDR: 1066196
ANDREW OLIVER
ended on 1983-06-24
CDR: 1243289
HARRY FONG
started on 1984-02-23
CDR: 703349
GEORGE ZIMMERMANN
G ALAN ZIMMERMAN
ended on 1984-10-19
CDR: 1334509
THOMAS BYRNE
started on 1985-02-21
CDR: 728611
MARYALICE DENNEHY
MARY ALICE COPPA MARYALICE C COPPADENNEHY
started on 1985-08-30
CDR: 1311047
EDWARD JORDAN
NEILL JORDAN
started on 1985-01-29
CDR: 1278216
ROYDEN GRIMM
ROY GRIMM
started on 1985-04-23
CDR: 1406395
WILLIAM YANKUS
started on 1986-01-01
CDR: 1450920
BARBARA HOWARD
started on 1986-02-19
CDR: 65048
AUGUSTINE DEMEO
GUS DEMEO
ended on 1986-02-19
CDR: 733252
JONATHAN GRASZ
started on 1987-01-01
CDR: 733252
JONATHAN GRASZ
ended on 1987-12-08
CDR: 1311047
EDWARD JORDAN
NEILL JORDAN
ended on 1987-10-01
CDR: 1278216
ROYDEN GRIMM
ROY GRIMM
ended on 1987-12-15
CDR: 1541880
MARK GALIETTE
started on 1989-09-26
CDR: 730324
THOMAS LIPS
started on 1989-07-13
CDR: 1315089
KATHLEEN WELLIVER
KATHLEEN A ROONEY KATHLEEN A WELLIVER
started on 1989-07-13
CDR: 1309211
FREDERICK VONPECHMANN
FRED PECKMANN
started on 1989-07-24
CDR: 1012907
JOSEPH GROCHMAL
JR JOSEPH LAWRENCE GROCHMAL
ended on 1989-02-14
CDR: 1315089
KATHLEEN WELLIVER
KATHLEEN A ROONEY KATHLEEN A WELLIVER
ended on 1989-09-25
CDR: 1432835
JAMES WOLF
started on 1990-02-15
CDR: 728611
MARYALICE DENNEHY
MARY ALICE COPPA MARYALICE C COPPADENNEHY
ended on 1990-08-22
CDR: 730324
THOMAS LIPS
ended on 1990-07-05
CDR: 1309211
FREDERICK VONPECHMANN
FRED PECKMANN
ended on 1990-07-05
CDR: 1544883
LORI GUSTAFSON
LORI LEE DIXON LORI HAMEL
started on 1991-12-20
CDR: 2022352
Maureen Parker
MAUREEN PARKER
started on 1991-09-18
CDR: 1318473
RONALD GOLD
RONALD GOLD
started on 1992-08-20
CDR: 1544883
LORI GUSTAFSON
LORI LEE DIXON LORI HAMEL
ended on 1992-05-13
CDR: 1432835
JAMES WOLF
ended on 1992-11-11
CDR: 1201214
GERARD VECCHIO
started on 1993-01-07
CDR: 728611
MARYALICE DENNEHY
MARY ALICE COPPA MARYALICE C COPPADENNEHY
started on 1993-12-07
CDR: 2401589
ROBERT BRADLEY
started on 1993-10-14
CDR: 1406395
WILLIAM YANKUS
ended on 1993-05-07
CDR: 1417467
Bruce Murdock
BRUCE S MURDOCK BRUCE SHANE MURDOCK
started on 1994-11-22
CDR: 1318473
RONALD GOLD
RONALD GOLD
ended on 1994-01-29
CDR: 2022352
Maureen Parker
MAUREEN PARKER
ended on 1994-03-01
CDR: 1243289
HARRY FONG
ended on 1994-02-23
CDR: 53899
CARLTON COPP
ended on 1994-07-12
CDR: 2401589
ROBERT BRADLEY
ended on 1994-07-12
CDR: 1541880
MARK GALIETTE
ended on 1994-02-15
CDR: 1450920
BARBARA HOWARD
ended on 1994-03-14
CDR: 846673
DONALD DOW
started on 1995-11-30
CDR: 2630084
DAVID FOSTER
DAVE FOSTER
started on 1995-08-01
CDR: 410993
JOSEPH SARGENT
ended on 1995-08-24
CDR: 1129806
ANNAMARIE CARLUCCI
started on 1996-03-13
CDR: 1129806
ANNAMARIE CARLUCCI
ended on 1996-09-13
CDR: 2905210
CLIFFORD GALLANT
started on 1997-08-25
CDR: 2850585
JEFFREY SCHUMAN
started on 1997-09-16
CDR: 2944386
GEOFFREY DUNN
started on 1997-10-30
CDR: 1671301
GORDON COOPER
GORDON COOPER
started on 1997-11-18
CDR: 846673
DONALD DOW
ended on 1997-12-03
CDR: 728611
MARYALICE DENNEHY
MARY ALICE COPPA MARYALICE C COPPADENNEHY
ended on 1997-02-20
CDR: 1774030
STEPHEN DEYETTE
STEPHEN DEYETTE
started on 1998-09-01
CDR: 1850371
WILLIAM CODY
started on 1998-10-20
CDR: 1711549
PAUL FLORIANI
started on 1998-04-24
CDR: 2777456
CHRISTOPHER DONEGAN
CHRIS DONEGAN
started on 1998-12-16
CDR: 1349478
DOUGLAS KOESTER
started on 1998-10-20
CDR: 1417467
Bruce Murdock
BRUCE S MURDOCK BRUCE SHANE MURDOCK
ended on 1998-04-20
CDR: 1963830
SUZANNE STEPAN
SUZANNE DALE KRIHAK
started on 1999-08-01
CDR: 1432856
CHARLES KAPP
CHARLES KAPP CHARLIE KAPP
started on 1999-02-01
CDR: 2532156
GERALD VANFLEET
JERRY VANFLEET
started on 1999-08-01
CDR: 2496295
DAVID BEERY
DAVID ALLAN BERRY
started on 1999-03-25
CDR: 1338728
SARA PHILLIPS
SARA JANE MACADAM
started on 1999-08-01
CDR: 1140027
SUSAN CHRISTOPH
SUSAN CATHERINE SHOOP
started on 1999-08-01
CDR: 1025939
CHARLES TRAVIS
CHIP TRAVIS
started on 1999-08-01
CDR: 3059664
WILLIAM BOURQUE
WILLIAM M BOURQUE
started on 1999-11-10
CDR: 1432856
CHARLES KAPP
CHARLES KAPP CHARLIE KAPP
ended on 1999-09-21
CDR: 1201214
GERARD VECCHIO
ended on 1999-11-12
CDR: 1850371
WILLIAM CODY
ended on 1999-11-12
CDR: 4055919
PAUL GOULEKAS
started on 2000-02-16
CDR: 1963830
SUZANNE STEPAN
SUZANNE DALE KRIHAK
ended on 2000-01-10
CDR: 2532156
GERALD VANFLEET
JERRY VANFLEET
ended on 2000-05-04
CDR: 2905210
CLIFFORD GALLANT
ended on 2000-09-12
CDR: 2850585
JEFFREY SCHUMAN
ended on 2000-09-25
CDR: 2496295
DAVID BEERY
DAVID ALLAN BERRY
ended on 2000-05-04
CDR: 2777456
CHRISTOPHER DONEGAN
CHRIS DONEGAN
ended on 2000-03-31
CDR: 1349478
DOUGLAS KOESTER
ended on 2000-10-19
CDR: 1963830
SUZANNE STEPAN
SUZANNE DALE KRIHAK
started on 2001-10-18
CDR: 4371604
DANIEL BARANSKY
started on 2001-06-21
CDR: 4378532
ALVIN FRANCIS
ALVIN LEO FRANCIS
started on 2001-06-28
CDR: 1334509
THOMAS BYRNE
ended on 2001-08-06
CDR: 1774030
STEPHEN DEYETTE
STEPHEN DEYETTE
ended on 2001-08-08
CDR: 2630084
DAVID FOSTER
DAVE FOSTER
ended on 2001-08-08
CDR: 2944386
GEOFFREY DUNN
ended on 2001-07-05
CDR: 4371604
DANIEL BARANSKY
ended on 2001-08-06
CDR: 1711549
PAUL FLORIANI
ended on 2001-08-06
CDR: 4378532
ALVIN FRANCIS
ALVIN LEO FRANCIS
ended on 2001-08-06
CDR: 4055919
PAUL GOULEKAS
ended on 2001-08-06
CDR: 1671301
GORDON COOPER
GORDON COOPER
ended on 2001-08-06
CDR: 1075925
GARY RANSOM
ended on 2001-08-06
CDR: 1963830
SUZANNE STEPAN
SUZANNE DALE KRIHAK
ended on 2002-12-20
CDR: 1338728
SARA PHILLIPS
SARA JANE MACADAM
ended on 2003-01-02
CDR: 1140027
SUSAN CHRISTOPH
SUSAN CATHERINE SHOOP
ended on 2003-01-28
CDR: 1025939
CHARLES TRAVIS
CHIP TRAVIS
ended on 2003-01-02
CDR: 3059664
WILLIAM BOURQUE
WILLIAM M BOURQUE
ended on 2003-03-04



Copyright 2022 EmployProof.org All rights reserved.
Court Diary