EPlicensed - US FINRA/ SEC Record Search

Company Name:

CORPORATE FINANCE SECURITIES, INC.

Address:

SUITE 180, 23461 SOUTH POINTE, LAGUNA HILLS, CA 92653

CRD Number:

143453

CIK Number:

1391699

SEC File Number:

867566

Financial Regulator:

SEC/ FINRA

Registration started

Ended

2007

2008

2009

2010

2011

2012

2013

2014

2015

2016

2017

2018

2019

2020

2021

CDR: 5304938

LAWRENCE ROGERS

started on 2007-10-11

CDR: 5304971

PETER HEYDENRYCH

started on 2007-10-12

CDR: 5305105

HELENA HEYDENRYCH

HELENA JOANNA ADLER

started on 2007-09-17

CDR: 5304898

PETER MOORE

started on 2007-09-17

CDR: 5433561

Anthony Contaldo

Anthony M Contaldo

started on 2007-10-26

CDR: 2485499

CHARLES WASHBUSH

CHUCK WASHBUSH

started on 2007-09-17

CDR: 5433566

John Sheridan

JOHN E SHERIDAN

started on 2007-10-31

CDR: 5384187

ROBERT ST. GERMAIN

BOB ST. GERMAIN

started on 2007-09-17

CDR: 5304828

PETER VENTRE

started on 2007-09-17

CDR: 5444283

David DuWaldt

Dave B. DuWaldt David B. DuWaldt

started on 2008-06-04

CDR: 2925754

BRIAN BALLO

BRIAN P BALLO

started on 2008-07-17

CDR: 5731871

GREGORY MCKINLEY

GREG MCKINLEY

started on 2010-02-12

CDR: 5754208

Joseph Contaldo

Joseph A Contaldo

started on 2010-03-03

CDR: 5122318

MARC BORRELLI

started on 2010-04-09

CDR: 5304805

STANLEY CRAWLEY

S. LEE CRAWLEY

started on 2010-10-04

CDR: 868961

DAVID HULETT

started on 2010-05-04

CDR: 4297657

JOHN HAMMETT

started on 2010-02-18

CDR: 5731868

Robert Contaldo

Robert J Contaldo

started on 2010-02-18

CDR: 5122340

DAVID SINYARD

started on 2010-02-18

CDR: 2656168

GEORGE WALDEN

GEORGE ARNOLD WALDEN

started on 2010-09-20

CDR: 5757724

ROY GRAHAM

started on 2010-03-23

CDR: 5734748

ARUN BATAVIA

started on 2010-01-06

CDR: 5735560

GERALD LINDSAY

started on 2010-02-17

CDR: 5770002

MICHAEL HEYDENRYCH

started on 2010-03-31

CDR: 5779389

JOHN KLEARMAN

JOHN B KLEARMAN

started on 2010-09-19

CDR: 4794659

PAUL JOHNSON

JEFF JOHNSON

started on 2010-04-20

CDR: 1106257

Kimberly Levin

Kimberly Ann Greenwood

started on 2010-04-02

CDR: 4558591

BRAD LINDSAY

BRAD A LINDSAY

started on 2010-05-03

CDR: 5880328

ANN HANNA

ANN E HANNA ANN ELIZABETH SLIVENSKY

started on 2011-01-31

CDR: 5915680

JAMES GERBERMAN

JIM GERBERMAN

started on 2011-08-10

CDR: 5778669

PATRICK POWELL

PATRICK S POWELL

started on 2011-02-22

CDR: 5908520

CARLOS BERDEGUE

EDUARDO BERDEGUE

started on 2011-04-27

CDR: 6072064

JUSTIN TURNER

started on 2012-07-25

CDR: 5796638

STEVEN JASMIN

started on 2012-05-15

CDR: 5731177

JASPER GALLO

JASPER M GALLO

started on 2012-06-20

CDR: 5524914

THOMAS REGISTER

started on 2012-07-06

CDR: 6085892

NAVNEET SAXENA

started on 2012-09-14

CDR: 5548971

MICHAEL WEISS

MICHAEL P WEISS

started on 2012-05-21

CDR: 6012389

JEFFREY WRIGHT

Jeff Wright

started on 2012-01-23

CDR: 5385819

Gianpiero Balestrieri

started on 2012-06-05

CDR: 5880328

ANN HANNA

ANN E HANNA ANN ELIZABETH SLIVENSKY

ended on 2012-06-20

CDR: 5779389

JOHN KLEARMAN

JOHN B KLEARMAN

ended on 2012-07-02

CDR: 3162222

DIMITRIOS MASSELOS

started on 2013-05-07

CDR: 5854002

TERRY FICK

started on 2013-02-08

CDR: 4865895

EDWARD FORSBERG

ED FORSBERG SKIP FORSBERG EDWARD CARL ALBIN FORSBERG JR

started on 2013-09-05

CDR: 6174909

DANIEL VERMEIRE

started on 2013-03-28

CDR: 6234591

MARK KLOPFENSTEIN

started on 2013-09-03

CDR: 6154534

Clifford Kendel

Cliff M Kendel

started on 2013-04-30

CDR: 6026792

ANGELA MARSHALL

ANGELA D FRANKLIN ANGELA DAWN FRANKLIN ANGELA DAWN HENSLEY

started on 2013-06-04

CDR: 6226920

CRAIG ALLSOPP

started on 2013-08-09

CDR: 6139674

JOHN SORENSEN

JOHN LEWIS SORENSEN

started on 2013-03-05

CDR: 5304938

LAWRENCE ROGERS

ended on 2013-07-17

CDR: 2485499

CHARLES WASHBUSH

CHUCK WASHBUSH

ended on 2013-06-21

CDR: 5735560

GERALD LINDSAY

ended on 2013-05-07

CDR: 6085892

NAVNEET SAXENA

ended on 2013-07-31

CDR: 4558591

BRAD LINDSAY

BRAD A LINDSAY

ended on 2013-05-07

CDR: 4635098

Robert Massengill

Robert E. Massengill

started on 2014-01-09

CDR: 5520031

HARRY YERGEY

HARRY PETER YERGEY

started on 2014-11-24

CDR: 3213119

MATTHEW BISHOP

started on 2014-08-07

CDR: 4616156

JAMES HIGGINS

JAMES F HIGGINS JR. JAMES FRANCIS HIGGINS JR

started on 2014-01-09

CDR: 5841948

BRAD PURIFOY

started on 2014-02-26

CDR: 6285555

JACOB MATTHAEI

started on 2014-05-01

CDR: 5779389

JOHN KLEARMAN

JOHN B KLEARMAN

started on 2014-01-14

CDR: 4591451

STEPHEN RUELLE

started on 2014-09-17

CDR: 5090562

SAMUEL ADAMS

started on 2014-07-17

CDR: 5796638

STEVEN JASMIN

ended on 2014-04-09

CDR: 5731177

JASPER GALLO

JASPER M GALLO

ended on 2014-02-26

CDR: 5779389

JOHN KLEARMAN

JOHN B KLEARMAN

ended on 2014-07-09

CDR: 6139674

JOHN SORENSEN

JOHN LEWIS SORENSEN

ended on 2014-11-13

CDR: 4919876

ROBERT DECKER

started on 2015-07-27

CDR: 3115103

ANDREW SANNES

started on 2015-08-01

CDR: 5731871

GREGORY MCKINLEY

GREG MCKINLEY

ended on 2015-05-28

CDR: 5520031

HARRY YERGEY

HARRY PETER YERGEY

ended on 2015-07-31

CDR: 6072064

JUSTIN TURNER

ended on 2015-04-14

CDR: 6285555

JACOB MATTHAEI

ended on 2015-04-14

CDR: 5734748

ARUN BATAVIA

ended on 2015-05-15

CDR: 6026792

ANGELA MARSHALL

ANGELA D FRANKLIN ANGELA DAWN FRANKLIN ANGELA DAWN HENSLEY

ended on 2015-01-02

CDR: 5548971

MICHAEL WEISS

MICHAEL P WEISS

ended on 2015-04-14

CDR: 6716041

ALEXANDER PETERSEN

started on 2016-10-31

CDR: 6716169

DANIEL HALVORSON

started on 2016-10-25

CDR: 5697068

Christ Zomaya

Chris Zomaya

started on 2016-03-14

CDR: 6641796

Roger Szafranski

started on 2016-05-16

CDR: 3193521

BRIAN YTTERBERG

started on 2016-02-22

CDR: 3030976

JAMES CARTER

JAY CARTER JR

started on 2016-04-11

CDR: 4726852

DANIEL SIRVENT

started on 2016-05-02

CDR: 5779389

JOHN KLEARMAN

JOHN B KLEARMAN

started on 2016-07-25

CDR: 6645017

Kenneth Lynch

started on 2016-09-26

CDR: 5122318

MARC BORRELLI

ended on 2016-03-11

CDR: 3162222

DIMITRIOS MASSELOS

ended on 2016-09-26

CDR: 4865895

EDWARD FORSBERG

ED FORSBERG SKIP FORSBERG EDWARD CARL ALBIN FORSBERG JR

ended on 2016-09-26

CDR: 5304805

STANLEY CRAWLEY

S. LEE CRAWLEY

ended on 2016-03-31

CDR: 3213119

MATTHEW BISHOP

ended on 2016-12-21

CDR: 4591451

STEPHEN RUELLE

ended on 2016-04-13

CDR: 5090562

SAMUEL ADAMS

ended on 2016-12-02

CDR: 6778828

MICHAEL VINJE

MIKE VINJE

started on 2017-11-27

CDR: 4820703

JASSEL LIZARDI

JASSEL JOY LIZARDI

started on 2017-04-27

CDR: 4995177

RONALD ONDECHEK

started on 2017-12-11

CDR: 2158784

JOSEPH SANDS

JOE SANDS

started on 2017-02-07

CDR: 3030976

JAMES CARTER

JAY CARTER JR

ended on 2017-09-29

CDR: 4794659

PAUL JOHNSON

JEFF JOHNSON

ended on 2017-08-24

CDR: 5990558

NICKOLAS LANZA

started on 2018-02-16

CDR: 2714749

JAMES JUNKER

started on 2018-09-24

CDR: 4865895

EDWARD FORSBERG

ED FORSBERG SKIP FORSBERG EDWARD CARL ALBIN FORSBERG JR

started on 2018-10-16

CDR: 6620492

Andrew Williams

started on 2018-12-06

CDR: 5392043

RALPH FAIN

Ralph E. Fain Jr. Ralph E. Fain

started on 2018-12-21

CDR: 5990558

NICKOLAS LANZA

ended on 2018-06-26

CDR: 4919876

ROBERT DECKER

ended on 2018-12-31

CDR: 2925754

BRIAN BALLO

BRIAN P BALLO

ended on 2018-04-02

CDR: 4995177

RONALD ONDECHEK

ended on 2018-02-16

CDR: 6234591

MARK KLOPFENSTEIN

ended on 2018-01-04

CDR: 7022099

Owen Moore

started on 2019-03-11

CDR: 2355057

Kregg Kiel

started on 2019-06-24

CDR: 6201853

John Amberg

Billy Amberg John William Amberg II

started on 2019-01-16

CDR: 6565190

Terell Brown

started on 2019-01-07

CDR: 7064886

JOHN HOLLAND

started on 2019-01-25

CDR: 7014482

Julian Wong

started on 2019-01-10

CDR: 4831103

Patrick Warren

PATRICK WEBSTER WARREN

started on 2019-06-28

CDR: 7196737

Eric Schoendorf

started on 2020-06-19

CDR: 6723750

Yui Tung Pamela Ho

started on 2020-04-02

CDR: 7191543

Matthew Crabtree

started on 2020-07-29

CDR: 5026404

Gunther Hofmann

started on 2020-11-02

CDR: 5481185

William Becker

Bill Becker William George Becker William Becker III

started on 2020-02-17

CDR: 7280532

Dennis Wells

started on 2020-11-19

CDR: 7022099

Owen Moore

ended on 2020-08-07

CDR: 4635098

Robert Massengill

Robert E. Massengill

ended on 2020-10-16

CDR: 6723750

Yui Tung Pamela Ho

ended on 2020-09-08

CDR: 6641796

Roger Szafranski

ended on 2020-01-10

CDR: 3193521

BRIAN YTTERBERG

ended on 2020-07-14

CDR: 2714749

JAMES JUNKER

ended on 2020-10-16

CDR: 4616156

JAMES HIGGINS

JAMES F HIGGINS JR. JAMES FRANCIS HIGGINS JR

ended on 2020-10-16

CDR: 4297657

JOHN HAMMETT

ended on 2020-07-14

CDR: 4831103

Patrick Warren

PATRICK WEBSTER WARREN

ended on 2020-03-04

CDR: 3115103

ANDREW SANNES

ended on 2020-10-09

CDR: 5779389

JOHN KLEARMAN

JOHN B KLEARMAN

ended on 2020-03-17

CDR: 6226920

CRAIG ALLSOPP

ended on 2020-06-30

CDR: 7292381

Pablo Ocasio

started on 2021-03-02

CDR: 1708498

GARY HULTQUIST

Gary L Hultquist Gary Lee Hultquist

started on 2021-01-06

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