Company Name:
COWEN SECURITIES LLC
Financial Regulator:
SEC/ FINRA
Registration started
Ended
CDR: 2392283
ALAN PINTO
started on 2003-10-17
CDR: 2303294
DEAN O'CONNOR
DEAN J OCONNOR DEAN JAMES OCONNOR
started on 2005-01-06
CDR: 4937479
ROBERT BRINBERG
started on 2005-06-21
CDR: 2155278
Marc McGivney
started on 2006-04-20
CDR: 4416503
MATTHEW ROVELLI
started on 2007-01-11
CDR: 2674573
James O'Donnell
JAMES M ODONNELL JAMES MICHAEL ODONNELL James ODonnell
started on 2007-06-11
CDR: 1477467
WILLIAM PETERSON
BILL PETERSON WILLIAM B PETERSON
started on 2007-10-26
CDR: 3169710
JASON GLAZER
started on 2007-05-03
CDR: 5384833
PATRICK DIXON
Patrick Dixon
started on 2008-07-30
CDR: 3090572
JASON SEIDL
started on 2008-06-18
CDR: 4587714
THOMAS VILLANO
started on 2008-05-07
CDR: 4430436
ADAM GRAF
started on 2008-11-26
CDR: 4320378
DANIEL SCOTT
started on 2008-03-05
CDR: 1588489
KEITH PHILLIPS
started on 2008-09-02
CDR: 5394224
CHRISTOPHER SISKA
started on 2008-11-24
CDR: 4312865
FRANK MORGAN
started on 2008-08-20
CDR: 1176718
ANTHONY RIZZUTO
started on 2008-05-15
CDR: 1190792
JOHN MAGUIRE
started on 2008-09-02
CDR: 2395675
JOHN CUNNINGHAM
JOHN CUNNINGHAM
started on 2008-03-31
CDR: 2817618
MARK SCHULTE
MARK J SCHULTE
started on 2008-07-22
CDR: 4851120
Michael Lovecchio
MICHAEL J LOVECCHIO MIKE LOVECCHIO
started on 2008-10-10
CDR: 2684135
MELISSA CARO
MELISSA ANN CARO
started on 2008-12-22
CDR: 5412534
NICHOLAS CHATMAN
started on 2009-02-12
CDR: 5133350
MICHAEL NOCERINO
started on 2009-10-20
CDR: 5020579
Jason Rubin
JASON LAWRENCE RUBIN JASON RUBIN
started on 2009-04-14
CDR: 723443
ANTHONY SOCCI
started on 2009-01-28
CDR: 5354459
TYLER ZARA
TYLER M ZARA
started on 2009-12-22
CDR: 5459817
TIMOTHY REES
TIMOTHY REES
started on 2009-11-04
CDR: 5086698
NICHOLAS POPE
NICHOLAS POPE
started on 2009-01-13
CDR: 1760540
CHARLES NEIVERT
CHARLES NEIVERT
started on 2009-05-27
CDR: 4431493
EILEEN ANGELO
started on 2009-08-04
CDR: 5289189
MATTHEW POPKIN
POPKIN HARRIS MATTHEW
started on 2009-10-26
CDR: 2325743
BRIAN KENNEY
started on 2009-03-17
CDR: 5711569
NICHOLAS MILLER
started on 2009-11-13
CDR: 4467015
ANTHONY GREER
Tony GREER
started on 2009-01-16
CDR: 5023088
MATT ELKOTT
started on 2009-06-23
CDR: 5719162
SEAN MCARDLE
started on 2009-11-27
CDR: 4419761
PAUL GAYDOS
started on 2009-12-08
CDR: 4165537
JOSEPH ROSSI
started on 2009-03-25
CDR: 3132895
DAVID VILJOEN
DAVE VILJOEN
started on 2009-08-06
CDR: 872675
HELANE BECKER
HELANE RENEE BECKER-ROUKAS HELANE RENEE BECKERROUKAS
started on 2010-07-02
CDR: 5590800
CHRISTOPHER WALLING
started on 2010-12-10
CDR: 2559192
BRIAN LAPIN
BRIAN D LAPIN
started on 2010-02-25
CDR: 5699646
DAVID ROUNTREE
DAVID ROUNTREE
started on 2010-06-28
CDR: 4886338
GEOFFREY GAISS
started on 2010-01-28
CDR: 4987698
CONOR CUNNINGHAM
CUNOR T CUNNINGHAM Conor Cunningham
started on 2010-07-02
CDR: 1061972
MICHAEL CLURMAN
R. MICHAEL CLURMAN JR
started on 2010-04-20
CDR: 2745538
ALEJANDRO LOUREIRO
ALEX LOUREIRO
started on 2010-11-12
CDR: 3204129
BRUCE BARANOFF
BRUCE M BARANOFF
started on 2010-11-23
CDR: 5398657
BRAD GIANINY
BRAD GIANINY
started on 2010-03-12
CDR: 4428048
AHMED ALAMIN
started on 2010-06-15
CDR: 1583191
Michael Padala
started on 2010-11-02
CDR: 5948849
JOSEPH GIORDANO
started on 2011-07-25
CDR: 5313441
JAMES CONROY
JAMES P CONROY
started on 2011-02-28
CDR: 1202944
JOSEPH CRISALLI
started on 2011-03-21
CDR: 3235687
CHRISTOPHER WEEKES
CHRISTOPHER R WEEKES MR. CHRISTOPHER R WEEKES
started on 2011-11-28
CDR: 5793286
PETER HATFIELD
PETER HATFIELD
started on 2011-05-12
CDR: 2505585
ROBERT MEIER
BOB MEIER
started on 2011-12-05
CDR: 5675680
MISHA LEVENTAL
started on 2011-07-01
CDR: 1725218
ANDREW FRIEDMAN
started on 2011-04-19
CDR: 5735038
Michael Ruflin
MICHAEL PAUL RUFLIN
started on 2011-06-24
CDR: 5877951
TIMOTHY BARRY
started on 2011-02-18
CDR: 1277454
GLEN MAURIELLO
started on 2011-08-24
CDR: 1663979
Terrence McCabe
TERRENCE MICHAEL MCCABE JR TERRENCE MCCABE
started on 2011-11-15
CDR: 2557872
Asit Sen
ASIT KUMAR SEN ASIT SEN
started on 2011-12-12
CDR: 833199
JAMES CRANDELL
started on 2011-02-14
CDR: 4561353
KERRY COUGHLIN
COUGHLIN KERRY
started on 2011-06-20
CDR: 1449612
JOHN GILL
JOHN R GILL JOHN GILL
started on 2011-01-10
CDR: 4334937
GERARD MIRRO
JERRY MIRRO
started on 2011-08-01
CDR: 5940604
JONATHAN HUNTER
JON JAMES HUNTER
started on 2011-09-13
CDR: 5576915
STEPHEN O'BRIEN
STEPHEN E O BRIEN STEPHEN EDWARD O'BRIEN STEPHEN EDWARD OBRIEN STEPHEN OBRIEN
started on 2011-02-23
CDR: 2510186
DOUGLAS COL
DOUG COL
started on 2012-03-07
CDR: 4984729
ROBERT BOLLMAN
started on 2012-06-08
CDR: 5484951
JOHN LOWE
J.B. LOWE
started on 2012-04-20
CDR: 1187238
CAROLYN OLINER
started on 2012-07-09
CDR: 3234926
James Connolly
JAMES C CONNOLLY JAMES COLUMB CONNOLLY
started on 2012-10-03
CDR: 5940795
EMILY WAGNER
started on 2012-12-11
CDR: 1031138
WILLIAM HERBERT
started on 2012-01-19
CDR: 5940816
VINCENT LOVAGLIO
started on 2012-07-06
CDR: 5197912
NOVID RASSOULI
NOVID R RASSONLI
started on 2012-05-31
CDR: 5927306
MARIEL HEALY
started on 2012-10-03
CDR: 2497717
FRANCIS BAXTER
FRANCIS XAVIER BAXTER JR FRANCIS BAXTER JR FRANK BAXTER JR
started on 2012-10-22
CDR: 5978398
LINDSEY CRAWFORD
started on 2012-05-08
CDR: 5153430
SAM MARGOLIN
SAM MARGOLIN
started on 2012-03-27
CDR: 5217623
TANYA LEE ROMAGNO
started on 2012-06-11
CDR: 2832206
CHARLES MCCABE
CHRISTOPHER MCCABE
started on 2013-03-11
CDR: 70106
MARIAN TOY
MARIAN CECILIA DONNELLY
started on 2013-04-12
CDR: 1281617
JOHN HOLMES
started on 2013-03-11
CDR: 2218249
STEVEN COHEN
STEVE COHEN
started on 2013-06-28
CDR: 5990871
MARIANE ABDOU
MARIANE ABDOU MARIANNE A ABDOU MARIANNE ABDOU
started on 2013-03-08
CDR: 2084588
KEVIN RAIDY
started on 2013-03-11
CDR: 2793090
ROBERT FAGIN
started on 2013-03-11
CDR: 2133254
JEFFREY SOLOMON
JEFF SOLOMON JEFRF SOLOMON
started on 2013-03-11
CDR: 6101373
STEPHEN BURY
STEVE BURY
started on 2013-01-01
CDR: 5037383
BRYAN BERGIN
started on 2013-01-01
CDR: 1327561
JAMES SIMMONS
JAMES R SIMMONS
started on 2013-08-09
CDR: 5948849
JOSEPH GIORDANO
ended on 2013-05-31
CDR: 5313441
JAMES CONROY
JAMES P CONROY
ended on 2013-03-25
CDR: 1202944
JOSEPH CRISALLI
ended on 2013-03-25
CDR: 5384833
PATRICK DIXON
Patrick Dixon
ended on 2013-05-29
CDR: 4416503
MATTHEW ROVELLI
ended on 2013-05-30
CDR: 2832206
CHARLES MCCABE
CHRISTOPHER MCCABE
ended on 2013-05-24
CDR: 872675
HELANE BECKER
HELANE RENEE BECKER-ROUKAS HELANE RENEE BECKERROUKAS
ended on 2013-05-29
CDR: 3090572
JASON SEIDL
ended on 2013-06-03
CDR: 2510186
DOUGLAS COL
DOUG COL
ended on 2013-05-21
CDR: 5412534
NICHOLAS CHATMAN
ended on 2013-05-29
CDR: 4587714
THOMAS VILLANO
ended on 2013-03-25
CDR: 2674573
James O'Donnell
JAMES M ODONNELL JAMES MICHAEL ODONNELL James ODonnell
ended on 2013-03-25
CDR: 4430436
ADAM GRAF
ended on 2013-05-31
CDR: 3235687
CHRISTOPHER WEEKES
CHRISTOPHER R WEEKES MR. CHRISTOPHER R WEEKES
ended on 2013-05-30
CDR: 5590800
CHRISTOPHER WALLING
ended on 2013-06-03
CDR: 5133350
MICHAEL NOCERINO
ended on 2013-03-25
CDR: 2559192
BRIAN LAPIN
BRIAN D LAPIN
ended on 2013-03-25
CDR: 4320378
DANIEL SCOTT
ended on 2013-06-03
CDR: 5020579
Jason Rubin
JASON LAWRENCE RUBIN JASON RUBIN
ended on 2013-03-25
CDR: 4984729
ROBERT BOLLMAN
ended on 2013-03-25
CDR: 723443
ANTHONY SOCCI
ended on 2013-05-30
CDR: 5793286
PETER HATFIELD
PETER HATFIELD
ended on 2013-05-31
CDR: 1588489
KEITH PHILLIPS
ended on 2013-05-30
CDR: 70106
MARIAN TOY
MARIAN CECILIA DONNELLY
ended on 2013-06-03
CDR: 5354459
TYLER ZARA
TYLER M ZARA
ended on 2013-04-16
CDR: 1281617
JOHN HOLMES
ended on 2013-08-21
CDR: 5459817
TIMOTHY REES
TIMOTHY REES
ended on 2013-03-25
CDR: 5086698
NICHOLAS POPE
NICHOLAS POPE
ended on 2013-06-03
CDR: 5394224
CHRISTOPHER SISKA
ended on 2013-05-30
CDR: 5484951
JOHN LOWE
J.B. LOWE
ended on 2013-05-31
CDR: 2218249
STEVEN COHEN
STEVE COHEN
ended on 2013-08-21
CDR: 4312865
FRANK MORGAN
ended on 2013-04-10
CDR: 5699646
DAVID ROUNTREE
DAVID ROUNTREE
ended on 2013-03-25
CDR: 1187238
CAROLYN OLINER
ended on 2013-03-25
CDR: 3234926
James Connolly
JAMES C CONNOLLY JAMES COLUMB CONNOLLY
ended on 2013-03-25
CDR: 1176718
ANTHONY RIZZUTO
ended on 2013-06-03
CDR: 4886338
GEOFFREY GAISS
ended on 2013-03-25
CDR: 4987698
CONOR CUNNINGHAM
CUNOR T CUNNINGHAM Conor Cunningham
ended on 2013-05-29
CDR: 5990871
MARIANE ABDOU
MARIANE ABDOU MARIANNE A ABDOU MARIANNE ABDOU
ended on 2013-06-06
CDR: 1190792
JOHN MAGUIRE
ended on 2013-03-25
CDR: 1061972
MICHAEL CLURMAN
R. MICHAEL CLURMAN JR
ended on 2013-03-25
CDR: 2084588
KEVIN RAIDY
ended on 2013-05-30
CDR: 2395675
JOHN CUNNINGHAM
JOHN CUNNINGHAM
ended on 2013-03-25
CDR: 2505585
ROBERT MEIER
BOB MEIER
ended on 2013-03-25
CDR: 5940795
EMILY WAGNER
ended on 2013-06-03
CDR: 1760540
CHARLES NEIVERT
CHARLES NEIVERT
ended on 2013-06-03
CDR: 5675680
MISHA LEVENTAL
ended on 2013-05-31
CDR: 2793090
ROBERT FAGIN
ended on 2013-08-21
CDR: 1725218
ANDREW FRIEDMAN
ended on 2013-05-29
CDR: 1477467
WILLIAM PETERSON
BILL PETERSON WILLIAM B PETERSON
ended on 2013-08-12
CDR: 2817618
MARK SCHULTE
MARK J SCHULTE
ended on 2013-05-30
CDR: 4431493
EILEEN ANGELO
ended on 2013-03-25
CDR: 2745538
ALEJANDRO LOUREIRO
ALEX LOUREIRO
ended on 2013-03-25
CDR: 2303294
DEAN O'CONNOR
DEAN J OCONNOR DEAN JAMES OCONNOR
ended on 2013-03-25
CDR: 5735038
Michael Ruflin
MICHAEL PAUL RUFLIN
ended on 2013-05-30
CDR: 1031138
WILLIAM HERBERT
ended on 2013-03-25
CDR: 5940816
VINCENT LOVAGLIO
ended on 2013-05-31
CDR: 2133254
JEFFREY SOLOMON
JEFF SOLOMON JEFRF SOLOMON
ended on 2013-08-21
CDR: 4937479
ROBERT BRINBERG
ended on 2013-05-14
CDR: 5877951
TIMOTHY BARRY
ended on 2013-03-25
CDR: 5289189
MATTHEW POPKIN
POPKIN HARRIS MATTHEW
ended on 2013-03-25
CDR: 2325743
BRIAN KENNEY
ended on 2013-03-25
CDR: 5711569
NICHOLAS MILLER
ended on 2013-03-25
CDR: 1277454
GLEN MAURIELLO
ended on 2013-03-25
CDR: 1663979
Terrence McCabe
TERRENCE MICHAEL MCCABE JR TERRENCE MCCABE
ended on 2013-03-25
CDR: 3204129
BRUCE BARANOFF
BRUCE M BARANOFF
ended on 2013-03-25
CDR: 6101373
STEPHEN BURY
STEVE BURY
ended on 2013-05-29
CDR: 5197912
NOVID RASSOULI
NOVID R RASSONLI
ended on 2013-06-03
CDR: 2557872
Asit Sen
ASIT KUMAR SEN ASIT SEN
ended on 2013-06-03
CDR: 4467015
ANTHONY GREER
Tony GREER
ended on 2013-03-25
CDR: 5927306
MARIEL HEALY
ended on 2013-05-29
CDR: 833199
JAMES CRANDELL
ended on 2013-05-29
CDR: 5023088
MATT ELKOTT
ended on 2013-05-29
CDR: 2497717
FRANCIS BAXTER
FRANCIS XAVIER BAXTER JR FRANCIS BAXTER JR FRANK BAXTER JR
ended on 2013-03-25
CDR: 5398657
BRAD GIANINY
BRAD GIANINY
ended on 2013-03-25
CDR: 4428048
AHMED ALAMIN
ended on 2013-05-29
CDR: 4561353
KERRY COUGHLIN
COUGHLIN KERRY
ended on 2013-06-28
CDR: 5978398
LINDSEY CRAWFORD
ended on 2013-03-25
CDR: 1583191
Michael Padala
ended on 2013-04-10
CDR: 2155278
Marc McGivney
ended on 2013-03-25
CDR: 5719162
SEAN MCARDLE
ended on 2013-03-25
CDR: 5037383
BRYAN BERGIN
ended on 2013-05-29
CDR: 4851120
Michael Lovecchio
MICHAEL J LOVECCHIO MIKE LOVECCHIO
ended on 2013-03-25
CDR: 1449612
JOHN GILL
JOHN R GILL JOHN GILL
ended on 2013-03-25
CDR: 2684135
MELISSA CARO
MELISSA ANN CARO
ended on 2013-03-25
CDR: 4334937
GERARD MIRRO
JERRY MIRRO
ended on 2013-08-13
CDR: 2392283
ALAN PINTO
ended on 2013-03-25
CDR: 5153430
SAM MARGOLIN
SAM MARGOLIN
ended on 2013-05-31
CDR: 5940604
JONATHAN HUNTER
JON JAMES HUNTER
ended on 2013-05-31
CDR: 4419761
PAUL GAYDOS
ended on 2013-03-25
CDR: 3169710
JASON GLAZER
ended on 2013-03-25
CDR: 5217623
TANYA LEE ROMAGNO
ended on 2013-03-25
CDR: 4165537
JOSEPH ROSSI
ended on 2013-03-25
CDR: 5576915
STEPHEN O'BRIEN
STEPHEN E O BRIEN STEPHEN EDWARD O'BRIEN STEPHEN EDWARD OBRIEN STEPHEN OBRIEN
ended on 2013-03-25
CDR: 3132895
DAVID VILJOEN
DAVE VILJOEN
ended on 2013-03-25
CDR: 1327561
JAMES SIMMONS
JAMES R SIMMONS
ended on 2013-08-21
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