Company Name:
DAVE FRIES AND ASSOCIATES
CRD Number:
1917
Financial Regulator:
SEC/ FINRA
Registration started
Ended
1969
1970
1971
1972
1973
1974
1975
1976
1977
1978
1979
1980
1981
CDR: 224857
RUTHE GOMEZ
started on 1969-04-29
CDR: 11733
SALVATORE BANDO
SAL LEONARD BANDO
started on 1973-09-05
CDR: 23862
LAWRENCE BLONQUIST
started on 1973-04-19
CDR: 20869
MICHAEL BEZAZIAN
started on 1973-05-01
CDR: 34252
WILLIAM BUCHANAN
started on 1973-08-15
CDR: 326818
JOSEPH MCDONALD
ROD MCDONALD
started on 1974-04-10
CDR: 357484
NEEL PASS
started on 1974-08-02
CDR: 445064
DAVID THOMAS
DAVE THOMAS
started on 1974-06-03
CDR: 66370
ROBERT DETTLE
started on 1974-05-16
CDR: 214866
REY FRIMMERSDORF
started on 1974-08-02
CDR: 23862
LAWRENCE BLONQUIST
ended on 1974-09-14
CDR: 364571
RICHARD PLESHA
DICK PLESHA
started on 1975-03-06
CDR: 700509
JERRY SNEED
started on 1975-02-07
CDR: 362616
JAMES PHILLIPS
MIKE PHILLIPS
started on 1975-03-19
CDR: 263036
MARVIN KAHAN
started on 1975-02-05
CDR: 42193
STEVEN CARTER
STEVE CARTER
started on 1975-05-13
CDR: 801581
RICHARD BARNEY
started on 1975-04-01
CDR: 35494
RICHARD BURGE
DICK BURGE
started on 1975-02-26
CDR: 800269
LEE QUALLS
started on 1975-06-10
CDR: 237581
ROBERT HARRELL
ROB HARRELL
started on 1975-06-24
CDR: 337620
ROBERT MOHLER
started on 1975-02-27
CDR: 34252
WILLIAM BUCHANAN
ended on 1975-11-07
CDR: 454413
NORMAN VERTREES
started on 1976-07-13
CDR: 20678
JAMES BETTS
JAMES RALPH BETTS
started on 1976-02-12
CDR: 251327
RONALD HOWARD
started on 1976-05-14
CDR: 319205
THOMAS MANTZ
started on 1976-01-26
CDR: 305741
GERALD LEFFLER
started on 1976-01-28
CDR: 306332
BARRY LEMAY
started on 1976-09-10
CDR: 822768
GARY GARDNER
started on 1976-05-21
CDR: 404082
RONALD ROSE
started on 1976-03-15
CDR: 5357
NEIL ANDERSON
started on 1976-07-28
CDR: 824011
JOSEPH FUCCY
JOSEPH D FUCCY
started on 1976-06-25
CDR: 602222
RICHARD DIMARE
started on 1976-01-14
CDR: 326818
JOSEPH MCDONALD
ROD MCDONALD
ended on 1976-10-11
CDR: 700509
JERRY SNEED
ended on 1976-07-30
CDR: 445064
DAVID THOMAS
DAVE THOMAS
ended on 1976-04-19
CDR: 305741
GERALD LEFFLER
ended on 1976-06-03
CDR: 263036
MARVIN KAHAN
ended on 1976-04-19
CDR: 801581
RICHARD BARNEY
ended on 1976-07-30
CDR: 822768
GARY GARDNER
ended on 1976-07-30
CDR: 439348
GERALD SUDDERTH
started on 1977-02-23
CDR: 839955
LAWRENCE NEWMAN
started on 1977-07-08
CDR: 326818
JOSEPH MCDONALD
ROD MCDONALD
started on 1977-08-24
CDR: 439348
GERALD SUDDERTH
ended on 1977-06-12
CDR: 454413
NORMAN VERTREES
ended on 1977-11-24
CDR: 362616
JAMES PHILLIPS
MIKE PHILLIPS
ended on 1977-06-12
CDR: 20678
JAMES BETTS
JAMES RALPH BETTS
ended on 1977-10-03
CDR: 306332
BARRY LEMAY
ended on 1977-04-26
CDR: 404082
RONALD ROSE
ended on 1977-08-17
CDR: 5357
NEIL ANDERSON
ended on 1977-08-17
CDR: 20869
MICHAEL BEZAZIAN
ended on 1977-09-21
CDR: 800269
LEE QUALLS
ended on 1977-06-12
CDR: 602222
RICHARD DIMARE
ended on 1977-04-19
CDR: 66370
ROBERT DETTLE
ended on 1977-06-12
CDR: 856639
ERIC DAHL
started on 1978-08-09
CDR: 302868
DENNIS LARSON
started on 1978-05-24
CDR: 854439
JEROME NOLAN
started on 1978-07-12
CDR: 40273
RICHARD CARDALL
DICK CARDALL
started on 1978-09-27
CDR: 855582
ROBERT SULLIVAN
BOB SULLIVAN
started on 1978-08-07
CDR: 854437
ANN SHEEHAN
ANNMARIE SHEEHAN MATHIAS
started on 1978-07-12
CDR: 364571
RICHARD PLESHA
DICK PLESHA
ended on 1978-08-24
CDR: 11733
SALVATORE BANDO
SAL LEONARD BANDO
ended on 1978-06-21
CDR: 839955
LAWRENCE NEWMAN
ended on 1978-07-12
CDR: 251327
RONALD HOWARD
ended on 1978-07-12
CDR: 237581
ROBERT HARRELL
ROB HARRELL
ended on 1978-08-24
CDR: 854437
ANN SHEEHAN
ANNMARIE SHEEHAN MATHIAS
ended on 1978-09-01
CDR: 357484
NEEL PASS
ended on 1979-03-10
CDR: 856639
ERIC DAHL
ended on 1979-03-10
CDR: 319205
THOMAS MANTZ
ended on 1979-03-10
CDR: 302868
DENNIS LARSON
ended on 1979-03-10
CDR: 224857
RUTHE GOMEZ
ended on 1979-03-10
CDR: 854439
JEROME NOLAN
ended on 1979-03-10
CDR: 42193
STEVEN CARTER
STEVE CARTER
ended on 1979-03-10
CDR: 326818
JOSEPH MCDONALD
ROD MCDONALD
ended on 1979-03-10
CDR: 824011
JOSEPH FUCCY
JOSEPH D FUCCY
ended on 1979-03-10
CDR: 35494
RICHARD BURGE
DICK BURGE
ended on 1979-03-10
CDR: 855582
ROBERT SULLIVAN
BOB SULLIVAN
ended on 1979-03-10
CDR: 337620
ROBERT MOHLER
ended on 1979-03-10
CDR: 214866
REY FRIMMERSDORF
ended on 1979-03-10
CDR: 40273
RICHARD CARDALL
DICK CARDALL
ended on 1981-06-17



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