Company Name:
DBS VICKERS SECURITIES (USA) INC.
Address:
SUITE 26A, 777 THIRD AVENUE, NEW YORK, NY 10017
CRD Number:
35691
CIK Number:
917379
SEC File Number:
846837
Financial Regulator:
SEC/ FINRA
Registration started
Ended
1999
2000
2001
2002
2003
2004
2005
2006
2007
2008
2009
2010
2011
2012
2013
2014
2015
2016
2017
2018
2019
2020
CDR: 1758528
SANJAY GREWAL
started on 1999-06-25
CDR: 3154793
RAMESHPREET SIDHU
RAMESH SINGH SIDHU RAMESH SIDHU
started on 2001-09-11
CDR: 2885182
KRISTINE KIM
EUN-YOUNG KRISTINE KIM KRISTINE KIM
started on 2002-05-08
CDR: 1361301
MUN CHAN
MICHAEL CHAN
started on 2002-08-30
CDR: 3154793
RAMESHPREET SIDHU
RAMESH SINGH SIDHU RAMESH SIDHU
ended on 2002-03-07
CDR: 2578773
HAI-SHENG ZHOU
HAISHENG MUIZHOU CARMEN ZHOU HAISHENG ZHOU
started on 2003-01-03
CDR: 2228853
ROSEMARY BURNS
ROSEMARY A BURNS
started on 2003-08-26
CDR: 2676726
JOSEPH DWYER
JOSEPH C DWYER
started on 2003-08-06
CDR: 2102864
RICHARD JUNG
RICHARD CHUNG
started on 2003-09-08
CDR: 2578773
HAI-SHENG ZHOU
HAISHENG MUIZHOU CARMEN ZHOU HAISHENG ZHOU
ended on 2003-03-21
CDR: 1361301
MUN CHAN
MICHAEL CHAN
ended on 2003-05-08
CDR: 2676726
JOSEPH DWYER
JOSEPH C DWYER
ended on 2003-08-26
CDR: 2228853
ROSEMARY BURNS
ROSEMARY A BURNS
ended on 2004-10-19
CDR: 2102864
RICHARD JUNG
RICHARD CHUNG
ended on 2004-11-30
CDR: 1978688
Roland Rojas
started on 2005-05-18
CDR: 2788884
VIOLET FOO
VIOLET S FOO
started on 2005-08-08
CDR: 2228853
ROSEMARY BURNS
ROSEMARY A BURNS
started on 2005-09-22
CDR: 2063863
CHRISTINA ADAMS
CHRISTINA LIND ADAMS CHRISTINA LIND
started on 2005-08-01
CDR: 2885182
KRISTINE KIM
EUN-YOUNG KRISTINE KIM KRISTINE KIM
ended on 2005-05-03
CDR: 5017777
Jeffrey Abramowitz
started on 2006-02-24
CDR: 1831792
LISA YUEN
started on 2006-07-20
CDR: 5017777
Jeffrey Abramowitz
ended on 2006-05-25
CDR: 2063863
CHRISTINA ADAMS
CHRISTINA LIND ADAMS CHRISTINA LIND
ended on 2006-06-23
CDR: 4998249
VALERIE LAU
VALERIE W LAU
started on 2007-06-15
CDR: 5395810
SHAO LIEW
started on 2007-08-07
CDR: 1831792
LISA YUEN
ended on 2007-03-23
CDR: 1978688
Roland Rojas
ended on 2008-07-10
CDR: 5395810
SHAO LIEW
ended on 2008-07-10
CDR: 5620593
YOUNG KIM
YOUNG K. KIM YOUNG KYUN KIM
started on 2009-08-31
CDR: 5395810
SHAO LIEW
started on 2010-06-02
CDR: 5774322
WAI TAK SUN
started on 2010-04-22
CDR: 2246528
ELAINE YU
ELAINE Y YU YEELING YU
started on 2010-02-23
CDR: 4998249
VALERIE LAU
VALERIE W LAU
ended on 2010-03-03
CDR: 5620593
YOUNG KIM
YOUNG K. KIM YOUNG KYUN KIM
ended on 2010-03-09
CDR: 5774322
WAI TAK SUN
ended on 2012-10-23
CDR: 6061874
ZIMING HUANG
started on 2014-08-06
CDR: 5065723
ANNEMARIE BROWN
started on 2014-09-24
CDR: 5209958
JOANNE CHENG
started on 2014-07-10
CDR: 2228853
ROSEMARY BURNS
ROSEMARY A BURNS
ended on 2014-10-30
CDR: 6584846
Benjamin Reardon
started on 2015-12-11
CDR: 6531446
SU ZHEN LU
Suzhen Lu
started on 2015-09-02
CDR: 6061874
ZIMING HUANG
ended on 2015-06-05
CDR: 5395810
SHAO LIEW
ended on 2015-11-12
CDR: 6584846
Benjamin Reardon
ended on 2016-08-08
CDR: 6531446
SU ZHEN LU
Suzhen Lu
ended on 2018-03-27
CDR: 4397462
LAI YIN LEUNG
LAI YIN LEUNG
started on 2020-01-17



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