Company Name:
DE GUARDIOLA ADVISORS, INC.
CRD Number:
104146
Financial Regulator:
SEC/ FINRA
Registration started
Ended
2000
2001
2002
2003
2004
2005
2006
2007
2008
2009
2010
2011
2012
2013
2014
2015
2016
2017
2018
2019
CDR: 64123
ROBERTO DEGUARDIOLA
ROBERT ALEXANDER DEGUARDIOLA JR ROBERTO A DEGUARDIOLA JR ROBERTO ALEXANDER DEGUARDIOLA JR
started on 2000-10-06
CDR: 1008943
MARC STOLTZ
started on 2000-10-06
CDR: 3242226
JULIE BRAWN
JULIE ANNE SHAFFNER
started on 2000-10-06
CDR: 2271219
ANASTASIA TRONOSKI
ANASTASIA MARIA PAGHIDAS
started on 2001-04-17
CDR: 4343670
HENRY HARDAWAY
started on 2001-03-05
CDR: 3242226
JULIE BRAWN
JULIE ANNE SHAFFNER
ended on 2003-04-11
CDR: 4901671
WILLIAM GUINN
RUSTY GUINN WILL GUINN WILLIAM R GUINN
started on 2005-04-27
CDR: 2271219
ANASTASIA TRONOSKI
ANASTASIA MARIA PAGHIDAS
ended on 2005-10-17
CDR: 4866663
AMOL KAPADIA
AMOL M KAPADI
started on 2006-10-26
CDR: 4901671
WILLIAM GUINN
RUSTY GUINN WILL GUINN WILLIAM R GUINN
ended on 2006-03-02
CDR: 5597166
JOSEPH RIOFF
JOSEPH RIOFF
started on 2008-12-09
CDR: 4866663
AMOL KAPADIA
AMOL M KAPADI
ended on 2008-04-28
CDR: 5597166
JOSEPH RIOFF
JOSEPH RIOFF
ended on 2009-12-03
CDR: 2289950
CAROL SHORTALL
started on 2010-04-26
CDR: 1008943
MARC STOLTZ
ended on 2010-04-27
CDR: 1252538
EDWARD MCCABE
Ed McCabe
started on 2011-01-03
CDR: 2289950
CAROL SHORTALL
ended on 2011-01-21
CDR: 4343670
HENRY HARDAWAY
ended on 2012-12-20
CDR: 5034633
JAMES DOBSON
started on 2013-02-14
CDR: 5034633
JAMES DOBSON
ended on 2015-03-31
CDR: 64123
ROBERTO DEGUARDIOLA
ROBERT ALEXANDER DEGUARDIOLA JR ROBERTO A DEGUARDIOLA JR ROBERTO ALEXANDER DEGUARDIOLA JR
ended on 2019-07-08
CDR: 1252538
EDWARD MCCABE
Ed McCabe
ended on 2019-07-08



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