Company Name:
D.E. SHAW SECURITIES, L.L.C.
Address:
9TH FLOOR, 1166 AVENUE OF THE AMERICAS, NEW YORK, NY 10036
Financial Regulator:
SEC/ FINRA
Registration started
Ended
CDR: 1557735
DAVID SHAW
DAVID E SHAW
started on 1990-08-28
CDR: 2022720
STUART STECKLER
started on 1991-05-22
CDR: 1926517
LOUIS SALKIND
LOUIS K SALKIND
started on 1992-08-28
CDR: 2246217
MAXIMILIAN STONE
MAX STONE
started on 1993-02-22
CDR: 2367624
PETER WOLESLAGLE
PETE WOLESLAGLE
started on 1993-09-23
CDR: 2336181
NICHOLAS GIANAKOUROS
NICHOLAS PETER GIANAKOWROS
started on 1994-01-03
CDR: 2198484
DAVID QUINT
DAVID M QUINT DAVIDK M QUINT
started on 1994-11-16
CDR: 1753730
DAVID KALISH
started on 1994-03-17
CDR: 2638313
RUVIM BREYDO
RUBY BREYDO
started on 1995-08-01
CDR: 724288
ROCHELLE ELIAS
started on 1996-03-05
CDR: 2809616
AVI SCHREIBER
started on 1997-09-08
CDR: 3136005
MIHAIL COVACI
BOB COVACI
started on 1998-12-14
CDR: 2946224
ANOOP PRASAD
started on 1998-02-12
CDR: 2831874
PRAVIR BHATIA
started on 1998-12-24
CDR: 2489161
ERIC WEPSIC
started on 1998-02-24
CDR: 2367616
ANDREW BECK
TREY BECK III
started on 1999-01-28
CDR: 3141539
HILARIO RAMOS
started on 1999-03-17
CDR: 3156352
ANDREW STARK
started on 1999-05-11
CDR: 3153639
YONGYEOW YEOH
started on 1999-02-11
CDR: 2134852
JOEL WOLF
JOEL WOLF
started on 2000-09-27
CDR: 2946474
JOSEPH PRIOR
JOSEPH A PRIOR
started on 2000-01-06
CDR: 4169923
ADAM DEATON
started on 2000-07-26
CDR: 2656095
EDWARD FISHMAN
started on 2000-06-20
CDR: 2592694
LISA GUSTAVSON
started on 2000-04-21
CDR: 2971474
CEDOMIR CRNKOVIC
started on 2000-11-24
CDR: 4467577
NATALIA CHEFER
started on 2001-10-26
CDR: 4015460
STEPHEN EILENBERG
started on 2001-05-02
CDR: 3180009
EDWIN KRANTZ
started on 2001-08-09
CDR: 2937431
PETER WHITE
started on 2001-02-01
CDR: 3088304
STEPHEN BACK
started on 2001-06-07
CDR: 4026467
ANDREI GNEPP
started on 2001-04-27
CDR: 4285650
WEICON YUAN
CONAN YUAN
started on 2002-10-09
CDR: 2739614
CLAIRE MULDOON
CLAIRE ELIZABETH FETTIG
started on 2002-05-10
CDR: 3245170
TIMOTHY ROMANO
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CDR: 4434120
TONGWEI LIU
started on 2002-12-18
CDR: 2093982
ANDREW HARRISON
started on 2002-01-03
CDR: 2078654
ANNE DINNING
ANNE C DINNING
started on 2002-08-14
CDR: 1753730
DAVID KALISH
ended on 2002-07-23
CDR: 2832680
BRIAN MARSHALL
BRIAN MARSHALL
started on 2003-10-24
CDR: 4663306
ANNA HAHN
ANNA KHAN
started on 2003-11-06
CDR: 4565722
LINDSEY RUBINSTEIN
LINDSAY BROOKE SICHEL LINDSEY BROOKE SICHEL
started on 2003-11-19
CDR: 4657922
JANOS CSIRIK
started on 2003-08-13
CDR: 4352323
JOSHUA DAVIS
started on 2004-11-22
CDR: 4840921
GREGORY FRIEDMAN
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CDR: 1307314
ROBERT BARTKOWIAK
started on 2004-11-17
CDR: 4320990
ROMAN FRENKEL
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CDR: 2487199
PHILIP KEARNS
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CDR: 4250624
FENNA LEI
FENNA KWOK FENNA STEPHANIE KWOK FENNA LEI STEPHANIE LEI
started on 2005-05-19
CDR: 5015811
VIRGINIA QUIST
started on 2005-08-25
CDR: 2513928
Simon Spenser
SIMON D SPENSER SIMON DAVID SPENSER
started on 2005-10-18
CDR: 4554447
TANNER FAHL
started on 2005-10-18
CDR: 4352340
KENNETH DEBOW
KEN DEBOW
started on 2005-01-01
CDR: 2216527
TODD OVERBERGEN
started on 2005-02-11
CDR: 2255718
ALEXANDER WANG
ALEX WANG
started on 2005-10-18
CDR: 5011031
SIU TAUR PANG
started on 2005-08-12
CDR: 1709891
JOHN RUSTUM
started on 2005-10-18
CDR: 4970606
CATHERINE INGMAN
started on 2005-07-20
CDR: 2308211
ERIC KOELBEL
started on 2005-02-07
CDR: 4884447
FRANS COETZEE
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CDR: 2920411
JOHN GRIGGS
started on 2005-06-14
CDR: 4393225
ROBERT LADD
started on 2005-02-04
CDR: 5019383
ROBERT PARKINSON
started on 2005-09-12
CDR: 4403541
THEODORE MACDONALD
started on 2005-04-12
CDR: 4142188
SERGEY LEVIN
started on 2005-04-19
CDR: 2098378
ERIK GOSULE
ERIK DANA GOSULA
started on 2005-04-19
CDR: 4565722
LINDSEY RUBINSTEIN
LINDSAY BROOKE SICHEL LINDSEY BROOKE SICHEL
ended on 2005-11-14
CDR: 2658384
KIMBERLY SCHWARTZ
KIMBERLY TARA CORRIGAN KIMBERLY CORRIGAN KIMBERLY CORRIGAN DELANCEY
started on 2006-01-06
CDR: 4912964
GIDEON AVRAHAMI
started on 2006-03-07
CDR: 5055599
JOEL MCANDREW
started on 2006-10-05
CDR: 5108033
GABRIELA BOCKHAUS
started on 2006-04-17
CDR: 4878544
BRENDAN MCDONOUGH
BRENDAN P MCDONOUGH MR. BRENDAN P MCDONOUGH
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CDR: 5116801
KARI ELASSAL
started on 2006-05-03
CDR: 2653082
BRYAN MARTIN
started on 2006-07-25
CDR: 5159547
ELIZABETH WEISS
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CDR: 5055573
ERIC GELSINGER
started on 2006-10-16
CDR: 2024405
RICHARD AUBE
started on 2006-06-14
CDR: 5216190
EUGENIE KIM
EUGENE KIM
started on 2006-09-27
CDR: 5055599
JOEL MCANDREW
ended on 2006-10-27
CDR: 2832680
BRIAN MARSHALL
BRIAN MARSHALL
ended on 2006-07-24
CDR: 4878544
BRENDAN MCDONOUGH
BRENDAN P MCDONOUGH MR. BRENDAN P MCDONOUGH
ended on 2006-09-28
CDR: 1307314
ROBERT BARTKOWIAK
ended on 2006-09-28
CDR: 2098378
ERIK GOSULE
ERIK DANA GOSULA
ended on 2006-09-28
CDR: 1495056
DARCY BRADBURY
started on 2007-07-11
CDR: 5290345
TYLER PONIATOWSKI
TYLER ELLIOT PONIATOWSKI
started on 2007-06-05
CDR: 4878544
BRENDAN MCDONOUGH
BRENDAN P MCDONOUGH MR. BRENDAN P MCDONOUGH
started on 2007-05-09
CDR: 5055599
JOEL MCANDREW
started on 2007-07-06
CDR: 2098378
ERIK GOSULE
ERIK DANA GOSULA
started on 2007-05-09
CDR: 5227631
JEREMY REFF
started on 2007-05-31
CDR: 5005896
PATRICK HIGGINS
started on 2007-10-03
CDR: 1307314
ROBERT BARTKOWIAK
started on 2007-05-17
CDR: 4882810
MELANIE PADDON
MELANIE ANN BURROR MELANIE BURROR MELANIE ANN PADDON
started on 2007-05-09
CDR: 5387979
JIN ZHOU
started on 2007-08-13
CDR: 3265977
DEREK CREVELLO
DEREK R CREVELLO
started on 2007-02-22
CDR: 3136005
MIHAIL COVACI
BOB COVACI
ended on 2007-02-21
CDR: 4320990
ROMAN FRENKEL
ended on 2007-08-21
CDR: 5588527
KENDALL TURNER
started on 2008-12-08
CDR: 5517420
ERIK SIMPSON
started on 2008-05-05
CDR: 5314392
JONATHAN CHING
started on 2008-08-19
CDR: 4858489
ERIK YESSON
started on 2008-02-05
CDR: 5275858
RON OZER
started on 2008-08-25
CDR: 5067024
MICHAEL PIPKIN
started on 2008-10-20
CDR: 1683805
THOMAS LEVY
started on 2008-07-15
CDR: 1753730
DAVID KALISH
started on 2008-03-13
CDR: 4981096
DANIEL HUANG
started on 2008-10-20
CDR: 4238932
AMANDA JACOBS
started on 2008-10-20
CDR: 2842187
STEPHEN ROSSI
STEPHEN F ROSSI
started on 2008-08-19
CDR: 5270980
WENDY FULENWIDER
WENDY M P FULENWIDER WENDY FULENWIDER
started on 2008-05-13
CDR: 4462835
LETITIA YANG
started on 2009-05-28
CDR: 4436412
MATTHEW BRUCE
MATTHEW SCOTT BRUCE
started on 2009-09-29
CDR: 5240283
WINTHROP RUML
WIN RUML
started on 2009-09-02
CDR: 5114352
KENNETH VISSER
KENETH ROBERT VISSER
started on 2009-06-04
CDR: 4262466
IVAN GILMORE
IVAN J GILMORE
started on 2009-07-01
CDR: 5158779
DANIEL ZATERMAN
started on 2009-09-17
CDR: 4582135
SANDY LEE
SANDY S LEE
started on 2009-07-03
CDR: 2397349
SCOTT RONEY
started on 2009-07-09
CDR: 2134852
JOEL WOLF
JOEL WOLF
ended on 2009-09-02
CDR: 4250624
FENNA LEI
FENNA KWOK FENNA STEPHANIE KWOK FENNA LEI STEPHANIE LEI
ended on 2009-03-05
CDR: 5015811
VIRGINIA QUIST
ended on 2009-04-02
CDR: 1557735
DAVID SHAW
DAVID E SHAW
ended on 2009-07-17
CDR: 5055599
JOEL MCANDREW
ended on 2009-02-13
CDR: 4436412
MATTHEW BRUCE
MATTHEW SCOTT BRUCE
ended on 2009-12-03
CDR: 4882810
MELANIE PADDON
MELANIE ANN BURROR MELANIE BURROR MELANIE ANN PADDON
ended on 2009-09-02
CDR: 5532304
RAKSHIT PANDEY
started on 2010-01-26
CDR: 4606128
DAVID COHEN
started on 2010-06-14
CDR: 2183820
RICHARD MCKINNEY
started on 2010-07-07
CDR: 4978179
MATTHEW COLEMAN
MATHEW JOHN COLEMAN
started on 2010-05-03
CDR: 5588527
KENDALL TURNER
ended on 2010-04-01
CDR: 5108033
GABRIELA BOCKHAUS
ended on 2010-11-10
CDR: 2367624
PETER WOLESLAGLE
PETE WOLESLAGLE
ended on 2010-11-11
CDR: 2198484
DAVID QUINT
DAVID M QUINT DAVIDK M QUINT
ended on 2010-11-11
CDR: 4582135
SANDY LEE
SANDY S LEE
ended on 2010-11-11
CDR: 4521563
NATHAN THOMAS
started on 2011-07-27
CDR: 5291080
KIMBERLY INGOGLIA
KIMBERLY ANNE BUGE
started on 2011-08-11
CDR: 5551546
DOUGLAS CHICIAK
DOUG CHICIAK
started on 2011-10-12
CDR: 5314392
JONATHAN CHING
ended on 2011-08-19
CDR: 2513928
Simon Spenser
SIMON D SPENSER SIMON DAVID SPENSER
ended on 2011-02-04
CDR: 2255718
ALEXANDER WANG
ALEX WANG
ended on 2011-08-19
CDR: 2336181
NICHOLAS GIANAKOUROS
NICHOLAS PETER GIANAKOWROS
ended on 2011-06-16
CDR: 2098378
ERIK GOSULE
ERIK DANA GOSULA
ended on 2011-05-09
CDR: 1683805
THOMAS LEVY
ended on 2011-01-07
CDR: 724288
ROCHELLE ELIAS
ended on 2011-06-16
CDR: 5159547
ELIZABETH WEISS
ended on 2011-05-04
CDR: 5055573
ERIC GELSINGER
ended on 2011-02-04
CDR: 2920411
JOHN GRIGGS
ended on 2011-08-16
CDR: 5005896
PATRICK HIGGINS
ended on 2011-10-04
CDR: 5158779
DANIEL ZATERMAN
ended on 2011-05-02
CDR: 2024405
RICHARD AUBE
ended on 2011-06-16
CDR: 3088304
STEPHEN BACK
ended on 2011-03-03
CDR: 4142188
SERGEY LEVIN
ended on 2011-10-28
CDR: 5387979
JIN ZHOU
ended on 2011-05-02
CDR: 5395742
VIVEK TIWARI
started on 2012-12-07
CDR: 5575473
ALOK SINDHER
started on 2012-10-26
CDR: 4427992
DAVID ZWILLINGER
MICHAEL ZWILLINGER DAVID MICHAEL ZWILLY
started on 2012-02-20
CDR: 3026449
TODD GOETZ
started on 2012-10-02
CDR: 5807778
ISAAC BAUER
started on 2012-08-10
CDR: 5111296
LARRY GE
LARRY GE
started on 2012-12-21
CDR: 5820775
ANDREI CRISTEA
started on 2012-03-01
CDR: 4352340
KENNETH DEBOW
KEN DEBOW
ended on 2012-01-23
CDR: 2216527
TODD OVERBERGEN
ended on 2012-01-23
CDR: 5291080
KIMBERLY INGOGLIA
KIMBERLY ANNE BUGE
ended on 2012-03-07
CDR: 1709891
JOHN RUSTUM
ended on 2012-05-02
CDR: 4606128
DAVID COHEN
ended on 2012-03-02
CDR: 5240283
WINTHROP RUML
WIN RUML
ended on 2012-08-30
CDR: 4352323
JOSHUA DAVIS
ended on 2012-01-23
CDR: 5067024
MICHAEL PIPKIN
ended on 2012-01-26
CDR: 4663306
ANNA HAHN
ANNA KHAN
ended on 2012-03-02
CDR: 3180009
EDWIN KRANTZ
ended on 2012-01-06
CDR: 1753730
DAVID KALISH
ended on 2012-12-21
CDR: 4393225
ROBERT LADD
ended on 2012-01-23
CDR: 4981096
DANIEL HUANG
ended on 2012-01-23
CDR: 4978179
MATTHEW COLEMAN
MATHEW JOHN COLEMAN
ended on 2012-08-30
CDR: 5216190
EUGENIE KIM
EUGENE KIM
ended on 2012-03-02
CDR: 3265977
DEREK CREVELLO
DEREK R CREVELLO
ended on 2012-01-23
CDR: 5951445
SAMUEL CIALEK
SAM THOMAS CIALEK SAM CIALEK
started on 2013-12-03
CDR: 5624130
HONG JOON AHN
JEFFREY AHN
started on 2013-01-14
CDR: 5058289
JONATHAN FALCICHIO
JONATHAN V FALCICHIO JONATHAN VOTO FALCICHIO
started on 2013-06-14
CDR: 4285650
WEICON YUAN
CONAN YUAN
ended on 2013-03-13
CDR: 3141539
HILARIO RAMOS
ended on 2013-09-23
CDR: 2022720
STUART STECKLER
ended on 2013-07-16
CDR: 5551546
DOUGLAS CHICIAK
DOUG CHICIAK
ended on 2013-03-15
CDR: 5270980
WENDY FULENWIDER
WENDY M P FULENWIDER WENDY FULENWIDER
ended on 2013-03-06
CDR: 6204660
ZACHARY SUSEL
ZACK SUSEL
started on 2014-01-09
CDR: 6235157
ELIZABETH KENNEDY
started on 2014-07-21
CDR: 4978572
ADAM MCINROY
started on 2014-05-06
CDR: 4285681
NORMAN BRUCE
started on 2014-11-05
CDR: 4912964
GIDEON AVRAHAMI
ended on 2014-04-17
CDR: 2809616
AVI SCHREIBER
ended on 2014-08-18
CDR: 5275858
RON OZER
ended on 2014-08-13
CDR: 5011031
SIU TAUR PANG
ended on 2014-08-18
CDR: 5532304
RAKSHIT PANDEY
ended on 2014-01-27
CDR: 4970606
CATHERINE INGMAN
ended on 2014-01-24
CDR: 4978572
ADAM MCINROY
ended on 2014-08-04
CDR: 5116801
KARI ELASSAL
ended on 2014-05-06
CDR: 4884447
FRANS COETZEE
ended on 2014-01-27
CDR: 4262466
IVAN GILMORE
IVAN J GILMORE
ended on 2014-08-18
CDR: 5111296
LARRY GE
LARRY GE
ended on 2014-08-18
CDR: 4403541
THEODORE MACDONALD
ended on 2014-01-24
CDR: 4238932
AMANDA JACOBS
ended on 2014-07-15
CDR: 2397349
SCOTT RONEY
ended on 2014-01-24
CDR: 4648808
JORDAN DRACHMAN
started on 2015-06-17
CDR: 5530895
MICHAEL LEVENTHAL
started on 2015-01-08
CDR: 2367616
ANDREW BECK
TREY BECK III
ended on 2015-07-16
CDR: 4878544
BRENDAN MCDONOUGH
BRENDAN P MCDONOUGH MR. BRENDAN P MCDONOUGH
ended on 2015-08-18
CDR: 2946474
JOSEPH PRIOR
JOSEPH A PRIOR
ended on 2015-05-12
CDR: 5227631
JEREMY REFF
ended on 2015-09-25
CDR: 4026467
ANDREI GNEPP
ended on 2015-08-21
CDR: 5820775
ANDREI CRISTEA
ended on 2015-09-25
CDR: 3004517
Tammy Brandl
Tammy Brandl TAMMY M FARINACCI Tammy Marie Farinacci
started on 2016-06-28
CDR: 5562770
ANASTASIA HAISLIP
ANASTASIA DUBOV Stacy Dubov
started on 2016-07-19
CDR: 2658384
KIMBERLY SCHWARTZ
KIMBERLY TARA CORRIGAN KIMBERLY CORRIGAN KIMBERLY CORRIGAN DELANCEY
ended on 2016-09-12
CDR: 4554447
TANNER FAHL
ended on 2016-06-06
CDR: 1926517
LOUIS SALKIND
LOUIS K SALKIND
ended on 2016-01-05
CDR: 2183820
RICHARD MCKINNEY
ended on 2016-07-27
CDR: 5058289
JONATHAN FALCICHIO
JONATHAN V FALCICHIO JONATHAN VOTO FALCICHIO
ended on 2016-06-28
CDR: 6680099
Hannah Petrone
started on 2017-12-11
CDR: 6697327
Nathaniel Howe
started on 2017-12-09
CDR: 5951445
SAMUEL CIALEK
SAM THOMAS CIALEK SAM CIALEK
ended on 2017-05-19
CDR: 2842187
STEPHEN ROSSI
STEPHEN F ROSSI
ended on 2017-01-09
CDR: 2768343
STANISLAV KRUTONOGIY
STANISLAV KRUTONOGIY
started on 2018-11-07
CDR: 1495056
DARCY BRADBURY
ended on 2018-11-09
CDR: 2946224
ANOOP PRASAD
ended on 2018-11-09
CDR: 2638313
RUVIM BREYDO
RUBY BREYDO
ended on 2018-11-09
CDR: 2831874
PRAVIR BHATIA
ended on 2018-11-09
CDR: 3245170
TIMOTHY ROMANO
ended on 2018-11-09
CDR: 4467577
NATALIA CHEFER
ended on 2018-11-09
CDR: 5395742
VIVEK TIWARI
ended on 2018-11-09
CDR: 4015460
STEPHEN EILENBERG
ended on 2018-11-09
CDR: 3156352
ANDREW STARK
ended on 2018-11-09
CDR: 5114352
KENNETH VISSER
KENETH ROBERT VISSER
ended on 2018-10-12
CDR: 4169923
ADAM DEATON
ended on 2018-11-09
CDR: 2937431
PETER WHITE
ended on 2018-11-09
CDR: 4657922
JANOS CSIRIK
ended on 2018-11-09
CDR: 4434120
TONGWEI LIU
ended on 2018-11-09
CDR: 4840921
GREGORY FRIEDMAN
ended on 2018-11-09
CDR: 2592694
LISA GUSTAVSON
ended on 2018-11-09
CDR: 5019383
ROBERT PARKINSON
ended on 2018-05-08
CDR: 5562770
ANASTASIA HAISLIP
ANASTASIA DUBOV Stacy Dubov
ended on 2018-03-06
CDR: 2093982
ANDREW HARRISON
ended on 2018-11-09
CDR: 2971474
CEDOMIR CRNKOVIC
ended on 2018-11-09
CDR: 3153639
YONGYEOW YEOH
ended on 2018-11-09
CDR: 5530895
MICHAEL LEVENTHAL
ended on 2018-11-09
CDR: 2810060
ROSE-LOUISE KEALEY
ROSELOUISE KEALEY
started on 2019-11-05
CDR: 2972935
MICHAEL HOLT
started on 2019-10-28
CDR: 2638313
RUVIM BREYDO
RUBY BREYDO
started on 2019-02-14
CDR: 5807778
ISAAC BAUER
ended on 2019-06-17
CDR: 4884452
YEVGENIA ZEMLYAKOVA
YEVGENIA ZEMLYAKOVA YEVGENIYA VLADIMIROVNA ZEMLYAKOVA
started on 2020-03-09
CDR: 5542772
JOHN ESTES
JOHN RICHARD III ESTES
started on 2020-05-20
CDR: 6085217
IWAN DJANALI
IWAN DJANALI
started on 2020-03-12
CDR: 2179806
MICHELLE FISHER
started on 2020-01-31
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