Company Name:
DOLPHIN SECURITIES, INC.
Financial Regulator:
SEC/ FINRA
Registration started
Ended
CDR: 356642
JERRY PARKER
started on 1982-06-04
CDR: 356674
LAWRENCE PARKER
LARRY H PARKER LAWRENCE H PARKER
started on 1984-01-31
CDR: 816053
GARY KURTZ
started on 1984-07-09
CDR: 1204442
JERROLD WEINBERG
JERRY WEINBERG
started on 1984-11-12
CDR: 1032782
RICHARD KOEHLER
JR RICHARD DAVID KOEHLER RICH KOEHLER JR
started on 1985-02-07
CDR: 1204442
JERROLD WEINBERG
JERRY WEINBERG
ended on 1985-01-07
CDR: 1739198
STEVEN LAZARUS
started on 1987-11-17
CDR: 1601135
MARK SMITH
started on 1987-01-21
CDR: 1032782
RICHARD KOEHLER
JR RICHARD DAVID KOEHLER RICH KOEHLER JR
ended on 1987-02-18
CDR: 816053
GARY KURTZ
ended on 1988-07-15
CDR: 1101190
HOWARD LUCAS
started on 1989-05-11
CDR: 1266484
PAUL SIMON
started on 1990-08-01
CDR: 1434255
CARLA MCDANIEL
CARLA JEANEEN WARD ROBERTSON MS CARLA WARD ROBERTSON MS. CARLA WARD ROBERTSON CARLA JEANEEN WARD MS CARLA WARD MCDANIEL
started on 1990-02-15
CDR: 1548666
ROBERT HOOPENGARNER
ROB HOOPENGARNER
started on 1990-02-07
CDR: 448198
ANDREW TORELLI
started on 1990-01-10
CDR: 1569769
MATTHEW HUDACK
MATT HUDACK
started on 1990-02-15
CDR: 356674
LAWRENCE PARKER
LARRY H PARKER LAWRENCE H PARKER
ended on 1990-03-07
CDR: 269579
WILLIAM KIMBRELL
BILL KIMBRELL SR BILL KIMBRELL WILLIAM HENRY KIMBRELL
started on 1991-04-17
CDR: 718683
HOYT VANDERPOOL
started on 1991-08-19
CDR: 1601135
MARK SMITH
ended on 1991-05-07
CDR: 1548666
ROBERT HOOPENGARNER
ROB HOOPENGARNER
ended on 1991-07-18
CDR: 2280093
WICKHAM SMITH
started on 1992-10-13
CDR: 2148784
PAMELA WATSON
started on 1992-10-26
CDR: 600742
ROBERT GOLDBERGER
BOB GOLDBERGER
started on 1992-12-04
CDR: 1505119
AIDAN BARRETT
AIDAN JOHN BARRETT
started on 1992-01-13
CDR: 1101190
HOWARD LUCAS
ended on 1992-08-28
CDR: 2280100
CATHERINE WHITNEY
started on 1993-02-01
CDR: 1973300
RICHARD SCHWEICKERT
RICHARD HENRY SCHWEICKERT SR RICHARD SR SCHWEICKERT
started on 1993-01-13
CDR: 1973304
RICHARD SCHWEICKERT
RICHARD HENRY SCHWEICKERT JR RICHARD HENRY SCHWEICKERT RICHARD JR SCHWEICKERT RICK SCHWEICKERT JR
started on 1993-02-04
CDR: 263026
JOHN KAHAL
JACK KAHAL
started on 1993-11-04
CDR: 269579
WILLIAM KIMBRELL
BILL KIMBRELL SR BILL KIMBRELL WILLIAM HENRY KIMBRELL
ended on 1993-04-30
CDR: 2334781
EDWARD RUNYON
started on 1994-06-30
CDR: 2059196
MATTHEW HANSON
MATTHEW W HANSON
started on 1994-03-28
CDR: 2158472
DAVID CHINN
started on 1994-01-25
CDR: 2334781
EDWARD RUNYON
ended on 1994-12-15
CDR: 2280100
CATHERINE WHITNEY
ended on 1994-09-21
CDR: 2349228
DOUGLAS FARNHAM
DOUGLAS E FARNHAM
started on 1995-09-12
CDR: 2158472
DAVID CHINN
ended on 1995-07-12
CDR: 2395180
MORGAN CHRISTEN
started on 1996-10-23
CDR: 476526
PETER ZIERHUT
PETER R ZIERHUT RANDY ZIERHUT
started on 1996-05-23
CDR: 2349228
DOUGLAS FARNHAM
DOUGLAS E FARNHAM
ended on 1996-04-30
CDR: 1434255
CARLA MCDANIEL
CARLA JEANEEN WARD ROBERTSON MS CARLA WARD ROBERTSON MS. CARLA WARD ROBERTSON CARLA JEANEEN WARD MS CARLA WARD MCDANIEL
ended on 1996-08-02
CDR: 2148784
PAMELA WATSON
ended on 1997-11-05
CDR: 476526
PETER ZIERHUT
PETER R ZIERHUT RANDY ZIERHUT
ended on 1997-07-21
CDR: 1505119
AIDAN BARRETT
AIDAN JOHN BARRETT
ended on 1997-09-09
CDR: 2544103
MICHAEL RANKIN
MIKE RANKIN
started on 1998-10-12
CDR: 600742
ROBERT GOLDBERGER
BOB GOLDBERGER
ended on 1999-07-30
CDR: 349580
HARRY JAMESON
HARRY EDDIE JAMESON NOUN JAMESON HARRY EDDIE NOUN
started on 2001-06-04
CDR: 1739198
STEVEN LAZARUS
ended on 2001-04-13
CDR: 2544103
MICHAEL RANKIN
MIKE RANKIN
ended on 2001-09-06
CDR: 448198
ANDREW TORELLI
ended on 2001-09-06
CDR: 263026
JOHN KAHAL
JACK KAHAL
ended on 2001-06-06
CDR: 1868120
MARY DONNELLY
MARY T DONNELLY
started on 2002-07-30
CDR: 2888601
MICHAEL WAITERS
started on 2002-08-28
CDR: 349580
HARRY JAMESON
HARRY EDDIE JAMESON NOUN JAMESON HARRY EDDIE NOUN
ended on 2002-12-13
CDR: 1569769
MATTHEW HUDACK
MATT HUDACK
ended on 2002-11-05
CDR: 1218331
BRYCE NOEL
started on 2003-11-11
CDR: 1503317
MARK IWAMOTO
started on 2003-03-06
CDR: 2624815
GREGORY GOLUB
GREGORY S GOLUB
started on 2003-01-30
CDR: 2833017
MEGAN PIERPONT
MEGAN COWAN
started on 2003-07-09
CDR: 2381676
AARON NEWLAND
started on 2003-09-08
CDR: 1912783
HARMON KONG
started on 2003-03-06
CDR: 2596569
RHONDA DUCOTE
RHONDA LOUISE HENDERSON
started on 2003-03-06
CDR: 3171887
BENJAMIN LAU
started on 2003-03-06
CDR: 2624815
GREGORY GOLUB
GREGORY S GOLUB
ended on 2003-10-15
CDR: 1973300
RICHARD SCHWEICKERT
RICHARD HENRY SCHWEICKERT SR RICHARD SR SCHWEICKERT
ended on 2003-02-14
CDR: 1973304
RICHARD SCHWEICKERT
RICHARD HENRY SCHWEICKERT JR RICHARD HENRY SCHWEICKERT RICHARD JR SCHWEICKERT RICK SCHWEICKERT JR
ended on 2003-02-14
CDR: 3159190
JACK LEE
started on 2004-02-27
CDR: 4795225
ALAN LI
started on 2004-06-22
CDR: 718683
HOYT VANDERPOOL
ended on 2004-09-13
CDR: 2060807
JAMES WEAVER
JAMES M WEAVER JIM WEAVER
started on 2005-09-16
CDR: 1973304
RICHARD SCHWEICKERT
RICHARD HENRY SCHWEICKERT JR RICHARD HENRY SCHWEICKERT RICHARD JR SCHWEICKERT RICK SCHWEICKERT JR
started on 2005-09-23
CDR: 4589192
DRAKE MONCUR
started on 2005-03-11
CDR: 1973300
RICHARD SCHWEICKERT
RICHARD HENRY SCHWEICKERT SR RICHARD SR SCHWEICKERT
started on 2005-04-11
CDR: 1503465
ANN QUINN
ANNIE QUINN
started on 2005-05-13
CDR: 802076
vincent finnegan
VINCENT J FINNEGAN VINCENT JUDE FINNEGAN
started on 2005-09-16
CDR: 2624815
GREGORY GOLUB
GREGORY S GOLUB
started on 2005-07-25
CDR: 2381676
AARON NEWLAND
ended on 2005-05-09
CDR: 1503465
ANN QUINN
ANNIE QUINN
ended on 2005-09-09
CDR: 3159190
JACK LEE
ended on 2005-05-13
CDR: 4795225
ALAN LI
ended on 2005-05-13
CDR: 2245629
MARION JABCZENSKI
ANTHONY M JABCZENSKI II ANTHONY MARION JABCZENSKI II ANTHONY JABCZENSKI MARION TONY JABCZENSKI II TONY JABCZENSKI II
started on 2006-07-17
CDR: 2395180
MORGAN CHRISTEN
ended on 2006-12-08
CDR: 2060807
JAMES WEAVER
JAMES M WEAVER JIM WEAVER
ended on 2006-01-24
CDR: 802076
vincent finnegan
VINCENT J FINNEGAN VINCENT JUDE FINNEGAN
ended on 2006-10-16
CDR: 2888601
MICHAEL WAITERS
ended on 2006-12-05
CDR: 4577334
ELIZABETH TRACTENBERG
ELIZABETH MARIE WALTER
started on 2007-01-05
CDR: 1461293
KELLY BARKER
KELLY ANN ALFINO KELLY A BARKER-ALFINO KELLY ANN BARKER-ALFINO KELLY ANN MARLATT
started on 2007-02-02
CDR: 2328777
ALAN ROSENBERG
started on 2008-11-21
CDR: 1899717
CHIH-JEN HSIA
CHIH JEN HSIA
started on 2008-06-10
CDR: 1641129
PAUL NIEH
started on 2008-06-10
CDR: 2754730
LAURA ASBILL
LAURA ASBILL LAURA LOWMAN
started on 2008-11-04
CDR: 2891249
CONNIE TSENG
YUCHEN TSENG
started on 2008-06-11
CDR: 3042354
VATCHARA NIRANDONPRUK
started on 2008-06-11
CDR: 1661857
PETER LIANG
PETER PEHTEH LIANG PETER LIANG
started on 2008-06-10
CDR: 4130966
YAOHSING CHEN
DAVID CHEN MR YAO HSING CHEN
started on 2008-06-10
CDR: 1238547
JOHN YOUNG
JOHANN YOUNG
started on 2008-06-11
CDR: 2732841
JENNIFER WANG
JENNIFER I-CHUN WANG
started on 2008-06-10
CDR: 1938883
FARRON YOU HUANG
CHINSHIU YOU FARRON PEIYU YOU CHIN YOUCHENG CHINSHIU YOUCHENG
started on 2008-06-10
CDR: 2257382
ROBERT HSIEH
CHUNGCHENG HSIEH ROBERT CHUNG CHENG HSIEH
started on 2008-06-10
CDR: 2059196
MATTHEW HANSON
MATTHEW W HANSON
ended on 2008-10-31
CDR: 2833017
MEGAN PIERPONT
MEGAN COWAN
ended on 2008-11-21
CDR: 1912783
HARMON KONG
ended on 2008-11-17
CDR: 2596569
RHONDA DUCOTE
RHONDA LOUISE HENDERSON
ended on 2008-11-17
CDR: 2245629
MARION JABCZENSKI
ANTHONY M JABCZENSKI II ANTHONY MARION JABCZENSKI II ANTHONY JABCZENSKI MARION TONY JABCZENSKI II TONY JABCZENSKI II
ended on 2008-11-17
CDR: 1461293
KELLY BARKER
KELLY ANN ALFINO KELLY A BARKER-ALFINO KELLY ANN BARKER-ALFINO KELLY ANN MARLATT
ended on 2008-12-31
CDR: 2624815
GREGORY GOLUB
GREGORY S GOLUB
ended on 2008-07-21
CDR: 1218331
BRYCE NOEL
ended on 2009-12-02
CDR: 2280093
WICKHAM SMITH
ended on 2009-12-02
CDR: 2328777
ALAN ROSENBERG
ended on 2009-12-02
CDR: 1503317
MARK IWAMOTO
ended on 2009-11-19
CDR: 1266484
PAUL SIMON
ended on 2009-02-11
CDR: 1899717
CHIH-JEN HSIA
CHIH JEN HSIA
ended on 2009-12-02
CDR: 1973304
RICHARD SCHWEICKERT
RICHARD HENRY SCHWEICKERT JR RICHARD HENRY SCHWEICKERT RICHARD JR SCHWEICKERT RICK SCHWEICKERT JR
ended on 2009-06-24
CDR: 4589192
DRAKE MONCUR
ended on 2009-06-24
CDR: 1868120
MARY DONNELLY
MARY T DONNELLY
ended on 2009-09-03
CDR: 1641129
PAUL NIEH
ended on 2009-09-23
CDR: 4577334
ELIZABETH TRACTENBERG
ELIZABETH MARIE WALTER
ended on 2009-12-21
CDR: 2754730
LAURA ASBILL
LAURA ASBILL LAURA LOWMAN
ended on 2009-10-30
CDR: 2891249
CONNIE TSENG
YUCHEN TSENG
ended on 2009-12-02
CDR: 3042354
VATCHARA NIRANDONPRUK
ended on 2009-09-14
CDR: 1661857
PETER LIANG
PETER PEHTEH LIANG PETER LIANG
ended on 2009-12-02
CDR: 1973300
RICHARD SCHWEICKERT
RICHARD HENRY SCHWEICKERT SR RICHARD SR SCHWEICKERT
ended on 2009-06-24
CDR: 4130966
YAOHSING CHEN
DAVID CHEN MR YAO HSING CHEN
ended on 2009-09-24
CDR: 1238547
JOHN YOUNG
JOHANN YOUNG
ended on 2009-12-02
CDR: 2732841
JENNIFER WANG
JENNIFER I-CHUN WANG
ended on 2009-12-02
CDR: 356642
JERRY PARKER
ended on 2009-04-06
CDR: 1938883
FARRON YOU HUANG
CHINSHIU YOU FARRON PEIYU YOU CHIN YOUCHENG CHINSHIU YOUCHENG
ended on 2009-12-02
CDR: 3171887
BENJAMIN LAU
ended on 2009-11-19
CDR: 2257382
ROBERT HSIEH
CHUNGCHENG HSIEH ROBERT CHUNG CHENG HSIEH
ended on 2009-12-02
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