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0 - 9
Company Name:
DOUGHERTY & ASSOCIATES FINANCIAL ADVISORS, INC.
Address:
SUITE 101, 103 MARTY DRIVE, BUFFALO MN 55313
CRD Number:
165145
SEC Number:
801-93169
Financial Regulator:
SEC/ FINRA
Website:
https://www.thedough.com/
Registration started
Ended
2012
2013
2014
2015
2016
2017
2018
2019
2020
CDR: 2456707
MICHAEL DOUGHERTY
MIKE DOUGHERTY
started on
2012-10-05
CDR: 4440055
KERRY SCHMITZ
KERRY JEANNE SHEA KERRY JEANNE SHEA
started on
2013-12-23
CDR: 5079216
LISA GEYEN
LISA ANN FOBBE
started on
2013-12-23
CDR: 5794079
CHAD RAICHE
started on
2014-01-07
CDR: 6359033
DANIEL DOUGHERTY
started on
2015-11-13
CDR: 5794079
CHAD RAICHE
ended on
2016-03-10
CDR: 6676496
Dillon Dougherty
started on
2018-04-27
CDR: 846813
GREGORY LOHMER
GREGORY L LOHMER
started on
2018-05-01
CDR: 5079216
LISA GEYEN
LISA ANN FOBBE
ended on
2018-11-21
CDR: 5079216
LISA GEYEN
LISA ANN FOBBE
started on
2020-06-16
CDR: 2456707
MICHAEL DOUGHERTY
MIKE DOUGHERTY
ended on
2020-01-02
CDR: 846813
GREGORY LOHMER
GREGORY L LOHMER
ended on
2020-07-20
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