Company Name:
DWM FINANCE LLC
Address:
750 WASHINGTON BLVD, 5TH FLOOR, STAMFORD, CT 06901
CRD Number:
137513
CIK Number:
1340124
SEC File Number:
867091
Financial Regulator:
SEC/ FINRA
Registration started
Ended
2006
2007
2008
2009
2010
2011
2012
2013
2014
2015
2016
CDR: 4920320
JUDY KIRST-KOLKMAN
JUDY L. KIRST JUDY LYNN KIRST JUDY L. KIRST-KOLKMAN JUDY LYNN MULHOLLAND
started on 2006-09-18
CDR: 1683822
J SWANSON
started on 2006-09-18
CDR: 4920382
PETER JOHNSON
PETER JOHNSON
started on 2006-09-18
CDR: 4805607
Alexander Mack
started on 2006-09-18
CDR: 2923141
SIMONE BALCH
SIMONE YAU SZE LEE
started on 2006-11-16
CDR: 5294377
JAMES KADDARAS
started on 2007-05-03
CDR: 1620117
ROGER FRANK
ROGER E FRANK
started on 2007-01-23
CDR: 5018025
SHANNON RAMOS
SHANNON BETH DUNPHY SHANNON DUNPHY
started on 2008-07-23
CDR: 1620117
ROGER FRANK
ROGER E FRANK
ended on 2008-12-11
CDR: 5585806
WILLIAM WALKER
COURTLAND CHURCHFIELD WALKER
started on 2011-05-20
CDR: 5921687
RACHEL SEROTTA
started on 2011-07-12
CDR: 5919996
ALEXANDRA POPE
started on 2011-12-22
CDR: 1270274
MICHAEL KRAUS
MICHAEL J KRAUS
started on 2012-10-03
CDR: 5678637
ERICA HALL
ERICA E HALL
started on 2012-08-28
CDR: 5921687
RACHEL SEROTTA
ended on 2012-07-03
CDR: 4805607
Alexander Mack
ended on 2012-12-04
CDR: 5018025
SHANNON RAMOS
SHANNON BETH DUNPHY SHANNON DUNPHY
ended on 2013-05-31
CDR: 2923141
SIMONE BALCH
SIMONE YAU SZE LEE
ended on 2013-09-06
CDR: 5294377
JAMES KADDARAS
ended on 2014-06-09
CDR: 5919996
ALEXANDRA POPE
ended on 2014-04-04
CDR: 5678637
ERICA HALL
ERICA E HALL
ended on 2014-04-14
CDR: 6006563
ODETA TOLLIVER
ODETA DANA DAINEANU ODETA DANA SMARANDESCU
started on 2015-06-17
CDR: 4920320
JUDY KIRST-KOLKMAN
JUDY L. KIRST JUDY LYNN KIRST JUDY L. KIRST-KOLKMAN JUDY LYNN MULHOLLAND
ended on 2015-07-08
CDR: 6640009
Ashwin Mahabaleswara
started on 2016-08-29



Copyright 2022 EmployProof.org All rights reserved.
Court Diary