Company Name:
DZ FINANCIAL MARKETS LLC
Address:
13TH FLOOR, 100 PARK AVENUE, NEW YORK, NY 10017
CRD Number:
47098
CIK Number:
1083675
SEC File Number:
851687
Financial Regulator:
SEC/ FINRA
Registration started
Ended
1999
2000
2001
2002
2003
2004
2005
2006
2007
2008
2009
2010
2011
2012
2013
2014
2015
2016
2017
2018
2019
2020
2021
CDR: 2314707
SAUPING KWAN
SAU PING KWAN
started on 1999-08-19
CDR: 1532034
CARL FORMAN
started on 1999-08-19
CDR: 4213683
JO DURNIN
JO ANN BROADBENT
started on 2000-08-11
CDR: 4225890
GREGORY PRINCIPE
GREG PRINCIPE
started on 2000-08-17
CDR: 2750126
PATRICK PREECE
started on 2001-03-28
CDR: 2662173
GERHARD SUMMERER
JERRY SUMMERER JR
started on 2001-07-02
CDR: 4225890
GREGORY PRINCIPE
GREG PRINCIPE
ended on 2003-12-31
CDR: 2492861
ANTHONY ARGYROPOULOS
started on 2004-05-13
CDR: 4831824
RAINER KRAFT
started on 2004-08-25
CDR: 2335724
WILLIAM ABRAMS
BILL ABRAMS
started on 2005-06-24
CDR: 2609359
STEVEN BISSONNETTE
started on 2005-10-18
CDR: 2492861
ANTHONY ARGYROPOULOS
ended on 2005-01-06
CDR: 4831824
RAINER KRAFT
ended on 2005-06-28
CDR: 1532034
CARL FORMAN
ended on 2005-09-06
CDR: 5080805
EMILE KATTAN
EMILE KATTAN MR
started on 2006-02-01
CDR: 2335724
WILLIAM ABRAMS
BILL ABRAMS
ended on 2006-04-25
CDR: 2165007
MICHAEL WILLIAMS
started on 2007-09-10
CDR: 4729835
MORITZ KELLER
MORTIZ CHRISTIAN KELLER
started on 2007-01-26
CDR: 2671823
THOMAS MORRISON
started on 2007-09-10
CDR: 2682732
MARK MARKOWSKI
started on 2008-12-08
CDR: 2473741
JAYAN KRISHNAN
started on 2008-05-23
CDR: 4217623
JEFFREY WILLNER
started on 2008-05-23
CDR: 2165007
MICHAEL WILLIAMS
ended on 2008-07-23
CDR: 2671823
THOMAS MORRISON
ended on 2008-07-16
CDR: 5002071
PATRICK MCSHANE
started on 2009-01-01
CDR: 5671388
ANJA SHARMA
ANJA MARTINA CHRISTINA BAEUERLE ANJA MARIA CHRISTINA SHARMA ANJA SHARMA
started on 2009-06-04
CDR: 4868483
CECIL SMART
CECIL SMART
started on 2010-03-31
CDR: 5755709
CHRISTIAN HAESSLEIN
started on 2010-03-29
CDR: 2511120
CHRISTOPHER TUCKER
CHRISTOPHER TUCKER CHRISTOPHR DAVID TUCKER
started on 2010-04-22
CDR: 5671388
ANJA SHARMA
ANJA MARTINA CHRISTINA BAEUERLE ANJA MARIA CHRISTINA SHARMA ANJA SHARMA
ended on 2010-07-06
CDR: 2874574
JENNIFER MINOGUE
started on 2011-09-02
CDR: 4868483
CECIL SMART
CECIL SMART
ended on 2011-05-10
CDR: 5002071
PATRICK MCSHANE
ended on 2011-05-10
CDR: 2750126
PATRICK PREECE
ended on 2011-05-10
CDR: 2511120
CHRISTOPHER TUCKER
CHRISTOPHER TUCKER CHRISTOPHR DAVID TUCKER
ended on 2011-05-10
CDR: 4217623
JEFFREY WILLNER
ended on 2011-05-10
CDR: 4973456
JEREMY BOARDMAN
started on 2015-08-17
CDR: 4973456
JEREMY BOARDMAN
ended on 2015-11-13
CDR: 2682732
MARK MARKOWSKI
ended on 2018-11-15
CDR: 2473741
JAYAN KRISHNAN
ended on 2019-08-12
CDR: 4729835
MORITZ KELLER
MORTIZ CHRISTIAN KELLER
ended on 2021-01-05



Copyright 2022 EmployProof.org All rights reserved.
Court Diary