Company Name:
D. E. SHAW SECURITIES, L.P.
CRD Number:
24332
Financial Regulator:
SEC/ FINRA
Registration started
Ended
1990
1991
1992
1993
1994
1995
1996
1997
1998
1999
2000
CDR: 1995007
DANIEL FISHBANE
started on 1990-08-28
CDR: 2000873
STEVEN FINE
started on 1993-08-09
CDR: 1068994
RICHARD CAMPANELLA
started on 1993-03-09
CDR: 2369537
EUNSHIK CHO
LEE CHO
started on 1993-06-30
CDR: 2391773
ERIC FELDER
started on 1993-08-25
CDR: 1640679
JAMES MCTERNAN
JAMES P MCTERNAN
started on 1993-03-09
CDR: 2280794
JOHN OVERDECK
started on 1993-04-27
CDR: 2253789
DANIEL MATHISSON
started on 1993-03-09
CDR: 1041057
CRAIG CURTISS
CRAIG H CURTISS
started on 1993-09-23
CDR: 1640679
JAMES MCTERNAN
JAMES P MCTERNAN
ended on 1993-11-29
CDR: 2440507
ANGEL RODRIGUEZ
ANGEL LUIS RODRIGUEZ
started on 1994-02-01
CDR: 2078654
ANNE DINNING
ANNE C DINNING
started on 1994-11-14
CDR: 2473887
NEIL CROSS
started on 1994-06-22
CDR: 2369537
EUNSHIK CHO
LEE CHO
ended on 1994-07-05
CDR: 2391773
ERIC FELDER
ended on 1994-04-29
CDR: 2348462
WEEYONG LIM
BEN LIM WEEYOUNG LIM
started on 1995-06-16
CDR: 2525287
VIREN CHANDRASOMA
started on 1995-09-18
CDR: 2272704
STANLEY QUELLE
Stanley Quelle
started on 1995-11-30
CDR: 1743163
JOSEPH GAROFOLI
started on 1995-09-18
CDR: 2557468
NICHOLAS LANGFORD
started on 1995-02-06
CDR: 2656095
EDWARD FISHMAN
started on 1995-11-01
CDR: 2329944
MAURICE WILLSEY
JAMES WILLSEY JIM WILLSEY
started on 1995-10-20
CDR: 2490055
KATHY SCHICK
KATHY LYNN HORSTING
started on 1995-09-18
CDR: 2255718
ALEXANDER WANG
ALEX WANG
started on 1995-03-02
CDR: 2580825
JAMES PITTS
JAMES EMILIAN THOMAS PITTS III TOM PITTS III
started on 1995-01-31
CDR: 2473887
NEIL CROSS
ended on 1995-01-25
CDR: 1911256
LOUIS NAPOLI
LOUIS RICHARD NAPOLI JR LOUIS RICHARD NAPOLI LOUIS RICHARD (JR) NAPOLI
started on 1996-04-02
CDR: 2802736
SERBAN NACU
started on 1996-12-06
CDR: 2693482
JONATHAN SUMMERS
started on 1996-01-31
CDR: 2487341
NICHOLAS WILLIAMS
started on 1996-04-02
CDR: 2081070
RICHARD WINTER
started on 1996-02-27
CDR: 2513928
Simon Spenser
SIMON D SPENSER SIMON DAVID SPENSER
started on 1996-06-10
CDR: 1746896
JAMES BENINCASA
started on 1996-04-08
CDR: 2693482
JONATHAN SUMMERS
ended on 1996-02-21
CDR: 2656095
EDWARD FISHMAN
ended on 1996-02-08
CDR: 2580825
JAMES PITTS
JAMES EMILIAN THOMAS PITTS III TOM PITTS III
ended on 1996-10-04
CDR: 2852557
MARCO DEPERO
started on 1997-05-01
CDR: 2928431
ROHIT BAWA
started on 1997-12-08
CDR: 2974003
ATUL BHATIA
started on 1997-11-28
CDR: 1810469
DAVID LILES
started on 1997-08-05
CDR: 2267190
MITCHELL AVNET
started on 1997-11-14
CDR: 2789024
CHRISTOPHER MAHON
started on 1997-12-15
CDR: 1993618
THOMAS SHAPERO
THOMAS SHAPERO
started on 1997-10-28
CDR: 1911256
LOUIS NAPOLI
LOUIS RICHARD NAPOLI JR LOUIS RICHARD NAPOLI LOUIS RICHARD (JR) NAPOLI
ended on 1997-06-10
CDR: 1041057
CRAIG CURTISS
CRAIG H CURTISS
ended on 1997-09-29
CDR: 1602785
ROBERT ANTOLINI
ROBERT C ANTOLINI ROBERT CHRISTOPHER ANTOLINI
started on 1998-03-17
CDR: 3002138
MICHAEL OREN
started on 1998-08-18
CDR: 2306988
DANIEL COOPER
DANIEL COOPER
started on 1998-04-02
CDR: 2504044
MOSHE ENGELSOHN
MOSLE BINYAMIN ENGELSCHN MOSHE BINYAMIN ENGELSCOHN
started on 1998-02-18
CDR: 2315440
Todd Kingsbury
TODD MEYER KINGSBURY Todd Kingsbury
started on 1998-10-06
CDR: 3135979
Andrew Shaiken
ANDREW M SHAIKEN ANDREW MICHAEL SHAIKEN
started on 1998-12-03
CDR: 2994016
JONATHAN ATKINS
started on 1998-03-24
CDR: 2645303
CHRISTOPHER SALES
CHRIS PAUL SALES
started on 1998-03-18
CDR: 2790107
APRIL JUPITER
APRIL L LUMMUS APRIL LUMMUS
started on 1998-09-12
CDR: 3116946
MATTHEW MORRIS
MATT MORRIS
started on 1998-10-15
CDR: 3122962
RACHEL MARSHAK
started on 1998-11-20
CDR: 2257446
CYNTHIA CARPENTIER
CINDY PISCOPO CYNTHIA ELINOR PISCOPO
started on 1998-05-12
CDR: 2188751
JOSEPH FRIEDMAN
YOSSI FRIEDMAN JOSEPH YOSSI
started on 1998-03-03
CDR: 2657156
WING MA
WINGTSIN MA
started on 1998-03-03
CDR: 1602785
ROBERT ANTOLINI
ROBERT C ANTOLINI ROBERT CHRISTOPHER ANTOLINI
ended on 1998-12-15
CDR: 3002138
MICHAEL OREN
ended on 1998-12-15
CDR: 2440507
ANGEL RODRIGUEZ
ANGEL LUIS RODRIGUEZ
ended on 1998-12-31
CDR: 2306988
DANIEL COOPER
DANIEL COOPER
ended on 1998-12-15
CDR: 2802736
SERBAN NACU
ended on 1998-08-24
CDR: 1068994
RICHARD CAMPANELLA
ended on 1998-12-15
CDR: 2272704
STANLEY QUELLE
Stanley Quelle
ended on 1998-12-31
CDR: 2513928
Simon Spenser
SIMON D SPENSER SIMON DAVID SPENSER
ended on 1998-05-19
CDR: 2994016
JONATHAN ATKINS
ended on 1998-12-31
CDR: 2790107
APRIL JUPITER
APRIL L LUMMUS APRIL LUMMUS
ended on 1998-12-15
CDR: 3116946
MATTHEW MORRIS
MATT MORRIS
ended on 1998-12-15
CDR: 3122942
MILKO MILKOV
MILRO TODOROV MILKOV
started on 1999-08-12
CDR: 2726608
LUKE EDWARDS
LUKE MATTHEW EDWARDS
started on 1999-03-16
CDR: 2850537
KEITH FORDYCE
FORDYCE KEITH
started on 1999-04-02
CDR: 2835334
ADAM POSNACK
started on 1999-08-19
CDR: 3248766
JACQUELINE ZUCKER
JACKIE R ABRAMSON JACQUELINE R ABRAMSON JACKIE ZUCKER JACQUELINE ZUCKER
started on 1999-09-27
CDR: 3034928
JERRELL WATTS
started on 1999-06-23
CDR: 1488360
MARK SULLIVAN
MARK D SULLIVAN
started on 1999-01-25
CDR: 2952979
ANNA DIFILIPPO
started on 1999-02-18
CDR: 3122965
ASSAF ACKERMAN
ASI ACKERMAN
started on 1999-09-27
CDR: 2348462
WEEYONG LIM
BEN LIM WEEYOUNG LIM
ended on 1999-01-21
CDR: 2525287
VIREN CHANDRASOMA
ended on 1999-03-23
CDR: 2000873
STEVEN FINE
ended on 1999-10-29
CDR: 2852557
MARCO DEPERO
ended on 1999-10-29
CDR: 2850537
KEITH FORDYCE
FORDYCE KEITH
ended on 1999-10-29
CDR: 2928431
ROHIT BAWA
ended on 1999-10-29
CDR: 2835334
ADAM POSNACK
ended on 1999-11-01
CDR: 2487341
NICHOLAS WILLIAMS
ended on 1999-11-01
CDR: 1995007
DANIEL FISHBANE
ended on 1999-12-31
CDR: 2081070
RICHARD WINTER
ended on 1999-10-29
CDR: 3135979
Andrew Shaiken
ANDREW M SHAIKEN ANDREW MICHAEL SHAIKEN
ended on 1999-11-01
CDR: 1743163
JOSEPH GAROFOLI
ended on 1999-10-29
CDR: 1746896
JAMES BENINCASA
ended on 1999-03-16
CDR: 3248766
JACQUELINE ZUCKER
JACKIE R ABRAMSON JACQUELINE R ABRAMSON JACKIE ZUCKER JACQUELINE ZUCKER
ended on 1999-11-01
CDR: 2557468
NICHOLAS LANGFORD
ended on 1999-11-01
CDR: 2078654
ANNE DINNING
ANNE C DINNING
ended on 1999-03-02
CDR: 3034928
JERRELL WATTS
ended on 1999-08-17
CDR: 2267190
MITCHELL AVNET
ended on 1999-03-02
CDR: 2329944
MAURICE WILLSEY
JAMES WILLSEY JIM WILLSEY
ended on 1999-02-22
CDR: 2490055
KATHY SCHICK
KATHY LYNN HORSTING
ended on 1999-11-01
CDR: 2280794
JOHN OVERDECK
ended on 1999-05-10
CDR: 1488360
MARK SULLIVAN
MARK D SULLIVAN
ended on 1999-11-01
CDR: 2255718
ALEXANDER WANG
ALEX WANG
ended on 1999-03-23
CDR: 3122962
RACHEL MARSHAK
ended on 1999-11-01
CDR: 2952979
ANNA DIFILIPPO
ended on 1999-10-29
CDR: 2789024
CHRISTOPHER MAHON
ended on 1999-05-25
CDR: 1993618
THOMAS SHAPERO
THOMAS SHAPERO
ended on 1999-02-22
CDR: 2188751
JOSEPH FRIEDMAN
YOSSI FRIEDMAN JOSEPH YOSSI
ended on 1999-02-22
CDR: 2726608
LUKE EDWARDS
LUKE MATTHEW EDWARDS
ended on 1999-10-29
CDR: 2657156
WING MA
WINGTSIN MA
ended on 1999-06-09
CDR: 3122965
ASSAF ACKERMAN
ASI ACKERMAN
ended on 1999-10-29
CDR: 3122942
MILKO MILKOV
MILRO TODOROV MILKOV
ended on 2000-05-26
CDR: 2504044
MOSHE ENGELSOHN
MOSLE BINYAMIN ENGELSCHN MOSHE BINYAMIN ENGELSCOHN
ended on 2000-04-03
CDR: 2315440
Todd Kingsbury
TODD MEYER KINGSBURY Todd Kingsbury
ended on 2000-01-10
CDR: 1810469
DAVID LILES
ended on 2000-03-31
CDR: 2974003
ATUL BHATIA
ended on 2000-03-31
CDR: 2645303
CHRISTOPHER SALES
CHRIS PAUL SALES
ended on 2000-03-31
CDR: 2253789
DANIEL MATHISSON
ended on 2000-03-31
CDR: 2257446
CYNTHIA CARPENTIER
CINDY PISCOPO CYNTHIA ELINOR PISCOPO
ended on 2000-04-28



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