Company Name:
EAST WIND SECURITIES, LLC
Address:
35TH FLOOR, 810 SEVENTH AVENUE, NEW YORK, NY 10019
CRD Number:
148032
CIK Number:
1440654
SEC File Number:
867955
Financial Regulator:
SEC/ FINRA
Registration started
Ended
2009
2010
2011
2012
2013
2014
2015
2016
2017
2018
2019
2020
2021
CDR: 5270866
MICHAEL BIJAOUI
started on 2009-06-16
CDR: 2360737
STEVEN SINGER
started on 2009-01-13
CDR: 2556740
JOSHUA SCHWARTZ
started on 2009-01-13
CDR: 3085066
JOHN NECZESNY
started on 2009-02-24
CDR: 2554226
ABRAHAM STEIN
ABRAHAM NATAN STEIN
started on 2009-01-13
CDR: 1991373
ILAN KAUFTHAL
started on 2010-03-17
CDR: 3245972
DAVID KAUFTHAL
started on 2010-08-17
CDR: 3085066
JOHN NECZESNY
ended on 2010-11-03
CDR: 5674882
VATSALA KABRA
started on 2013-01-01
CDR: 27112
DENIS BOVIN
started on 2014-05-16
CDR: 6288858
JASON BIRKE
started on 2014-03-17
CDR: 27112
DENIS BOVIN
ended on 2014-09-23
CDR: 6078833
ETHAN GALIETTE
ETHAN GALIETTE
started on 2015-10-02
CDR: 5674882
VATSALA KABRA
ended on 2015-06-02
CDR: 6661424
Howard Kahn
started on 2016-08-19
CDR: 6525700
DANIELLE GLUCK
started on 2016-09-14
CDR: 6577057
Maria Gottret
Sofia Gottret Sofia Gottret Estrada
started on 2016-01-19
CDR: 6091714
JUSTIN KARR
started on 2017-11-06
CDR: 6577057
Maria Gottret
Sofia Gottret Sofia Gottret Estrada
ended on 2017-10-24
CDR: 1291471
PETER ROTHSCHILD
PETER H ROTHSCHILD
started on 2018-12-12
CDR: 1301411
PHILLIP BARNETT
PHIL BARNETT
started on 2018-04-16
CDR: 6525700
DANIELLE GLUCK
ended on 2018-07-24
CDR: 6661424
Howard Kahn
ended on 2019-06-24
CDR: 7190442
Yuen Tin
started on 2020-09-08
CDR: 4705836
MICHAEL MONTE
started on 2021-02-02



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