Company Name:
EIM SECURITIES (USA) INC.
CRD Number:
40065
Financial Regulator:
SEC/ FINRA
Registration started
Ended
1997
1998
1999
2000
2001
2002
2003
2004
2005
2006
2007
2008
2009
2010
2011
2012
CDR: 2501101
AYAD ALHADI
started on 1997-10-08
CDR: 34247
VINCENT BUCHANAN
started on 1998-05-19
CDR: 848045
WALTER KAPUSCINSKI
started on 1998-11-05
CDR: 4620936
STEPHEN PHILP
started on 2003-08-06
CDR: 4861936
ALISON ETHELL
ALISON SUSAN ETHELL MISS
started on 2004-09-24
CDR: 4623248
ELIZABETH SARACCO
started on 2004-11-05
CDR: 4118934
GEORGE AUDI
started on 2004-09-24
CDR: 4856742
PENGFEI XIE
started on 2004-11-03
CDR: 4574281
MICHEL SERIEYSSOL
MICHACEL S SERIEYSSOL MICHAEL SPENCER SERIEYSSOL
started on 2004-08-12
CDR: 2526367
WILLIAM BIJESSE
BILL BIJESSE
started on 2004-11-11
CDR: 4783661
ADAM PRESTANDREA
started on 2004-08-25
CDR: 2377615
THOMAS MURRAY
THOMAS FRANCES MURRAY
started on 2004-12-10
CDR: 848045
WALTER KAPUSCINSKI
ended on 2004-03-09
CDR: 1229739
MARK MANZO
started on 2005-07-01
CDR: 4808480
RUSSELL LETO
started on 2005-11-18
CDR: 3152572
ANDREW ARNEDT
TYSON ARNEDT
started on 2005-01-11
CDR: 4574281
MICHEL SERIEYSSOL
MICHACEL S SERIEYSSOL MICHAEL SPENCER SERIEYSSOL
ended on 2005-05-19
CDR: 34247
VINCENT BUCHANAN
ended on 2005-06-30
CDR: 714971
DIANNE MATTIOLI
DIANE PALUMBO
started on 2006-03-16
CDR: 4948477
SANG KIM
started on 2006-09-20
CDR: 3034786
Estephanie Ruiz
started on 2006-01-09
CDR: 1229739
MARK MANZO
ended on 2006-07-25
CDR: 4118934
GEORGE AUDI
ended on 2006-03-29
CDR: 2501101
AYAD ALHADI
ended on 2006-09-28
CDR: 3034786
Estephanie Ruiz
ended on 2006-12-01
CDR: 1468078
Paul Heffernan
PAUL P HEFFERNAN JR PAUL P HEFFERNAN PAUL PEARCE HEFFERNAN JR PAUL HEFFERNAN
started on 2007-02-05
CDR: 5209617
CELINE NGUYEN
CELINE ANTHI NGUYEN
started on 2007-07-03
CDR: 5104921
STEPHANIE NIERATKA
STEPHANIE NIERATKA
started on 2007-10-18
CDR: 4011499
COBY MCDONALD
COBY L MCDONALD
started on 2008-07-31
CDR: 2661740
THOMAS CHI
KICHUL THOMAS CHI KICHUL CHI THOMAS K CHI THOMAS KICHUL CHI THOMAS CHI
started on 2008-06-17
CDR: 5398945
AMANDA BECKMAN
AMANDA BETH SOLOMON
started on 2008-04-17
CDR: 2720563
DANG NGUYEN
DANGIS KHAN DANGER NGUYEN
started on 2008-05-14
CDR: 4755467
RICHARD MORMILE
RICH CHRISTOPHER MORMILE MR. RICHARD C MORMILE RICHIE CHRISTOPHER MORMILE
started on 2008-07-29
CDR: 3122988
GARY YANNAZZO
started on 2008-07-24
CDR: 5398943
JOSHUA CORN
started on 2008-05-01
CDR: 5028594
KAREN HAYDEN
KAREN K. HAYDEN
started on 2008-02-04
CDR: 3152572
ANDREW ARNEDT
TYSON ARNEDT
ended on 2008-08-25
CDR: 4620936
STEPHEN PHILP
ended on 2008-01-30
CDR: 1297034
KEITH THOMAS
KEITH ALLISON THOMAS
started on 2009-07-14
CDR: 4011499
COBY MCDONALD
COBY L MCDONALD
ended on 2009-05-20
CDR: 5398943
JOSHUA CORN
ended on 2009-01-12
CDR: 1395958
VINCENT MATSUI
VINCENT MASATERY MATSUI
started on 2010-12-13
CDR: 1719215
JOHN WARD
started on 2010-11-17
CDR: 2820841
PAULO PERES
PAULO T PERES PAULO THOMAS PERES
started on 2010-04-01
CDR: 4623248
ELIZABETH SARACCO
ended on 2010-09-09
CDR: 1468078
Paul Heffernan
PAUL P HEFFERNAN JR PAUL P HEFFERNAN PAUL PEARCE HEFFERNAN JR PAUL HEFFERNAN
ended on 2010-02-22
CDR: 2661740
THOMAS CHI
KICHUL THOMAS CHI KICHUL CHI THOMAS K CHI THOMAS KICHUL CHI THOMAS CHI
ended on 2010-07-23
CDR: 2820841
PAULO PERES
PAULO T PERES PAULO THOMAS PERES
ended on 2010-06-25
CDR: 5596230
HRH PRINCE PHILIPPOS
PRINCE PHILIPPOS
started on 2011-10-07
CDR: 1297034
KEITH THOMAS
KEITH ALLISON THOMAS
ended on 2011-09-12
CDR: 2720563
DANG NGUYEN
DANGIS KHAN DANGER NGUYEN
ended on 2011-02-22
CDR: 4948477
SANG KIM
ended on 2011-05-19
CDR: 2526367
WILLIAM BIJESSE
BILL BIJESSE
ended on 2011-09-29
CDR: 5104921
STEPHANIE NIERATKA
STEPHANIE NIERATKA
ended on 2011-10-21
CDR: 2377615
THOMAS MURRAY
THOMAS FRANCES MURRAY
ended on 2011-07-11
CDR: 714971
DIANNE MATTIOLI
DIANE PALUMBO
ended on 2012-12-18
CDR: 1395958
VINCENT MATSUI
VINCENT MASATERY MATSUI
ended on 2012-10-19
CDR: 4808480
RUSSELL LETO
ended on 2012-04-13
CDR: 5398945
AMANDA BECKMAN
AMANDA BETH SOLOMON
ended on 2012-10-19
CDR: 4755467
RICHARD MORMILE
RICH CHRISTOPHER MORMILE MR. RICHARD C MORMILE RICHIE CHRISTOPHER MORMILE
ended on 2012-09-12
CDR: 4856742
PENGFEI XIE
ended on 2012-09-12
CDR: 4861936
ALISON ETHELL
ALISON SUSAN ETHELL MISS
ended on 2012-10-19
CDR: 3122988
GARY YANNAZZO
ended on 2012-12-18
CDR: 5209617
CELINE NGUYEN
CELINE ANTHI NGUYEN
ended on 2012-05-09
CDR: 5028594
KAREN HAYDEN
KAREN K. HAYDEN
ended on 2012-02-22
CDR: 4783661
ADAM PRESTANDREA
ended on 2012-09-12
CDR: 1719215
JOHN WARD
ended on 2012-10-19
CDR: 5596230
HRH PRINCE PHILIPPOS
PRINCE PHILIPPOS
ended on 2012-10-19



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