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Company Name:
EMBARCADERO FINANCIAL GROUP
Alternative Name:
EMBARCADERO FINANCIAL INVESTMENT ADVISORY, LLC
Address:
SUITE 1540, ONE EMBARCADERO CENTER, SAN FRANCISCO CA 94111
CRD Number:
140929
SEC Number:
801-118400
Financial Regulator:
SEC/ FINRA
Website:
http://www.embarcaderofinancial.com
Registration started
Ended
2007
2008
2009
2010
2011
2012
2013
2014
2015
2016
2017
CDR: 2346090
DAVID ROCKMAN
started on
2007-03-12
CDR: 1998445
PAUL WUDSKI
PAUL M WUDSKI
started on
2007-03-12
CDR: 1616612
MANUELA ARCHER GROUBERT
MANUELA ARCHER NELLA ARCHER
started on
2013-09-27
CDR: 5526611
JOHN MCKENNA
started on
2013-09-27
CDR: 1998445
PAUL WUDSKI
PAUL M WUDSKI
ended on
2014-04-25
CDR: 1616612
MANUELA ARCHER GROUBERT
MANUELA ARCHER NELLA ARCHER
ended on
2016-06-08
CDR: 843931
FRED SPRINZ
FRED F SPRINZ
started on
2017-03-29
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