Company Name:
EMPIRICAL WEALTH MANAGEMENT
Alternative Name:
EMPIRICAL FINANCIAL SERVICES, LLC
Address:
SUITE 3150, 1420 5TH AVE, SEATTLE WA 98101
CRD Number:
152622
SEC Number:
801-72168
Financial Regulator:
SEC/ FINRA
Registration started
Ended
2010
2011
2012
2013
2014
2015
2016
2017
2018
2019
2020
2021
CDR: 5699720
SERENA JOHNSTONE
SERENA C LEE SERENA CHI-YING LEE
started on 2010-07-27
CDR: 2598986
KENNETH SMITH
KENNETH ROBERT SMITH MR.
started on 2010-06-18
CDR: 2683791
MICHAEL VAN SANT
MICHAEL SCOTT VAN-SANT MICHAEL SCOTT VANSANT MIKE VANSANT
started on 2010-07-27
CDR: 6281150
BRIAN REED
started on 2013-12-16
CDR: 3231019
JEAN PEDERSEN
JEAN ESTHER MATZA JEANNIE MATZA
started on 2013-01-18
CDR: 6201652
ANNETTE DELONG
ANNETTE M ANDRES ANNETTE MARIE ANDRES ANNETTE MARIE OLEJNICZAK
started on 2013-11-06
CDR: 3210686
KENNETH LATHON
KENNETH LATHON
started on 2013-01-18
CDR: 2279282
JACK MONTEITH
started on 2013-01-23
CDR: 6087553
ERIK LEHR
ERIK LEHR
started on 2013-11-22
CDR: 5699720
SERENA JOHNSTONE
SERENA C LEE SERENA CHI-YING LEE
ended on 2013-03-28
CDR: 2524540
Joseph Gallagher
JOSEPH PATRICK GALLAGHER Joseph p Gallagher
started on 2014-06-10
CDR: 5073393
ANITA GRAY
started on 2014-10-15
CDR: 4013916
JASON SULKOSKY
started on 2014-04-22
CDR: 6201652
ANNETTE DELONG
ANNETTE M ANDRES ANNETTE MARIE ANDRES ANNETTE MARIE OLEJNICZAK
ended on 2014-11-14
CDR: 2683791
MICHAEL VAN SANT
MICHAEL SCOTT VAN-SANT MICHAEL SCOTT VANSANT MIKE VANSANT
ended on 2014-05-23
CDR: 6559838
Brian Miller
started on 2015-09-16
CDR: 5598380
Julia Sipple
JULIA A BALITSKY JULIA BALITSKY JULIA A BALITSKY SIPPLE Ioulia Alexandrovna Balitsksya Julia A Balitsky Julia A Balitsky Sipple
started on 2015-01-02
CDR: 5453247
ALLYSON EISENHOWER
ALLYSON S KELLY ALLYSON SHEA KELLY
started on 2015-10-02
CDR: 6521513
LINDSAY FARNSWORTH
LINDSAY FARNSWORTH
started on 2015-11-23
CDR: 5073393
ANITA GRAY
ended on 2015-01-08
CDR: 3210686
KENNETH LATHON
KENNETH LATHON
ended on 2015-04-01
CDR: 6699732
James Jones
started on 2016-12-21
CDR: 6681770
Karina Bianca Dahilig
started on 2016-08-15
CDR: 4451218
JANIE STRASSER
JANIE CATHERINE BECK
started on 2016-06-15
CDR: 2524540
Joseph Gallagher
JOSEPH PATRICK GALLAGHER Joseph p Gallagher
ended on 2016-03-04
CDR: 5598380
Julia Sipple
JULIA A BALITSKY JULIA BALITSKY JULIA A BALITSKY SIPPLE Ioulia Alexandrovna Balitsksya Julia A Balitsky Julia A Balitsky Sipple
ended on 2016-09-23
CDR: 6526837
CHELSEA SMITH
started on 2017-01-19
CDR: 6309502
DENISE LEE
DENISE L HAM Denise Lee
started on 2017-11-29
CDR: 6889609
Michael Randall
started on 2017-12-16
CDR: 2310648
BENJAMIN PUTMAN
BENJAMIN R PUTMAN
started on 2017-11-29
CDR: 2810360
DONOVAN RITTER
started on 2017-11-21
CDR: 6526837
CHELSEA SMITH
ended on 2017-05-02
CDR: 5453247
ALLYSON EISENHOWER
ALLYSON S KELLY ALLYSON SHEA KELLY
ended on 2017-07-10
CDR: 2279282
JACK MONTEITH
ended on 2017-01-05
CDR: 4477779
Stephen Lee
IN HEE LEE STEPHEN IN HEE LEE
started on 2018-08-03
CDR: 4593353
MARK UMEK
MARK B UMEK
started on 2018-05-16
CDR: 6872220
John Miller
started on 2018-04-26
CDR: 6900583
Benjamin Finley
started on 2018-09-14
CDR: 6334068
KENNETH CHAVIS
KENNETH CHAVIS
started on 2018-01-08
CDR: 6137340
JAMES COONEY
started on 2018-05-03
CDR: 4995811
ERIC KINYON
ERIC KINYON Eric R Kinyon
started on 2018-07-10
CDR: 6559838
Brian Miller
ended on 2018-05-17
CDR: 6900583
Benjamin Finley
ended on 2018-12-17
CDR: 6309502
DENISE LEE
DENISE L HAM Denise Lee
ended on 2018-02-28
CDR: 4451218
JANIE STRASSER
JANIE CATHERINE BECK
ended on 2018-02-06
CDR: 6137340
JAMES COONEY
ended on 2018-12-10
CDR: 2310648
BENJAMIN PUTMAN
BENJAMIN R PUTMAN
ended on 2018-02-28
CDR: 2810360
DONOVAN RITTER
ended on 2018-02-28
CDR: 2291798
RICHARD BOYER
R. THOMAS BOYER THOMAS BOYER
started on 2019-01-02
CDR: 6640869
KYLE DODRILL
KYLE DODRILL
started on 2019-02-12
CDR: 7083865
Milan McMakin
started on 2019-05-17
CDR: 3231019
JEAN PEDERSEN
JEAN ESTHER MATZA JEANNIE MATZA
ended on 2019-06-27
CDR: 4477779
Stephen Lee
IN HEE LEE STEPHEN IN HEE LEE
ended on 2019-06-04
CDR: 4995811
ERIC KINYON
ERIC KINYON Eric R Kinyon
ended on 2019-07-05
CDR: 6394002
TASSIE MEDLIN
started on 2020-02-12
CDR: 4437748
MAGGIE LIU
CHI LIU MAGGIE CHI CHI LIU MAGGIE CHI LIU Maggie Liu
started on 2020-02-04
CDR: 4767388
REBECCA MORRIS
REBECCA THURSTON MORRIS REBECCA MORRIS REBECCA THURSTON STANTON REBECCA STANTON
started on 2020-01-14
CDR: 7263450
Kevin Fitzsimon
started on 2020-12-10
CDR: 6334068
KENNETH CHAVIS
KENNETH CHAVIS
ended on 2020-05-12
CDR: 4767388
REBECCA MORRIS
REBECCA THURSTON MORRIS REBECCA MORRIS REBECCA THURSTON STANTON REBECCA STANTON
ended on 2020-07-01
CDR: 2421548
CAROLINE MAGLIO
Li-ping Fan
started on 2021-02-22
CDR: 2075899
JUSTIN BULLER
started on 2021-01-20
CDR: 2691744
SHANNON BENE
SHANNON JAMES BENE CFS
started on 2021-02-22
CDR: 6681770
Karina Bianca Dahilig
ended on 2021-04-19



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