Company Name:
EM SECURITIES LLC
Address:
405 LEXINGTON AVENUE, 19TH FLOOR, C/O EVOLUTION MEDIA CAPITAL, NEW YORK, NY 10174
CRD Number:
148257
CIK Number:
1443552
SEC File Number:
867997
Financial Regulator:
SEC/ FINRA
Registration started
Ended
2009
2010
2011
2012
2013
2014
2015
2016
2017
2018
2019
2020
2021
CDR: 5313186
DAVID POGODA
started on 2009-06-01
CDR: 5580463
RICHARD HESS
RICHARD HESS
started on 2009-07-21
CDR: 3248100
KATHY EFREM
KATHY K EFREM KATHY K EFREM SIPINICK
started on 2009-05-29
CDR: 2777864
ROBERT STANLEY
ROBERT STANLEY
started on 2009-05-29
CDR: 5175373
PATRICK LAMPE
started on 2009-08-24
CDR: 5676474
CLINTON SIEGFRIED
CLINTON SIEGFRIED
started on 2009-07-01
CDR: 1995404
MITCHELL ZIETS
MITCHELL ZIETS
started on 2010-01-01
CDR: 5701359
IAN DOODY
IAN DOODY
started on 2010-02-03
CDR: 5966392
PABLO LOPEZ
PABLO LOPEZ
started on 2011-12-19
CDR: 5735009
CARMEN CARPENTER
CARMEN CARPENTER
started on 2011-08-04
CDR: 5712795
TUCKER BROWN
TUCKER BROWN
started on 2011-10-25
CDR: 5427078
KIRILL SAVITSKI
started on 2011-10-25
CDR: 1995404
MITCHELL ZIETS
MITCHELL ZIETS
ended on 2011-07-11
CDR: 5676474
CLINTON SIEGFRIED
CLINTON SIEGFRIED
ended on 2011-08-02
CDR: 4979682
MATTHEW FELDMAN
MATTHEW I FELDMAN
started on 2012-07-20
CDR: 2684739
ARYEH BOURKOFF
started on 2012-06-18
CDR: 2939347
EHREN STENZLER
started on 2012-07-18
CDR: 4979682
MATTHEW FELDMAN
MATTHEW I FELDMAN
ended on 2012-11-13
CDR: 2684739
ARYEH BOURKOFF
ended on 2012-11-13
CDR: 2939347
EHREN STENZLER
ended on 2012-11-13
CDR: 5812017
DEBORAH REICH
started on 2013-08-14
CDR: 5435190
ANDREW WALTER
started on 2013-03-01
CDR: 5175373
PATRICK LAMPE
ended on 2013-09-12
CDR: 5458267
TAVISH ZAUSNER-MANNES
TAVISH L ZAUSNER-MANNES
started on 2014-05-13
CDR: 5734010
Brandon Thompson
started on 2014-03-14
CDR: 5966392
PABLO LOPEZ
PABLO LOPEZ
ended on 2014-02-03
CDR: 5812017
DEBORAH REICH
ended on 2014-08-25
CDR: 5734010
Brandon Thompson
ended on 2014-04-22
CDR: 2079617
STUART EPSTEIN
started on 2015-12-11
CDR: 5933754
ANUBHAV SRIVASTAVA
started on 2015-08-03
CDR: 5435190
ANDREW WALTER
ended on 2015-05-11
CDR: 6590875
Shari Rothenberg
Shari Rothenberg
started on 2016-03-03
CDR: 6590875
Shari Rothenberg
Shari Rothenberg
ended on 2016-07-08
CDR: 6074349
JIE QUN WANG
JESSICA WANG
started on 2017-07-12
CDR: 6346403
EVAN DEAHL
EVAN DEAHL
started on 2017-02-01
CDR: 6124603
DAVID MA
DAVID MA
started on 2017-02-01
CDR: 6074349
JIE QUN WANG
JESSICA WANG
ended on 2018-11-19
CDR: 5313186
DAVID POGODA
ended on 2018-09-24
CDR: 2079617
STUART EPSTEIN
ended on 2018-02-21
CDR: 6124603
DAVID MA
DAVID MA
ended on 2018-08-13
CDR: 7115146
Ole Christian Sand
started on 2019-09-04
CDR: 5692012
THOMAS DONOHUE
THOMAS DONOHUE TOM SEAN DONOHUE
started on 2019-01-04
CDR: 5580463
RICHARD HESS
RICHARD HESS
ended on 2019-01-02
CDR: 5933754
ANUBHAV SRIVASTAVA
ended on 2019-06-03
CDR: 5701359
IAN DOODY
IAN DOODY
ended on 2019-01-02
CDR: 6682700
DYLAN ZANE
Dylan ZANE
started on 2021-04-28
CDR: 6346403
EVAN DEAHL
EVAN DEAHL
ended on 2021-01-07
CDR: 5427078
KIRILL SAVITSKI
ended on 2021-04-26



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