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0 - 9
Company Name:
EQUITYZEN SECURITIES LLC
Address:
SUITE 1200, 30 BROAD STREET,, NEW YORK, NY 10004
CRD Number:
281820
CIK Number:
1655327
SEC File Number:
869689
Financial Regulator:
SEC/ FINRA
Registration started
Ended
2016
2017
2018
2019
2020
2021
CDR: 1837514
HALE HALASY
HALE (NMN) HALASY
started on
2016-05-11
CDR: 5920968
PASCAL ROCHE
PASCAL ROCHE
started on
2016-05-11
CDR: 4580119
SHRIRAM BHASHYAM
started on
2016-05-11
CDR: 5563192
PHILIP HASLETT
started on
2016-05-11
CDR: 6459947
NATHANIEL DISSTON
started on
2016-05-21
CDR: 5220600
KAYLOCK YAM
started on
2016-05-23
CDR: 5393974
Catherine Klinchuch
CATHERINE MARIE KLINCHUCH
started on
2017-06-28
CDR: 6519900
PHILLIP GERMANN
Phillip Germann
started on
2017-06-12
CDR: 6645484
RICHARD STRATFORD
MARIO CESAR DA FONSECA
started on
2017-09-23
CDR: 5208336
SUJATA KADIA
SUJATA BOSE
started on
2017-03-01
CDR: 1837514
HALE HALASY
HALE (NMN) HALASY
ended on
2017-03-01
CDR: 6509031
Risun Udawatta
started on
2018-11-16
CDR: 6586058
Paul Gavin
PAUL GAVIN JR.
started on
2018-11-30
CDR: 6531085
Adam Augusiak-Boro
started on
2018-06-13
CDR: 6340065
MICHAEL BUONO
MICHAEL THOMAS BUONO
started on
2018-10-08
CDR: 6645484
RICHARD STRATFORD
MARIO CESAR DA FONSECA
ended on
2018-08-02
CDR: 4272843
Scott Kligman
SCOTT DAVID KLIGMAN
started on
2019-10-01
CDR: 2863760
Jaime Mercado
JAIME MERCADO JR JAIME MERCADO
started on
2019-09-19
CDR: 5946954
SHANNON ONEILL
SHANNON PATRICIA O'NEILL SHANNON ONEILL
started on
2019-10-23
CDR: 6245833
Michael Wenner
MICHAEL JOSEPH WENNER MICHAEL WENNER
started on
2019-02-12
CDR: 5535819
ERIC THOMASSIAN
ERIC A THOMASSIAN
started on
2019-07-15
CDR: 3025643
TAMMY TAM
Tammy Tam
started on
2019-01-03
CDR: 4272843
Scott Kligman
SCOTT DAVID KLIGMAN
ended on
2019-11-08
CDR: 4580119
SHRIRAM BHASHYAM
ended on
2019-07-01
CDR: 6531085
Adam Augusiak-Boro
ended on
2019-11-25
CDR: 3025643
TAMMY TAM
Tammy Tam
ended on
2019-07-12
CDR: 4961218
SUZANNE CHOULJIAN
SUZANNE ISKENDERIAN CHOULJIAN SUZANNE
started on
2020-08-20
CDR: 4940883
KOURTNEY HEINTZ
KOURTNEY CATHERINE AZURE-HEINTZ KOURTNEY HEINTZ Kourtney Catherine Heintz
started on
2020-01-01
CDR: 6509031
Risun Udawatta
ended on
2020-09-14
CDR: 6245833
Michael Wenner
MICHAEL JOSEPH WENNER MICHAEL WENNER
ended on
2020-03-17
CDR: 6459947
NATHANIEL DISSTON
ended on
2020-01-21
CDR: 4940883
KOURTNEY HEINTZ
KOURTNEY CATHERINE AZURE-HEINTZ KOURTNEY HEINTZ Kourtney Catherine Heintz
ended on
2020-09-08
CDR: 6479181
Alyssa Hollawell
started on
2021-03-17
CDR: 5805407
EMILY BERG
EMILY ANNE NOTARO
started on
2021-02-24
CDR: 5688703
Tyler Lee
TYLER LEE
started on
2021-01-12
CDR: 5806534
BRIANNE LYNCH
Brianne Winifred Lynch
started on
2021-02-04
CDR: 5123105
Daniel Balsamo
DANIEL BALSAMO DANNY BALSAMO
started on
2021-01-20
CDR: 7162959
Julia Servin
started on
2021-01-15
CDR: 7142888
JAMES OBOYLE
JAMES OBOYLE
started on
2021-03-04
CDR: 7206417
Joseph Strickland
started on
2021-03-03
CDR: 6904527
Brian Dusape
started on
2021-04-09
CDR: 5954913
KEVIN LYNCH
started on
2021-02-11
CDR: 5946954
SHANNON ONEILL
SHANNON PATRICIA O'NEILL SHANNON ONEILL
ended on
2021-02-01
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