Company Name:
ERG SECURITIES (US) LLC
Address:
SUITE 921, 50 WASHINGTON STREET, NORWALK, CT 06854
CRD Number:
121057
CIK Number:
1174316
SEC File Number:
865376
Financial Regulator:
SEC/ FINRA
Registration started
Ended
2002
2003
2004
2005
2006
2007
2008
2009
2010
2011
2012
2013
2014
2015
2016
2017
2018
2019
2020
2021
CDR: 1503019
DEBRA PIPINES
started on 2002-11-12
CDR: 1434813
WILLIAM SWENSON
BILL SWENSON WILLIAM M SWENSON WILLIAM MCKENZIE SWENSON MR WILLIAM MCKENZIE SWENSON SR
started on 2016-06-30
CDR: 5721340
STEPHEN LOBB
STEPHEN JAMES LOBB
started on 2016-09-19
CDR: 2246972
ROBERT GOODMAN
started on 2016-07-21
CDR: 2792823
ALEJANDRO MORENO
started on 2017-11-20
CDR: 703395
MARK ROGERS
MARK CHRISTOPHE ROGERS
started on 2017-04-05
CDR: 2219430
GEORGE O'DOWD
GEORGE M DOWD GEORGE MARK DOWD
started on 2017-01-04
CDR: 2220264
CHARLES FOLEY
CHARLES QUENTIN (JR) FOLEY KI FOLEY JR
started on 2018-10-05
CDR: 3153513
PETER BANG
PETER BANG
started on 2018-03-12
CDR: 4383072
HYUNG-JIN SONG
started on 2018-03-08
CDR: 6420824
LAZBART OSENI
started on 2018-08-29
CDR: 2477025
JAMES SANFORD
JIM SANFORD
started on 2018-01-26
CDR: 4383072
HYUNG-JIN SONG
ended on 2018-11-30
CDR: 2792823
ALEJANDRO MORENO
ended on 2018-08-31
CDR: 703395
MARK ROGERS
MARK CHRISTOPHE ROGERS
ended on 2018-08-31
CDR: 2109687
DANIEL GILMAN
DANIEL ROBISON GILMAN
started on 2019-01-30
CDR: 1935747
Charlene Wilson
started on 2019-05-30
CDR: 5348487
MAX SCHAPIRO
MAX W SCHAPIRO
started on 2019-12-17
CDR: 5517879
MIKHAIL VASILCHIKOV
VASILCHIKOV MIKHAIL MICHAEL VASI MICHAEL VASILCHIKOV MISHA VASILCHIKOV
started on 2019-08-01
CDR: 2220264
CHARLES FOLEY
CHARLES QUENTIN (JR) FOLEY KI FOLEY JR
ended on 2019-12-16
CDR: 5517879
MIKHAIL VASILCHIKOV
VASILCHIKOV MIKHAIL MICHAEL VASI MICHAEL VASILCHIKOV MISHA VASILCHIKOV
ended on 2019-12-02
CDR: 1626533
JAMES TOMEO
JIM F TOMEO
started on 2021-01-19
CDR: 2477025
JAMES SANFORD
JIM SANFORD
ended on 2021-01-04



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