Company Name:
E. S. HOPE FINANCIAL
CRD Number:
19885
Financial Regulator:
SEC/ FINRA
Registration started
Ended
1987
1988
1989
1990
1991
1992
1993
1994
1995
1996
1997
1998
1999
2000
2001
2002
2003
2004
2005
2006
2007
2008
2009
2010
2011
2012
CDR: 1287977
JOAN DUNCAN
started on 1987-07-31
CDR: 415257
CARLETON SCHROEDER
started on 1988-10-04
CDR: 1079685
SHAUN BRACKEN
started on 1992-10-30
CDR: 1079685
SHAUN BRACKEN
ended on 1994-11-28
CDR: 2243770
VICTOR TOKACH
started on 1995-06-15
CDR: 2510396
FRANK PAIANO
FRANK PAIANO
started on 1998-10-20
CDR: 1149761
JAMES BRANNEN
JAMES L BRANNEN
started on 2003-11-04
CDR: 2510396
FRANK PAIANO
FRANK PAIANO
ended on 2004-01-12
CDR: 3111043
MARIANNE LINDSAY
MARIANNE THERESA JONES MARIANNE LINDSAY-JONES
started on 2006-02-27
CDR: 2696952
ANDREW HOROWITZ
Andrew Horowitz
started on 2007-02-02
CDR: 5139173
YURI SWAROVSKI
GEORGE Y SVOROVSKI YURI A SVOROVSKI
started on 2007-09-21
CDR: 1287977
JOAN DUNCAN
ended on 2007-06-18
CDR: 2696952
ANDREW HOROWITZ
Andrew Horowitz
ended on 2008-01-16
CDR: 3111043
MARIANNE LINDSAY
MARIANNE THERESA JONES MARIANNE LINDSAY-JONES
ended on 2010-06-01
CDR: 4180864
PACO RAMON
started on 2011-03-25
CDR: 1149761
JAMES BRANNEN
JAMES L BRANNEN
ended on 2012-07-27
CDR: 2243770
VICTOR TOKACH
ended on 2012-07-27
CDR: 4180864
PACO RAMON
ended on 2012-07-27
CDR: 5139173
YURI SWAROVSKI
GEORGE Y SVOROVSKI YURI A SVOROVSKI
ended on 2012-07-27
CDR: 415257
CARLETON SCHROEDER
ended on 2012-07-27



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