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0 - 9
Company Name:
FENICS EXECUTION, LLC
Address:
55 WATER STREET, NEW YORK, NY 10041
CRD Number:
154075
CIK Number:
1492598
SEC File Number:
868606
Financial Regulator:
SEC/ FINRA
Registration started
Ended
2011
2012
2013
2014
2015
2016
2017
2018
2019
2020
2021
CDR: 2380166
WILLIAM SHIELDS
started on
2011-03-10
CDR: 1074346
THOMAS QUANE
THOMAS MUCHAEL QUANE
started on
2016-10-28
CDR: 1805540
COLIN HEFFRON
COLIN J HEFFRON
started on
2016-10-06
CDR: 2862259
KENNETH PAULSON
started on
2016-10-25
CDR: 5810517
BRADLEY MASS
BRAD MASS BRADLEY J MASS BRADLEY MASS
started on
2016-10-28
CDR: 4790629
LAI KAM ALICE CHAN
ALICE CHAN LAI KAM CHAN
started on
2016-10-25
CDR: 4424156
STEVEN BISGAY
STEVE BISGAY
started on
2017-03-28
CDR: 2985991
JEFFREY MARCUS
JEFF SCOTT MARCUS JEFFREY S MARCUS
started on
2017-06-22
CDR: 6106448
KEVIN MOONEY
started on
2017-11-03
CDR: 3095653
SIMON LEE
started on
2017-08-29
CDR: 2479510
ROBERT KRUPA
ROBERT A KRUPA
started on
2017-08-29
CDR: 4170938
NICHOLAS CAPPELLERI
started on
2017-06-28
CDR: 1161513
THOMAS ANZALONE
THOMAS J ANZALONE
started on
2017-06-27
CDR: 1730936
ANTHONY MANZO
ANTHONY JOHN MANZO
started on
2017-06-26
CDR: 2605647
CHRISTOPHER BAYER
started on
2017-06-26
CDR: 6236681
IRINA GULBRANDSEN
started on
2017-06-26
CDR: 5738115
ERIC DRISCOLL
started on
2017-08-29
CDR: 5527493
GILLIAN HANRAHAN-FREEMAN
GILLIAN HANRAHAN GILLIAN HARVAHAN
started on
2017-08-31
CDR: 3066610
WAYNE BUCHAN
started on
2017-06-26
CDR: 6268582
WOSIM HABAKE
started on
2017-08-30
CDR: 2613400
DANIEL BERTHIAUME
DANIEL IRVING BERTHIAUME DANNY BERTHIAUME
started on
2017-03-24
CDR: 6684760
AMANDA ASTOLFI
started on
2018-05-10
CDR: 3022170
JEFFREY MARINO
JEFFREY M MARINO JEFFREY MICHAEL MARINO
started on
2018-09-20
CDR: 1873583
PATRICK AHEARN
started on
2018-05-14
CDR: 1714396
JAMES DEMARINIS
JAMES A DEMARINIS
started on
2018-11-09
CDR: 6534539
CLIFFORD WONG
Cliff Wong
started on
2018-02-06
CDR: 4377505
ANTHONY RAMOS
started on
2018-12-06
CDR: 5950670
NICHOLAS GUNNING
started on
2018-05-12
CDR: 4851209
RICHARD POWERS
RICH M POWERS RICHARD MATTHEW POWERS
started on
2018-12-07
CDR: 6717014
CECILIA KIM
CECILIA PIK CHI CHENG CECILIA CHENG PIK CHI CHENG
started on
2018-05-14
CDR: 6221748
PASCAL DIB KARAM
started on
2018-05-12
CDR: 6202081
MICHAEL REALI
started on
2018-12-03
CDR: 6724946
CHRISTOPHER CANNELLOS
started on
2018-05-10
CDR: 6424147
DANIEL HOROWITZ
started on
2018-05-12
CDR: 2097782
STEVEN KIM
STEVEN KIM
started on
2018-12-06
CDR: 5364084
DOREEN VEGA
DOREEN LEMA MANTHI
started on
2018-05-08
CDR: 6947162
WILLIAM WADE
WILLIAM LEONARD WADE Mr
started on
2018-12-06
CDR: 5529717
MICHAEL ZARENO
started on
2018-05-10
CDR: 6947164
JAMES HOWELL
JAMIE HOWELL
started on
2018-07-31
CDR: 2148173
KENNETH SKLOVER
started on
2018-01-26
CDR: 5193834
DAVID ROGERS
DAVID J ROGERS
started on
2018-11-09
CDR: 7135240
YU WEI
CRYSTIE WEI
started on
2019-12-06
CDR: 5404522
SHAINA JUSINO
Shaina S Jusino
started on
2019-03-26
CDR: 6092467
AURI TEJADA
Auri G Tejada Auri Gertrudis Tejada Auri Tejada
started on
2019-08-07
CDR: 7129470
CHUN HOM
started on
2019-10-12
CDR: 7046339
CHRISTOPHER DIAZ SOLER
started on
2019-03-25
CDR: 3155370
FRAN QUINN
started on
2019-08-07
CDR: 2702659
ALEX PESTANA
ALEX PESTANA
started on
2019-10-18
CDR: 1924192
SULANG ENG
SUE ENG
started on
2019-08-07
CDR: 7074360
ANNA KLYMOVA
ANNA KLYMONA Anna Klymova
started on
2019-06-05
CDR: 1521204
RoseAnn Munoz
started on
2019-05-06
CDR: 2354527
ROSANNE BRISCIONE
ROSANNE C BRISCIONE
started on
2019-08-06
CDR: 7030073
DANIELLE DOYLE
started on
2019-02-27
CDR: 4860574
JAMES DOOHAN
JAMES DOOHAN
started on
2019-08-06
CDR: 7153517
ALEXANDRA LUEHS
started on
2019-11-19
CDR: 5789877
RICHARD LEIGHTON
richard james leighton
started on
2019-04-24
CDR: 7094789
JAMES MATTEN
started on
2019-08-21
CDR: 5371522
DESIREE MILLAN
Desiree Millan Adames Desiree Millan-Adames
started on
2019-09-17
CDR: 3095653
SIMON LEE
ended on
2019-11-25
CDR: 5015946
Nickolas Reynolds
started on
2020-07-21
CDR: 1157026
HOWARD LUTNICK
started on
2020-08-17
CDR: 6476786
DAVID STERN
started on
2020-01-29
CDR: 2165027
PAUL MUTTER
PAUL M MUTTER
started on
2020-02-25
CDR: 5992675
SHRIHARI GODBOLE
HARI GODBOLE SHRIHARI A. GODBOLE
started on
2020-01-10
CDR: 5140905
ERIC HIRSCHHORN
ERIC HIRSCHHORN
started on
2020-02-18
CDR: 4350038
STEVEN SADOFF
started on
2020-03-09
CDR: 3269547
JAMES BANG
JAMES JAE HYUK BANG James J Bang
started on
2020-03-13
CDR: 5179680
EMIL PARMAR
started on
2020-11-12
CDR: 7146557
ANDREW WATSON
started on
2020-09-28
CDR: 6684760
AMANDA ASTOLFI
ended on
2020-07-30
CDR: 3022170
JEFFREY MARINO
JEFFREY M MARINO JEFFREY MICHAEL MARINO
ended on
2020-07-17
CDR: 1074346
THOMAS QUANE
THOMAS MUCHAEL QUANE
ended on
2020-08-12
CDR: 5404522
SHAINA JUSINO
Shaina S Jusino
ended on
2020-01-16
CDR: 1873583
PATRICK AHEARN
ended on
2020-12-14
CDR: 6092467
AURI TEJADA
Auri G Tejada Auri Gertrudis Tejada Auri Tejada
ended on
2020-07-31
CDR: 1714396
JAMES DEMARINIS
JAMES A DEMARINIS
ended on
2020-10-06
CDR: 6476786
DAVID STERN
ended on
2020-11-20
CDR: 5950670
NICHOLAS GUNNING
ended on
2020-03-05
CDR: 3155370
FRAN QUINN
ended on
2020-12-11
CDR: 4851209
RICHARD POWERS
RICH M POWERS RICHARD MATTHEW POWERS
ended on
2020-05-04
CDR: 6202081
MICHAEL REALI
ended on
2020-09-03
CDR: 1521204
RoseAnn Munoz
ended on
2020-06-19
CDR: 5140905
ERIC HIRSCHHORN
ERIC HIRSCHHORN
ended on
2020-04-02
CDR: 7030073
DANIELLE DOYLE
ended on
2020-07-14
CDR: 5364084
DOREEN VEGA
DOREEN LEMA MANTHI
ended on
2020-06-22
CDR: 7094789
JAMES MATTEN
ended on
2020-09-08
CDR: 5371522
DESIREE MILLAN
Desiree Millan Adames Desiree Millan-Adames
ended on
2020-04-29
CDR: 1483052
LOUIS SCOTTO
LOU SCOTTO LOUIS J SCOTTO
started on
2021-01-12
CDR: 2547858
STEPHEN SCOTTO
started on
2021-01-12
CDR: 4170938
NICHOLAS CAPPELLERI
ended on
2021-01-06
CDR: 2547858
STEPHEN SCOTTO
ended on
2021-01-12
CDR: 2097782
STEVEN KIM
STEVEN KIM
ended on
2021-01-11
CDR: 5179680
EMIL PARMAR
ended on
2021-01-06
CDR: 5193834
DAVID ROGERS
DAVID J ROGERS
ended on
2021-04-05
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