Company Name:
FIDUS SECURITIES, LLC
Address:
SUITE 1910, 227 WEST TRADE STREET, CHARLOTTE, NC 28202
CRD Number:
132882
CIK Number:
1303335
SEC File Number:
866656
Financial Regulator:
SEC/ FINRA
Registration started
Ended
2005
2006
2007
2008
2009
2010
2011
2012
2013
2014
2015
2016
2017
2018
2019
2020
2021
CDR: 5015182
CHRISTOPHER HAZA
CHRIS HAZA
started on 2005-11-23
CDR: 2419176
JOHN ROSS
II JOHN JOSEPH ROSS JOHN JOSEPH ROSS II
started on 2005-02-22
CDR: 1391378
EDWARD IMBROGNO
ED IMBROGNO
started on 2005-02-22
CDR: 1740900
JOHN GRIGG
JOHN MUMPHREY GRIGG JOHN MUMPHREY GRIGGS
started on 2005-02-22
CDR: 1570895
JAMES DOCKERY
JAMES S DOCKERY
started on 2006-08-08
CDR: 5147590
JOHN CHEEK
started on 2006-11-14
CDR: 4981311
MATTHEW CULBERTSON
started on 2008-10-31
CDR: 2484874
ROBERT KREIDLER
JR ROBERT L KREIDLER
started on 2008-03-31
CDR: 2661662
THEODORE SWIMMER
TED SWIMMER THEODORE CARL SWIMMER
started on 2009-09-28
CDR: 2810167
JESSE BOWLES
started on 2009-05-26
CDR: 2775633
MARGARET MONTAGUE
MARGARET M LAUCK MARGARET MONTAGUE LAUCK MARGARET A MONTAGUE
started on 2010-06-03
CDR: 2273822
JOHN POLLOCK
started on 2010-06-01
CDR: 2661662
THEODORE SWIMMER
TED SWIMMER THEODORE CARL SWIMMER
ended on 2010-03-23
CDR: 5878701
PETER OSTERGARD
started on 2011-03-29
CDR: 5935896
PATRICK CLARK
started on 2011-07-19
CDR: 4966514
WILLIAM BROWN
WILLIAM BROWN
started on 2011-01-01
CDR: 2273822
JOHN POLLOCK
ended on 2011-10-05
CDR: 5161562
RYAN OVERDEVEST
RYAN OVERDEVEST
started on 2012-10-12
CDR: 2901218
RITVIG AMIN
RIT AMIN
started on 2012-08-30
CDR: 4981311
MATTHEW CULBERTSON
ended on 2012-02-10
CDR: 2775633
MARGARET MONTAGUE
MARGARET M LAUCK MARGARET MONTAGUE LAUCK MARGARET A MONTAGUE
ended on 2013-12-31
CDR: 5161562
RYAN OVERDEVEST
RYAN OVERDEVEST
ended on 2013-08-02
CDR: 2484874
ROBERT KREIDLER
JR ROBERT L KREIDLER
ended on 2013-06-18
CDR: 2901218
RITVIG AMIN
RIT AMIN
ended on 2013-05-14
CDR: 2810167
JESSE BOWLES
ended on 2013-11-04
CDR: 5878701
PETER OSTERGARD
ended on 2014-07-02
CDR: 4966514
WILLIAM BROWN
WILLIAM BROWN
ended on 2014-02-11
CDR: 4457913
ZACHARY FROST
started on 2015-09-15
CDR: 5545729
BRANDON COFFEY
BRANDON COFFEY
started on 2015-05-11
CDR: 2391549
JESSE RODRIGUEZ
JESSE RODRIGUEZ
started on 2015-04-24
CDR: 3083573
KEVIN KAEPPLER
started on 2015-09-04
CDR: 6275597
ROBERT MOORE
started on 2015-12-28
CDR: 1854418
THOMAS TEMPLE
THOMAS TEMPLE
started on 2015-09-28
CDR: 6315590
SAMUEL RYDER
started on 2015-09-29
CDR: 6569764
Eric Bukovac
started on 2016-02-02
CDR: 5936488
PETER STUART
PETER STUART
started on 2016-12-27
CDR: 6315590
SAMUEL RYDER
ended on 2016-05-10
CDR: 2273607
CHRISTOPHER LATTA
started on 2017-12-11
CDR: 5810661
JOHN SHERMAN
JOHN SHERMAN
started on 2017-04-10
CDR: 5545729
BRANDON COFFEY
BRANDON COFFEY
ended on 2017-04-26
CDR: 2391549
JESSE RODRIGUEZ
JESSE RODRIGUEZ
ended on 2017-09-25
CDR: 5935237
JOHN ROTCHFORD
JOHN ROTCHFORD
started on 2018-05-04
CDR: 5932761
NISHANT SACHDEV
started on 2018-05-24
CDR: 6096306
CONOR REDMOND
started on 2018-12-11
CDR: 4536105
MICHAEL MILLER
started on 2018-06-19
CDR: 6690894
GRAHAM MARTIN
started on 2018-08-21
CDR: 5936488
PETER STUART
PETER STUART
ended on 2018-04-25
CDR: 1604493
JOHN LINGER
started on 2019-02-18
CDR: 5935237
JOHN ROTCHFORD
JOHN ROTCHFORD
ended on 2019-04-02
CDR: 5932761
NISHANT SACHDEV
ended on 2019-04-23
CDR: 1604493
JOHN LINGER
ended on 2019-04-16
CDR: 2273607
CHRISTOPHER LATTA
ended on 2019-09-24
CDR: 6096306
CONOR REDMOND
ended on 2020-07-31
CDR: 6690894
GRAHAM MARTIN
ended on 2020-11-02
CDR: 5810661
JOHN SHERMAN
JOHN SHERMAN
ended on 2020-05-06
CDR: 7330391
James Begley
started on 2021-03-19



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