Company Name:
FINALIS SECURITIES LLC
Address:
#404, 7 PIXLEY AVENUE, CORTE MADERA, CA 94925-1457
CRD Number:
305908
CIK Number:
1789982
SEC File Number:
870425
Financial Regulator:
SEC/ FINRA
Registration started
Ended
2020
2021
CDR: 1813672
DONNA BARTLETT
DONNA LYNN BARAHURA DONNA LYNN BARTLETT DONNA BARTLETT LAWSON
started on 2020-04-21
CDR: 5905592
Travis Mahoney
TRAVIS KELLY MAHONEY
started on 2020-07-10
CDR: 7110997
Prasad Karcherla
started on 2020-11-20
CDR: 5806872
XIAOJIE YIN
JESSICA YIN
started on 2020-12-01
CDR: 5194803
DAVID WILLARD
started on 2020-07-17
CDR: 4602901
John Cunningham
JOHN BURCHMAN CUNNINGHAM III John Burchman Cunningham
started on 2020-04-21
CDR: 7288778
Matthew Rosenberg
started on 2020-10-06
CDR: 7095451
BRETT COSTANTINE
started on 2020-07-02
CDR: 4377703
QUINN CARLSON
started on 2020-07-30
CDR: 6506953
JEREMY SMITH
started on 2020-09-02
CDR: 1521134
ROBERT BULL
ROBERT L BULL ROBERT LEE BULL TAD BULL
started on 2020-04-21
CDR: 5734748
ARUN BATAVIA
started on 2020-09-02
CDR: 3195849
SUZANNE KECMER
SUZANNE E KECMER
started on 2020-08-13
CDR: 7163038
John Richardson
Greg Richardson
started on 2020-12-23
CDR: 6256085
JOSE KREIDLER
started on 2020-12-16
CDR: 4064595
SUSAN BLANCO
SUSAN NICOLE BOGY MISS
started on 2020-06-29
CDR: 7022794
Eugenio Briales Gomez-Tarragona
started on 2020-10-08
CDR: 1230741
Scott Silver
SCOTT J SILVER SCOTT JONATHAN SILVER
started on 2020-06-01
CDR: 2562912
THOMAS DUNN
started on 2020-08-13
CDR: 2282918
Stanley Koss
STAN KOSS STANLEY KOSS Stanley G Koss
started on 2020-12-02
CDR: 7069579
ARIC CHANG
started on 2020-09-23
CDR: 7027504
Laura Kiernan
Laura Killian Pearse Kiernan Laura Kiernan Laura Killian Pearse
started on 2020-09-25
CDR: 4815993
JAMES SPIELMAN
JAMES DAVID SPIELMAN
started on 2020-11-19
CDR: 4985575
VICTOR CULIUC
started on 2020-06-23
CDR: 3266463
MATTHEW STONE
MATT STONE MATTHEW D STONE MATTHEW STONE
started on 2020-10-23
CDR: 4801031
ANTHONY SCUDERI
started on 2020-11-23
CDR: 4625735
JOHN COOPER
started on 2020-07-02
CDR: 2562912
THOMAS DUNN
ended on 2020-09-20
CDR: 4815993
JAMES SPIELMAN
JAMES DAVID SPIELMAN
ended on 2020-12-31
CDR: 2994157
Adam Bergman
started on 2021-03-01
CDR: 4815993
JAMES SPIELMAN
JAMES DAVID SPIELMAN
started on 2021-02-22
CDR: 4082038
PAUL SINALY
PAUL CHARLES SINALY JR Paul C Sinaly JR
started on 2021-01-07
CDR: 5958111
JAMES ERTEL
J. MICHAEL ERTEL MIKE ERTEL
started on 2021-03-31
CDR: 2963219
SEAN KELLY
Sean Kelly
started on 2021-02-03
CDR: 4176591
SCOTT JORDAN
SCOTT A JORDAN SCOTT A JORDONS
started on 2021-03-10
CDR: 7191657
Andrew Hoey
started on 2021-02-22
CDR: 4480855
CHRISTOPHER SCARBOROUGH
started on 2021-02-01
CDR: 1782061
MATTHEW DIVENERE
MATT DIVENERE MATTHEW F DIVENERE JR MATTHEW FRANK DIVENERE II Matthew Frank Di Venere
started on 2021-04-01
CDR: 1239080
XIMENA VACA
XIMENA VACA DOWLING XIMENA Vaca Salas
started on 2021-01-25
CDR: 4040713
MARIEANNE JORAJURIA
MARIE JORAJURIA MARIEANNE JORAJURIA SMITH
started on 2021-02-18
CDR: 2790933
MATTHEW EPSTEIN
started on 2021-04-12
CDR: 6007219
CLIFFORD OLIN
started on 2021-04-17
CDR: 6723350
Gary Wedding
Chris Wedding
started on 2021-01-22
CDR: 6814376
Dorine Rivers
Dorine Currey Rivers
started on 2021-01-14
CDR: 5842844
Bryan Feinberg
BRYAN J FEINBERG BRYAN JOSIAH FEINBERG
started on 2021-02-01
CDR: 4424447
SAMUEL STERN
Sam Stern Samuel Shamus Stern
started on 2021-03-26
CDR: 5518775
DONALD KAHLER
DONALD K KAHLER
started on 2021-01-07
CDR: 2958080
WADE DIEBNER
Wade Anthony Diebner
started on 2021-02-17
CDR: 7322812
David Chang
started on 2021-01-28
CDR: 1762794
RUSSELL DEAKIN
started on 2021-04-01
CDR: 2341995
GARY RAKAN
started on 2021-02-22
CDR: 4303930
WILLIAM BLANKENSHIP
WILLIAM ALLEN BLANKENSHIP WILLLIAM ALLEN BLANKENSHIP Allen Blankenship
started on 2021-01-08
CDR: 6724028
Christopher Clement
Chris Clement
started on 2021-01-26
CDR: 6293783
Steven Eng
STEVEN K ENG STEVEN ENG
started on 2021-04-01
CDR: 3245049
William Birdzell
WILLIAM OTTMAN BIRDZELL
started on 2021-01-04
CDR: 7309045
Boruch Berenbaum
BARRY (BORUCH) DOV BERENBAUM BARRY (BORUCH) BERENBAUM
started on 2021-05-03
CDR: 4040713
MARIEANNE JORAJURIA
MARIE JORAJURIA MARIEANNE JORAJURIA SMITH
ended on 2021-02-26
CDR: 7069579
ARIC CHANG
ended on 2021-03-03



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