Company Name:
FIN-PLAN INVESTMENTS, INC.
CRD Number:
1834
Financial Regulator:
SEC/ FINRA
Registration started
Ended
1969
1970
1971
1972
1973
1974
1975
1976
1977
1978
1979
1980
1981
1982
1983
1984
1985
1986
1987
1988
1989
1990
1991
1992
1993
1994
1995
1996
1997
1998
1999
2000
2001
CDR: 52877
GORDON CONWELL
started on 1969-12-12
CDR: 50408
HAROLD COLBORN
started on 1969-12-12
CDR: 436370
MAURICE STEWART
started on 1969-12-12
CDR: 307779
HOWARD LEVIN
started on 1970-01-16
CDR: 30252
RICHARD BREYER
started on 1970-04-14
CDR: 264208
BART KAPLOW
Bart Steven KAPLOW Bart S. Kaplow
started on 1970-01-02
CDR: 6478
ROGER ANTRIM
started on 1971-07-22
CDR: 266968
FRANCIS KELLY
FRAN KELLY
started on 1971-12-22
CDR: 440126
JOSEPH SUPER
started on 1971-11-04
CDR: 307779
HOWARD LEVIN
ended on 1971-09-21
CDR: 264208
BART KAPLOW
Bart Steven KAPLOW Bart S. Kaplow
ended on 1971-07-29
CDR: 20762
DOUGLAS BEVERS
started on 1972-10-02
CDR: 329873
FRANCIS MCMULLIN
FRANK MCMULLIN JR
started on 1972-12-01
CDR: 266968
FRANCIS KELLY
FRAN KELLY
ended on 1972-05-21
CDR: 30252
RICHARD BREYER
ended on 1972-09-08
CDR: 418012
STEVEN SEGAL
started on 1973-06-21
CDR: 264208
BART KAPLOW
Bart Steven KAPLOW Bart S. Kaplow
started on 1973-07-25
CDR: 340507
J. MORRIS
JOHN ROBERT MORRIS SR JOHN ROBERT MORRIS
started on 1973-05-08
CDR: 249058
ROBERT HOLMES
ROBERT CALDER HOLMES
started on 1973-09-19
CDR: 255454
RICHARD ISACKSON
started on 1974-06-26
CDR: 315849
ANDREW MACELHENNEY
started on 1974-11-13
CDR: 354065
EDWARD OSTROM
ED OSTROM JR EDWARD LAURENCE OSTROM JR
started on 1974-11-08
CDR: 6478
ROGER ANTRIM
ended on 1974-01-24
CDR: 50408
HAROLD COLBORN
ended on 1974-08-29
CDR: 418012
STEVEN SEGAL
ended on 1974-03-04
CDR: 20762
DOUGLAS BEVERS
ended on 1974-10-07
CDR: 52877
GORDON CONWELL
ended on 1975-01-06
CDR: 264208
BART KAPLOW
Bart Steven KAPLOW Bart S. Kaplow
ended on 1975-05-03
CDR: 255454
RICHARD ISACKSON
ended on 1975-09-02
CDR: 440126
JOSEPH SUPER
ended on 1975-09-02
CDR: 315849
ANDREW MACELHENNEY
ended on 1975-03-02
CDR: 354065
EDWARD OSTROM
ED OSTROM JR EDWARD LAURENCE OSTROM JR
ended on 1975-04-17
CDR: 249058
ROBERT HOLMES
ROBERT CALDER HOLMES
ended on 1975-10-30
CDR: 225698
EDWARD GORDON
EDWARD O GORDON
started on 1976-03-23
CDR: 10457
DONALD BAIRD
started on 1977-12-19
CDR: 436370
MAURICE STEWART
ended on 1977-01-20
CDR: 43496
DONALD CAVALCANTO
started on 1978-03-16
CDR: 43496
DONALD CAVALCANTO
ended on 1978-06-02
CDR: 702635
BARBARA BORZILLO
BARBARA LEWIS BORZILLO BARBARA LEWIS DEARMIN BARBARA AIRD LEWIS BARBARA AIRD LEWIS DEARMIN
started on 1979-12-21
CDR: 10457
DONALD BAIRD
ended on 1979-04-15
CDR: 1061290
THOMAS BELISARI
started on 1982-12-21
CDR: 702635
BARBARA BORZILLO
BARBARA LEWIS BORZILLO BARBARA LEWIS DEARMIN BARBARA AIRD LEWIS BARBARA AIRD LEWIS DEARMIN
ended on 1982-05-21
CDR: 1292520
ROBERT DELONG
ROBERT RRASER DELONG
started on 1984-08-17
CDR: 329873
FRANCIS MCMULLIN
FRANK MCMULLIN JR
ended on 1984-07-26
CDR: 1515854
WILLIAM SIMS
CARTER SIMS
started on 1986-07-24
CDR: 1515849
THOMAS HORTON
TOM HORTON
started on 1986-07-02
CDR: 1515849
THOMAS HORTON
TOM HORTON
ended on 1986-10-03
CDR: 225698
EDWARD GORDON
EDWARD O GORDON
ended on 1986-01-01
CDR: 1602306
GREG KYDE
started on 1987-04-30
CDR: 1602306
GREG KYDE
ended on 1987-08-31
CDR: 1292520
ROBERT DELONG
ROBERT RRASER DELONG
ended on 1987-05-27
CDR: 1960636
PETER SIMS
started on 1989-09-08
CDR: 1960260
JOHN BOCK
started on 1989-07-20
CDR: 1515854
WILLIAM SIMS
CARTER SIMS
ended on 1989-01-04
CDR: 1960260
JOHN BOCK
ended on 1990-05-09
CDR: 1515854
WILLIAM SIMS
CARTER SIMS
started on 1991-04-02
CDR: 2148209
PATRICK O'CONNOR
PATRICK BRENDAN OCONNOR
started on 1991-06-07
CDR: 2132538
JOHN ROSECKY
John Rosecky
started on 1991-03-15
CDR: 2156021
GREGORY SARIAN
started on 1991-09-19
CDR: 1061290
THOMAS BELISARI
ended on 1991-09-12
CDR: 340507
J. MORRIS
JOHN ROBERT MORRIS SR JOHN ROBERT MORRIS
ended on 1991-05-16
CDR: 2267483
James Quinlan
started on 1992-08-14
CDR: 2132538
JOHN ROSECKY
John Rosecky
ended on 1992-09-23
CDR: 2156021
GREGORY SARIAN
ended on 1992-09-23
CDR: 2415933
TIMOTHY MCNALLY
started on 1993-12-15
CDR: 2148209
PATRICK O'CONNOR
PATRICK BRENDAN OCONNOR
ended on 1993-01-29
CDR: 702635
BARBARA BORZILLO
BARBARA LEWIS BORZILLO BARBARA LEWIS DEARMIN BARBARA AIRD LEWIS BARBARA AIRD LEWIS DEARMIN
started on 1994-01-27
CDR: 2491113
JAY BROWN
started on 1994-10-05
CDR: 2415933
TIMOTHY MCNALLY
ended on 1994-07-05
CDR: 1515854
WILLIAM SIMS
CARTER SIMS
ended on 1994-12-20
CDR: 1960636
PETER SIMS
ended on 1994-10-07
CDR: 2591803
PATRICIA SCUDDER
PATRICIA ANNE CLARK PATRICIA ANNE CLARKE TRICIA CLARKE
started on 1995-04-10
CDR: 2491113
JAY BROWN
ended on 1995-09-25
CDR: 2546844
CHARLES GAUDIOSO
started on 1996-03-20
CDR: 2759643
Maryann Rush
MARYANN JOSEPHINE GARVEY MARYANN MERCADANTE MARYANN J RUSH
started on 1996-11-27
CDR: 1041601
RAYMOND RUTH
RAYMOND FRANCIS RUTH
started on 1996-10-28
CDR: 2546844
CHARLES GAUDIOSO
ended on 1996-11-19
CDR: 2267483
James Quinlan
ended on 1996-09-06
CDR: 2929752
ANTHONY STOWMAN
started on 1997-10-16
CDR: 2929753
KEVIN DONOHUE
started on 1997-10-30
CDR: 1041601
RAYMOND RUTH
RAYMOND FRANCIS RUTH
ended on 1997-08-11
CDR: 2591803
PATRICIA SCUDDER
PATRICIA ANNE CLARK PATRICIA ANNE CLARKE TRICIA CLARKE
ended on 1997-03-27
CDR: 2282504
JOHN BRENNAN
started on 1998-12-09
CDR: 1041601
RAYMOND RUTH
RAYMOND FRANCIS RUTH
started on 1998-08-28
CDR: 2929752
ANTHONY STOWMAN
ended on 1998-07-27
CDR: 2759643
Maryann Rush
MARYANN JOSEPHINE GARVEY MARYANN MERCADANTE MARYANN J RUSH
ended on 1998-01-29
CDR: 1149104
DORIS KAUCHER
DORIS SYBELLA SULZBACH
started on 1999-05-07
CDR: 2040487
CHRISTOPHER PRESTON
CHRIS PRESTON
started on 1999-04-23
CDR: 2431109
THOMAS CASSIDY
TOM CASSIDY III
started on 1999-12-22
CDR: 2282504
JOHN BRENNAN
ended on 1999-09-08
CDR: 1149104
DORIS KAUCHER
DORIS SYBELLA SULZBACH
ended on 1999-10-01
CDR: 702635
BARBARA BORZILLO
BARBARA LEWIS BORZILLO BARBARA LEWIS DEARMIN BARBARA AIRD LEWIS BARBARA AIRD LEWIS DEARMIN
ended on 1999-05-25
CDR: 2040487
CHRISTOPHER PRESTON
CHRIS PRESTON
ended on 1999-12-13
CDR: 1041601
RAYMOND RUTH
RAYMOND FRANCIS RUTH
ended on 1999-02-24
CDR: 2929753
KEVIN DONOHUE
ended on 2000-09-18
CDR: 2431109
THOMAS CASSIDY
TOM CASSIDY III
ended on 2001-12-07



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