Company Name:
FIRST AVANTUS SECURITIES, INC.
CRD Number:
40418
Financial Regulator:
SEC/ FINRA
Registration started
Ended
1996
1997
1998
1999
2000
2001
2002
2003
2004
2005
CDR: 2015450
DAVID HAYES
DAVID T HAYES
started on 1996-03-15
CDR: 2796552
GEORGE PITRA
started on 1996-09-11
CDR: 335162
LAUREL MILLER
LAUREL LORAIN MILLER LAUREL LORRAIN MILLER
started on 1996-07-09
CDR: 2162896
BRYAN FORMAN
started on 1996-03-15
CDR: 1357509
DEIRDRE KOWALSKI
DEIRDRE M. PATTEN DEIRDRE MARIAN PATTEN
started on 1996-03-15
CDR: 1183937
JOE POE
JOE EDWARD POE SR
started on 1997-08-01
CDR: 1186259
DAVID BRAUNSTEIN
started on 1998-01-08
CDR: 3259274
THOMAS MARROQUIN
started on 1999-09-15
CDR: 3191709
MICHAEL WRIGHT
started on 2000-02-11
CDR: 4121037
Wen-Ti Lee
WEN-TI W LEE WEN-TI WILLY LEE WILLY WEN-TI LEE WILLY LEE
started on 2000-12-18
CDR: 4203282
TADAYOSHI YOSHIDA
HENRY TADAYOSHI YOSHIDA T. HENRY YOSHIDA
started on 2000-12-18
CDR: 1886129
JOHN SEALY
started on 2000-04-17
CDR: 2308543
KYLE HOLLAND
started on 2000-12-18
CDR: 4294605
OMAR HINOJOSA
started on 2000-11-10
CDR: 2915516
THOMAS PHILLIPS
JAY PHILLIPS
started on 2000-12-18
CDR: 4044865
JEREMY STOBIE
started on 2000-12-18
CDR: 2255243
BRIAN KIDDER
started on 2000-12-18
CDR: 2953658
JOHN BARNETT
started on 2000-12-18
CDR: 2735893
CLAY RAMLOW
CLAY THOMAS RAMLOW
started on 2000-12-18
CDR: 2801490
JARROD FOWLER
started on 2000-12-18
CDR: 4392118
GARY MOORHEAD
GARY SCOTT MOOREHEAD
started on 2001-06-15
CDR: 4325276
JERRETT WELTENS
JARRETT T. WELTENS JARRETT THOMAS WELTENS JERRETT THOMAS WELTENS
started on 2001-01-17
CDR: 4331983
HIU CHUNG CHONG
ANDY CHONG
started on 2001-04-16
CDR: 4401727
DOUGLAS BOUSAID
started on 2001-06-22
CDR: 4392118
GARY MOORHEAD
GARY SCOTT MOOREHEAD
ended on 2001-12-07
CDR: 3191709
MICHAEL WRIGHT
ended on 2001-01-03
CDR: 4325276
JERRETT WELTENS
JARRETT T. WELTENS JARRETT THOMAS WELTENS JERRETT THOMAS WELTENS
ended on 2001-06-18
CDR: 4203282
TADAYOSHI YOSHIDA
HENRY TADAYOSHI YOSHIDA T. HENRY YOSHIDA
ended on 2001-10-18
CDR: 4331983
HIU CHUNG CHONG
ANDY CHONG
ended on 2001-10-03
CDR: 2915516
THOMAS PHILLIPS
JAY PHILLIPS
ended on 2001-07-06
CDR: 4044865
JEREMY STOBIE
ended on 2001-10-18
CDR: 2735893
CLAY RAMLOW
CLAY THOMAS RAMLOW
ended on 2001-01-29
CDR: 2801490
JARROD FOWLER
ended on 2001-02-23
CDR: 1886195
MARK MCGRUDER
MARK AARON MCGRUDER
started on 2002-01-28
CDR: 4578163
AJAY GUPTA
started on 2002-08-29
CDR: 2406749
MICHAEL DELAO
ABELSHAUSER DELAO
started on 2002-11-01
CDR: 3052965
WESTON KIRBY
started on 2002-06-25
CDR: 2915516
THOMAS PHILLIPS
JAY PHILLIPS
started on 2002-11-21
CDR: 4500404
ANA TORRES
ANA M RIVERA ANA MORENO RIVERA ANA RIVERA TORRES
started on 2002-02-13
CDR: 2015450
DAVID HAYES
DAVID T HAYES
ended on 2002-08-29
CDR: 2796552
GEORGE PITRA
ended on 2002-10-04
CDR: 4294605
OMAR HINOJOSA
ended on 2002-11-01
CDR: 3259274
THOMAS MARROQUIN
ended on 2002-05-14
CDR: 4401727
DOUGLAS BOUSAID
ended on 2002-05-01
CDR: 1186259
DAVID BRAUNSTEIN
ended on 2002-12-31
CDR: 1050497
JEFFREY PODESTA
started on 2003-08-08
CDR: 1886195
MARK MCGRUDER
MARK AARON MCGRUDER
ended on 2003-02-19
CDR: 4578163
AJAY GUPTA
ended on 2003-12-15
CDR: 4121037
Wen-Ti Lee
WEN-TI W LEE WEN-TI WILLY LEE WILLY WEN-TI LEE WILLY LEE
ended on 2003-09-12
CDR: 1886129
JOHN SEALY
ended on 2003-05-30
CDR: 2915516
THOMAS PHILLIPS
JAY PHILLIPS
ended on 2003-10-06
CDR: 2308543
KYLE HOLLAND
ended on 2003-03-27
CDR: 1183937
JOE POE
JOE EDWARD POE SR
ended on 2003-05-05
CDR: 1357509
DEIRDRE KOWALSKI
DEIRDRE M. PATTEN DEIRDRE MARIAN PATTEN
ended on 2003-08-22
CDR: 2953658
JOHN BARNETT
ended on 2003-12-31
CDR: 4500404
ANA TORRES
ANA M RIVERA ANA MORENO RIVERA ANA RIVERA TORRES
ended on 2003-08-13
CDR: 1050497
JEFFREY PODESTA
ended on 2004-04-15
CDR: 3052965
WESTON KIRBY
ended on 2004-01-08
CDR: 335162
LAUREL MILLER
LAUREL LORAIN MILLER LAUREL LORRAIN MILLER
ended on 2004-04-07
CDR: 2162896
BRYAN FORMAN
ended on 2004-06-03
CDR: 2255243
BRIAN KIDDER
ended on 2004-05-17
CDR: 2406749
MICHAEL DELAO
ABELSHAUSER DELAO
ended on 2005-02-08



Copyright 2022 EmployProof.org All rights reserved.
Court Diary