Company Name:
FIRST DUNBAR SECURITIES CORPORATION
CRD Number:
17901
Financial Regulator:
SEC/ FINRA
Registration started
Ended
1987
1988
1989
1990
1991
1992
1993
1994
1995
1996
1997
1998
1999
2000
2001
2002
2003
2004
2005
2006
2007
2008
CDR: 1123445
JAMES MCCARTHY
started on 1987-05-14
CDR: 1125217
THOMAS VONDERLIETH
started on 1990-07-24
CDR: 1125217
THOMAS VONDERLIETH
ended on 1991-08-20
CDR: 1266128
KATHLEEN PEARSON
KATHLEEN BERGEN
started on 1992-06-29
CDR: 2124029
MICHAEL POWER
started on 1993-11-26
CDR: 1474665
DANIEL STICKNEY
DAN STICKNEY
started on 1993-02-17
CDR: 1474665
DANIEL STICKNEY
DAN STICKNEY
ended on 1993-09-27
CDR: 1266128
KATHLEEN PEARSON
KATHLEEN BERGEN
ended on 1994-10-18
CDR: 2124029
MICHAEL POWER
ended on 1994-12-19
CDR: 2600742
RUSSELL SADLER
started on 1999-10-20
CDR: 74045
WILLIAM DURKIN
started on 2001-05-17
CDR: 4016597
RUSSELL SADLER
started on 2001-01-24
CDR: 4016597
RUSSELL SADLER
ended on 2001-07-12
CDR: 2600742
RUSSELL SADLER
ended on 2001-07-12
CDR: 1454072
PAUL CUOMO
started on 2002-10-21
CDR: 1263206
RICHARD BOWERS
RICHARD M BOWERS
started on 2002-10-07
CDR: 74045
WILLIAM DURKIN
ended on 2002-10-01
CDR: 1666917
MATTHEW HOBIKA
MATHEW JOSEPH HOBIKA
started on 2003-04-15
CDR: 2482383
WILLIAM BERGAN
started on 2003-07-15
CDR: 2466103
THOMAS PASTORE
started on 2003-12-15
CDR: 47834
ROBERT CLARK
started on 2004-05-18
CDR: 1088832
JAMES QUEENY
JAMES FRANCIS QUEENY III JAMES QUEENY III
started on 2004-06-10
CDR: 1915242
JAMES BECKER
CHIP DAVID BECKER CHIP BECKER
started on 2004-01-07
CDR: 2307055
SAMUEL OCCHIPINTI
started on 2004-04-28
CDR: 2173543
ANDRE LOPOUKHINE
started on 2004-02-25
CDR: 2482383
WILLIAM BERGAN
ended on 2004-05-07
CDR: 2466103
THOMAS PASTORE
ended on 2004-07-08
CDR: 2761060
JOHN IPPOLITO
started on 2005-03-14
CDR: 47834
ROBERT CLARK
ended on 2005-06-03
CDR: 1088832
JAMES QUEENY
JAMES FRANCIS QUEENY III JAMES QUEENY III
ended on 2005-09-01
CDR: 1123445
JAMES MCCARTHY
ended on 2005-09-12
CDR: 1915242
JAMES BECKER
CHIP DAVID BECKER CHIP BECKER
ended on 2005-06-09
CDR: 1666917
MATTHEW HOBIKA
MATHEW JOSEPH HOBIKA
ended on 2005-06-09
CDR: 1009803
JOHN SALVAGGIO
started on 2006-11-28
CDR: 4095726
GLEN WEGNER
GLEN EUGENE WEGNER M.D.
started on 2006-07-03
CDR: 817299
LAWRENCE MINTZER
started on 2006-06-23
CDR: 1123436
TOMMASINA OLSON
TOMI OLSON TOMMASINA PERETTA OLSON
started on 2007-07-23
CDR: 1088832
JAMES QUEENY
JAMES FRANCIS QUEENY III JAMES QUEENY III
started on 2007-11-21
CDR: 4626360
RICHARD FISHER
started on 2007-11-07
CDR: 1009803
JOHN SALVAGGIO
ended on 2007-07-18
CDR: 1454072
PAUL CUOMO
ended on 2007-05-01
CDR: 4095726
GLEN WEGNER
GLEN EUGENE WEGNER M.D.
ended on 2008-10-01
CDR: 1123436
TOMMASINA OLSON
TOMI OLSON TOMMASINA PERETTA OLSON
ended on 2008-01-18
CDR: 2761060
JOHN IPPOLITO
ended on 2008-10-01
CDR: 817299
LAWRENCE MINTZER
ended on 2008-10-01
CDR: 2307055
SAMUEL OCCHIPINTI
ended on 2008-10-01
CDR: 1088832
JAMES QUEENY
JAMES FRANCIS QUEENY III JAMES QUEENY III
ended on 2008-06-30
CDR: 1263206
RICHARD BOWERS
RICHARD M BOWERS
ended on 2008-10-01
CDR: 2173543
ANDRE LOPOUKHINE
ended on 2008-10-01
CDR: 4626360
RICHARD FISHER
ended on 2008-10-01



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