Company Name:
FIRST TRYON SECURITIES, LLC
Address:
SUITE 401, 1355 GREENWOOD CLIFF, CHARLOTTE, NC 28204
CRD Number:
7336
CIK Number:
201843
SEC File Number:
821426
Financial Regulator:
SEC/ FINRA
Registration started
Ended
1977
1978
1979
1980
1981
1982
1983
1984
1985
1986
1987
1988
1989
1990
1991
1992
1993
1994
1995
1996
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1998
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2005
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2013
2014
2015
2016
2017
2018
2019
2020
2021
CDR: 33824
HEBER BRUNNEMER
started on 1977-02-10
CDR: 2042716
MARGARET CARPENTER
MARGARET GILMORE BRUNNEMER MARGARET BRUNNEMER CARPENTER MRS. MARGARET GILMORE CARPENTER MRS. MARGARET GILMORE CARPENTER
started on 1994-06-29
CDR: 1092303
BARRY EZARSKY
started on 1996-10-03
CDR: 1703304
THOMAS FISHER
started on 1996-10-03
CDR: 502889
WAYNE YAGMAN
started on 1997-06-26
CDR: 2788550
COREY ENGELHARD
started on 1997-07-08
CDR: 502889
WAYNE YAGMAN
ended on 1997-12-11
CDR: 2042716
MARGARET CARPENTER
MARGARET GILMORE BRUNNEMER MARGARET BRUNNEMER CARPENTER MRS. MARGARET GILMORE CARPENTER MRS. MARGARET GILMORE CARPENTER
ended on 1997-06-26
CDR: 2788550
COREY ENGELHARD
ended on 1997-12-11
CDR: 1784499
JOAN WEST
JOAN MARCELLA ATKINS JOAN ATKINS MARCELLA JOAN A WEST
started on 1998-01-15
CDR: 3045576
JOHN KRESHON
started on 1998-07-29
CDR: 2758256
HEBER BRUNNEMER
HUBER KEITH BRUNNEMER III III HUBER KEITH BRUNNEMER
started on 1998-11-10
CDR: 1784499
JOAN WEST
JOAN MARCELLA ATKINS JOAN ATKINS MARCELLA JOAN A WEST
ended on 1999-11-04
CDR: 2510235
MICHAEL YODER
started on 2000-07-31
CDR: 2612740
CHRISTALYN BRINKER
CHRISTALYN JAN BLUMER CHRISTALYN JAN KNUTSEN
started on 2000-03-01
CDR: 2491513
RAYMOND LINDER
RAY LINDER
started on 2000-07-24
CDR: 1092303
BARRY EZARSKY
ended on 2000-05-22
CDR: 2510235
MICHAEL YODER
ended on 2000-09-18
CDR: 1623576
KEVIN ROBINSON
started on 2001-03-20
CDR: 2612740
CHRISTALYN BRINKER
CHRISTALYN JAN BLUMER CHRISTALYN JAN KNUTSEN
ended on 2001-01-02
CDR: 2613607
CHRISTOPHER EDWARDS
CHRISTOPHER EDWARDS
started on 2002-06-14
CDR: 2242659
THOMAS FINKE
started on 2003-02-28
CDR: 703071
JAMES MCCOY
JIM MCCOY JR
started on 2003-11-17
CDR: 2042716
MARGARET CARPENTER
MARGARET GILMORE BRUNNEMER MARGARET BRUNNEMER CARPENTER MRS. MARGARET GILMORE CARPENTER MRS. MARGARET GILMORE CARPENTER
started on 2003-04-15
CDR: 1703304
THOMAS FISHER
ended on 2003-01-02
CDR: 1623576
KEVIN ROBINSON
ended on 2003-01-02
CDR: 2613607
CHRISTOPHER EDWARDS
CHRISTOPHER EDWARDS
ended on 2003-01-02
CDR: 1445239
LINDA DENNEHY
LINDA DENNEHY
started on 2004-07-06
CDR: 4001509
ERIC JOSEPH
started on 2004-01-12
CDR: 4791377
ELIZABETH HOWELL
started on 2004-06-15
CDR: 2382132
MICHAEL PALMER
MIKE PALMER
started on 2004-02-17
CDR: 3024057
JAMES MCCOY
James Labon McCoy
started on 2004-07-01
CDR: 1443455
LAURA MARSHALL
LAURA DREXEL GRAHAM LAURA INDORF GRAHAM LAURA DENISE INDORF LAURA INDORF MARSHALL
started on 2005-10-24
CDR: 4791377
ELIZABETH HOWELL
ended on 2005-05-02
CDR: 2382132
MICHAEL PALMER
MIKE PALMER
ended on 2005-10-13
CDR: 2640912
GLENN PHARR
started on 2006-01-12
CDR: 4791377
ELIZABETH HOWELL
started on 2006-08-28
CDR: 4315184
TERRI CHIZZINI
TERRI LYNN COOKE
started on 2006-07-10
CDR: 1443455
LAURA MARSHALL
LAURA DREXEL GRAHAM LAURA INDORF GRAHAM LAURA DENISE INDORF LAURA INDORF MARSHALL
ended on 2006-06-01
CDR: 337093
SCOTT MITCHELL
started on 2007-07-09
CDR: 5316503
CRAIG WARDLAW
CRAIG M WARDLAW
started on 2007-04-13
CDR: 4315184
TERRI CHIZZINI
TERRI LYNN COOKE
ended on 2007-02-15
CDR: 3094240
TRACY TRUCHON
TRACY BARRETT FREEMAN TRACY ANNE TRUCHON
started on 2008-07-03
CDR: 4734685
DOMINICK PENSABENE
DOMINICK PENSABENE
started on 2009-02-20
CDR: 4381806
CHRISTOPHER ALEXANDER
CHRISTOPHER J ALEXANDER
started on 2009-02-13
CDR: 1745762
RICHARD MARVIN
RICHARD M MARVIN RICHARD MORRIS MARVIN
started on 2009-12-03
CDR: 2271967
BRIAN RELLSTAB
started on 2009-06-18
CDR: 4820345
BRYAN KERN
started on 2010-03-29
CDR: 5011819
RODRIGO PAIVA
started on 2010-07-07
CDR: 5749475
SARAH STANDLEY
SARAH ELIZABETH BRIGGS
started on 2010-06-29
CDR: 5743362
LAUREN SHELTON
LAUREN R HENRETTA LAUREN R. HENRETTA
started on 2010-03-17
CDR: 1905582
JAMES POSTHAUER
JAMES POSTHAUER TONY POSTHAUER
started on 2010-06-21
CDR: 5657260
DEAN MOODY
DEAN RILEY MOODY JR. RILEY DEAN MOODY Dean Moody
started on 2011-04-07
CDR: 2457327
Brent Hall
started on 2011-04-05
CDR: 1182046
PAUL LOZZI
started on 2011-01-11
CDR: 5855442
BENJAMIN HOWARD
BEN HOWARD
started on 2011-11-15
CDR: 2640912
GLENN PHARR
ended on 2011-02-07
CDR: 5011819
RODRIGO PAIVA
ended on 2011-11-02
CDR: 2271967
BRIAN RELLSTAB
ended on 2011-11-01
CDR: 3222805
PAUL SAUNDERS
started on 2012-10-02
CDR: 1491999
PAMELA ROY
PAMELA JOAN FADER PAMELA ROY
started on 2012-09-19
CDR: 1692578
ROBERT HESS
ROB HESS
started on 2012-08-13
CDR: 2085746
ALAN SCARISBRICK
started on 2012-08-23
CDR: 2242659
THOMAS FINKE
ended on 2012-02-07
CDR: 4820345
BRYAN KERN
ended on 2012-07-23
CDR: 5657260
DEAN MOODY
DEAN RILEY MOODY JR. RILEY DEAN MOODY Dean Moody
ended on 2012-12-06
CDR: 5749475
SARAH STANDLEY
SARAH ELIZABETH BRIGGS
ended on 2012-07-23
CDR: 3045576
JOHN KRESHON
ended on 2012-05-15
CDR: 5965558
TY SORREL
TY GORDON SORREL
started on 2013-03-05
CDR: 4638904
ROBERT BROOKS
BOBBY BROOKS
started on 2013-03-05
CDR: 1262941
BYRON GABRIEL
PAUL GABRIEL
started on 2013-09-23
CDR: 5160508
CHRISTIAN LEVEQUE
started on 2013-09-16
CDR: 2085746
ALAN SCARISBRICK
ended on 2013-02-13
CDR: 3024057
JAMES MCCOY
James Labon McCoy
ended on 2013-07-05
CDR: 1745762
RICHARD MARVIN
RICHARD M MARVIN RICHARD MORRIS MARVIN
ended on 2013-10-10
CDR: 5355541
ERIK TRAUDT
ERIK TYLER TRAUNT
started on 2014-02-18
CDR: 6207252
CHARLES SHOEMAKER
Charlie Isaac Shoemaker
started on 2014-12-13
CDR: 2189605
TRIPP ROBINSON
ROY ROBINSON TRIPP WEST ROBINSON WEST T ROBINSON WILLIAM ROY ROBINSON WILLIAM ROBINSON
started on 2014-06-05
CDR: 2502637
AMY VITNER
AMY SUE GAMACHE AMY VITNER
started on 2014-03-26
CDR: 4079674
JAMES GOLDSMITH
started on 2014-02-18
CDR: 4381806
CHRISTOPHER ALEXANDER
CHRISTOPHER J ALEXANDER
ended on 2014-01-24
CDR: 5965558
TY SORREL
TY GORDON SORREL
ended on 2014-06-03
CDR: 4638904
ROBERT BROOKS
BOBBY BROOKS
ended on 2014-06-03
CDR: 1262941
BYRON GABRIEL
PAUL GABRIEL
ended on 2014-05-08
CDR: 1491999
PAMELA ROY
PAMELA JOAN FADER PAMELA ROY
ended on 2014-02-20
CDR: 1692578
ROBERT HESS
ROB HESS
ended on 2014-08-07
CDR: 5743362
LAUREN SHELTON
LAUREN R HENRETTA LAUREN R. HENRETTA
ended on 2014-06-27
CDR: 5136900
DAVID CHEATWOOD
started on 2015-05-11
CDR: 4244685
MICHAEL MCDONALD
started on 2015-11-23
CDR: 5911793
ROBERT KETNER
started on 2015-04-21
CDR: 1445239
LINDA DENNEHY
LINDA DENNEHY
ended on 2015-11-13
CDR: 3222805
PAUL SAUNDERS
ended on 2015-04-16
CDR: 2189605
TRIPP ROBINSON
ROY ROBINSON TRIPP WEST ROBINSON WEST T ROBINSON WILLIAM ROY ROBINSON WILLIAM ROBINSON
ended on 2015-12-01
CDR: 1905582
JAMES POSTHAUER
JAMES POSTHAUER TONY POSTHAUER
ended on 2015-04-30
CDR: 2042716
MARGARET CARPENTER
MARGARET GILMORE BRUNNEMER MARGARET BRUNNEMER CARPENTER MRS. MARGARET GILMORE CARPENTER MRS. MARGARET GILMORE CARPENTER
ended on 2015-02-10
CDR: 5855442
BENJAMIN HOWARD
BEN HOWARD
ended on 2015-04-30
CDR: 1645707
MICHAEL LAUTERBACH
started on 2016-10-31
CDR: 2042716
MARGARET CARPENTER
MARGARET GILMORE BRUNNEMER MARGARET BRUNNEMER CARPENTER MRS. MARGARET GILMORE CARPENTER MRS. MARGARET GILMORE CARPENTER
started on 2016-09-12
CDR: 5160508
CHRISTIAN LEVEQUE
ended on 2016-08-02
CDR: 4244685
MICHAEL MCDONALD
ended on 2016-11-03
CDR: 1645707
MICHAEL LAUTERBACH
ended on 2016-12-06
CDR: 1806236
DAVID DELLINGER
started on 2017-08-15
CDR: 1334142
KENT BURKE
KENT P NEILSON KENT PHARR NEILSON EVELYN KEN PHARR EVELYN KENT PHARR
started on 2017-05-23
CDR: 1683135
JOSEPH MAHONEY
JAY MAHONEY MAHONEY
started on 2017-05-03
CDR: 4125072
Watson Powell
KURT POWELL WATSON WHITESIDE POWELL IV Watson Kurt Powell
started on 2017-11-30
CDR: 703071
JAMES MCCOY
JIM MCCOY JR
ended on 2017-01-23
CDR: 1683135
JOSEPH MAHONEY
JAY MAHONEY MAHONEY
ended on 2017-08-14
CDR: 2531717
RICHARD WOODWARD
TOM WOODWARD
started on 2018-06-15
CDR: 2173581
MATTHEW TUCHI
MATT TUCHI MATTHEW PAUL TUCHI
started on 2018-02-28
CDR: 2907038
LEWIS HOBSON
started on 2018-08-15
CDR: 6085576
JORDAN KEYSOR
JORDAN FRANCIS KEYSOR
started on 2018-08-24
CDR: 4765782
William Serrano
started on 2018-07-18
CDR: 2173581
MATTHEW TUCHI
MATT TUCHI MATTHEW PAUL TUCHI
ended on 2018-09-14
CDR: 4125072
Watson Powell
KURT POWELL WATSON WHITESIDE POWELL IV Watson Kurt Powell
ended on 2018-10-01
CDR: 2457327
Brent Hall
ended on 2018-01-22
CDR: 1182046
PAUL LOZZI
ended on 2018-09-14
CDR: 6047254
CHARLES HABLISTON
CHARLES CARROLL HABLISTON
started on 2019-02-15
CDR: 4439937
KRISTIN DRUMMOND
KRISTIN E. KILKER
started on 2019-10-08
CDR: 5355541
ERIK TRAUDT
ERIK TYLER TRAUNT
ended on 2019-05-24
CDR: 6207252
CHARLES SHOEMAKER
Charlie Isaac Shoemaker
ended on 2019-02-14
CDR: 4765782
William Serrano
ended on 2019-01-25
CDR: 2752557
KENNETH KERR
KEN KERR Kenneth Kerr
started on 2020-10-01
CDR: 1806236
DAVID DELLINGER
ended on 2020-11-02
CDR: 7160554
William Cuthbertson
started on 2021-01-13



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