Company Name:
FOCALPOINT SECURITIES, LLC
Address:
SUITE 1550, 11150 SANTA MONICA BLVD, LOS ANGELES, CA 90025
CRD Number:
133168
CIK Number:
1305676
SEC File Number:
866697
Financial Regulator:
SEC/ FINRA
Registration started
Ended
2005
2006
2007
2008
2009
2010
2011
2012
2013
2014
2015
2016
2017
2018
2019
2020
2021
CDR: 4870523
DANIEL CONWAY
DAN SEAN CONWAY
started on 2005-02-24
CDR: 2913441
DUANE STULLICH
started on 2005-02-24
CDR: 4037383
NISHEN RADIA
started on 2005-02-24
CDR: 4710426
GAYANE KIRAKOSYAN
GAYANE ARABYAN
started on 2005-09-15
CDR: 4102326
RAJESH SOOD
started on 2005-08-04
CDR: 5004647
JOHN REID
JOHN EARL REID
started on 2009-10-09
CDR: 4364291
ALEXANDER STEVENSON
started on 2009-05-21
CDR: 2868517
BARRY SPECTOR
started on 2009-10-09
CDR: 5561433
ELIZABETH RIDER
LIZ RIDER
started on 2009-10-09
CDR: 4139316
BRIAN LITTLE
started on 2009-09-03
CDR: 4424595
MICHAEL DEL PERO
started on 2011-02-25
CDR: 5004647
JOHN REID
JOHN EARL REID
ended on 2011-09-29
CDR: 5019761
BRIAN NELSON
started on 2012-09-04
CDR: 5475930
THOMAS MILLS
THOMAS WILLIAM MILLS
started on 2012-09-21
CDR: 2868517
BARRY SPECTOR
ended on 2012-03-09
CDR: 5305118
MUIZZ KHERAJ
started on 2013-04-22
CDR: 5360962
CONNOR MITCHELL
CONNOR J MITCHELL
started on 2013-03-20
CDR: 2290740
RODERIC ESSEN
RODERIC RUTHERFORD ESSEN
started on 2013-04-16
CDR: 4364291
ALEXANDER STEVENSON
ended on 2013-04-09
CDR: 5561433
ELIZABETH RIDER
LIZ RIDER
ended on 2013-01-14
CDR: 4754433
MICHAEL FIXLER
MIKE FIXLER
started on 2014-04-03
CDR: 6002393
ERIC FROIDEVAUX
started on 2014-05-28
CDR: 4092191
RODNEY GUINN
ROD GUINN
started on 2014-01-15
CDR: 5375929
BRYANT YU
started on 2014-12-05
CDR: 5399765
KEVIN MCGAH
started on 2014-05-28
CDR: 4870523
DANIEL CONWAY
DAN SEAN CONWAY
ended on 2014-03-12
CDR: 5019761
BRIAN NELSON
ended on 2014-05-30
CDR: 4139316
BRIAN LITTLE
ended on 2014-05-30
CDR: 2077389
DAVID PORTER
started on 2015-09-03
CDR: 2282918
Stanley Koss
STAN KOSS STANLEY KOSS Stanley G Koss
started on 2016-04-14
CDR: 6530993
HOCHUL SHIN
PATRICK SHIN
started on 2016-07-01
CDR: 4472303
RICHARD PHILLIPS
started on 2016-03-11
CDR: 1407939
ROBERT WOOLWAY
BOB WOOLWAY
started on 2016-05-13
CDR: 6343901
MICHAEL CAHILL
started on 2017-10-19
CDR: 1849001
MARK DAVIS
started on 2017-05-12
CDR: 6711852
Benjamin Tennenbaum
started on 2017-01-23
CDR: 6620707
SHIVINDER SINGH
Shivi Singh
started on 2017-11-14
CDR: 2282918
Stanley Koss
STAN KOSS STANLEY KOSS Stanley G Koss
ended on 2017-05-31
CDR: 6530993
HOCHUL SHIN
PATRICK SHIN
ended on 2017-12-05
CDR: 6170836
WILLIAM BOWER
started on 2018-06-12
CDR: 6443079
Paul DeCarlo
started on 2018-02-14
CDR: 6494120
KEVIN BRECKENFELDER
started on 2018-05-18
CDR: 5568776
SCOTT CHACON
SCOTT HENRY CHACON
started on 2018-02-14
CDR: 6534796
MICHAEL ESPOSITO
started on 2018-02-07
CDR: 6519387
KARI OBRIEN
KARA OBRIEN KARI OBRIEN
started on 2018-10-09
CDR: 4007402
SHAHRIAR ATTAIE
ATTAIE
started on 2018-03-22
CDR: 6195836
NATHAN NEUBAUER
NATE NEUBAUER NATHAN NEUBAUER
started on 2018-07-11
CDR: 1583139
MICHAEL BRILL
MICHAEL I BRILL
started on 2018-12-20
CDR: 1849001
MARK DAVIS
ended on 2018-06-12
CDR: 5919340
MATTHEW CUMBEE
started on 2019-08-20
CDR: 5949671
TERI KENDALL
started on 2019-10-30
CDR: 6544109
MATTHEW SWING
started on 2019-10-09
CDR: 5226249
CHARLES BRYAN
started on 2019-08-20
CDR: 6621368
Joshua Osher
started on 2019-03-26
CDR: 6780477
Clinton Miyazono
started on 2019-02-28
CDR: 6621500
CONOR WILLIAMS
Conor Williams
started on 2019-10-30
CDR: 7149499
RYAN DEBLAEY
started on 2019-08-01
CDR: 6443079
Paul DeCarlo
ended on 2019-08-19
CDR: 6494120
KEVIN BRECKENFELDER
ended on 2019-02-28
CDR: 5568776
SCOTT CHACON
SCOTT HENRY CHACON
ended on 2019-08-19
CDR: 6620707
SHIVINDER SINGH
Shivi Singh
ended on 2019-01-03
CDR: 7188146
Joseph Warren
started on 2020-09-28
CDR: 7153796
ALEXANDER DEVRIES
started on 2020-10-01
CDR: 7313698
Micaela Cambier
started on 2020-12-11
CDR: 5531401
HECTOR TORRES
started on 2020-12-11
CDR: 2524951
RICHARD NEJAME
started on 2020-06-25
CDR: 2235341
ROBERT DEUTSCHMAN
ROB DEUTSCHMAN
started on 2020-01-08
CDR: 6002393
ERIC FROIDEVAUX
ended on 2020-07-20
CDR: 6621368
Joshua Osher
ended on 2020-03-24
CDR: 5399765
KEVIN MCGAH
ended on 2020-07-20
CDR: 5568232
AARON NEWMAN
started on 2021-04-02
CDR: 6418981
COLIN WELCH
started on 2021-03-29
CDR: 5636444
STEVE MENDOZA
STEVE E MENDOZA
started on 2021-02-26
CDR: 6519387
KARI OBRIEN
KARA OBRIEN KARI OBRIEN
ended on 2021-01-11
CDR: 6711852
Benjamin Tennenbaum
ended on 2021-04-28



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