Company Name:
FOX-PITT KELTON COCHRAN CARONIA WALLER (USA) LLC
Financial Regulator:
SEC/ FINRA
Registration started
Ended
CDR: 1856885
BLAIR SMITH
started on 1988-12-13
CDR: 2468379
EDWIN ROSEBERRY
NED ROSEBERRY
started on 1994-05-31
CDR: 2454647
WILLIAM DURAND
started on 1994-04-04
CDR: 1406395
WILLIAM YANKUS
started on 1994-09-26
CDR: 3044601
SCOTT BARISHAW
Scott Barishaw
started on 1998-08-10
CDR: 1417467
Bruce Murdock
BRUCE S MURDOCK BRUCE SHANE MURDOCK
started on 1998-05-06
CDR: 3223260
HITOMI ASADA
started on 2000-07-25
CDR: 2630084
DAVID FOSTER
DAVE FOSTER
started on 2001-08-08
CDR: 1671301
GORDON COOPER
GORDON COOPER
started on 2001-07-25
CDR: 1075925
GARY RANSOM
started on 2001-07-30
CDR: 2922681
BABACK YARAHMADI
BO YARAHMADI
started on 2001-08-23
CDR: 4371604
DANIEL BARANSKY
started on 2001-07-30
CDR: 1334509
THOMAS BYRNE
started on 2001-08-08
CDR: 2662655
ASHLEY GRIFFITH
started on 2001-03-19
CDR: 2496389
THOMAS DURAND
started on 2001-01-29
CDR: 4445541
BRIAN COHEN
started on 2002-01-15
CDR: 4200133
STACY BOOKMAN
MAINAN
started on 2002-06-04
CDR: 2236552
MICHAEL FLANAGAN
started on 2004-07-02
CDR: 3200638
ROGER SMITH
started on 2004-06-09
CDR: 1545976
MARK FLEMING
FLEMING EDWARD MARK EDWARD
started on 2004-04-28
CDR: 2353275
CHARLES MYERS
started on 2004-10-21
CDR: 3211559
PAULINA CHAN
PAULINA CHAN PAULINA M YUNG
started on 2004-04-28
CDR: 1372680
KENNETH PLAGEMAN
started on 2004-08-16
CDR: 4870869
MATTHEW HOWLETT
started on 2004-12-15
CDR: 4625427
EDWARD DITMIRE
started on 2004-09-27
CDR: 4067350
DANIEL FARRELL
started on 2004-03-15
CDR: 4592599
MARTIN POMMIER
MARTIN L POMMIER
started on 2004-07-07
CDR: 2875527
DAVID TRONE
started on 2004-09-07
CDR: 1995158
MARK VIKLUND
NONE
started on 2004-10-20
CDR: 726775
ANTHONY KINIRY
TONY KINIRY
started on 2004-10-07
CDR: 4216553
WILLIAM CHEN
started on 2004-09-22
CDR: 4604345
JOSEPHINE BORST
JOSIE CAROLE BORST
started on 2005-07-28
CDR: 4610555
JOHN MITSOS
started on 2005-02-08
CDR: 4866198
KYROS SHIRAZI MOGHADAM
KYROS SHIRAZI
started on 2005-05-30
CDR: 4645080
ALBERTO TRONCOSO
started on 2005-05-03
CDR: 1303373
JOHN WRIGHT
started on 2005-05-20
CDR: 4132843
ANDREW MARQUARDT
started on 2005-09-30
CDR: 1766082
MICHAEL BUCKLEY
started on 2005-07-20
CDR: 4794476
AMIT KUMAR
started on 2006-01-05
CDR: 5170109
TIMOTHY ANTHONY
Campbell Anthony
started on 2006-07-17
CDR: 2015766
JAMES GUBER
JAMES LEE GUBER JIM GUBER JIMMY GUBER
started on 2006-05-22
CDR: 5016797
RYAN BURKE
started on 2006-06-20
CDR: 1267718
KIRK PAULSEN
KIRK A PAULSEN
started on 2006-05-09
CDR: 4150657
PAUL CAVERLY
started on 2006-12-18
CDR: 703349
GEORGE ZIMMERMANN
G ALAN ZIMMERMAN
started on 2006-10-25
CDR: 2277025
ERIC CORRIGAN
ERIC CORRIGAN
started on 2006-08-22
CDR: 4308608
ROBERT PEREZ
started on 2006-12-07
CDR: 4826123
ALEXANDER WEISS
started on 2007-09-04
CDR: 1895839
DAVID PERSENAIRE
started on 2007-09-04
CDR: 5266124
PETER NERO
started on 2007-09-04
CDR: 4799922
JAMES ANDERSON
JAMES MICHAEL ANDERSON
started on 2007-09-04
CDR: 1198502
Charles Friedmann
CHARLES EDWARD FRIEDMANN CHARLIE FRIEDMANN ED FRIEDMANN EDDIE FRIEDMANN
started on 2007-09-04
CDR: 2558513
ALBERT SAVASTANO
AL SAVASTANO
started on 2007-05-01
CDR: 5254327
ELLIOT POINDEXTER
started on 2007-09-04
CDR: 1458273
WILLIAM BROOMALL
WILLIAM BROOMALL
started on 2007-09-17
CDR: 5231456
JESSICA CERKA
started on 2007-04-05
CDR: 5317163
DOUGLAS JOHNSON
DOUG JOHNSON
started on 2007-08-14
CDR: 5236994
CAROLINE CAMERON
CAROLINE S. CAMERON CAROLINE GIMBERNAT STEERS
started on 2007-01-01
CDR: 2637379
ADAM KLAUBER
started on 2007-09-04
CDR: 5247303
PAUL DADAY
started on 2007-09-04
CDR: 2802058
LEONARD CARONIA
LEONARD S CARONIA LEONARD CARONIA
started on 2007-09-04
CDR: 4973906
STEVEN FU
STEVEN SHI CHUEN FU
started on 2007-07-02
CDR: 4913141
NATHANIEL DRAKE
started on 2007-09-11
CDR: 1103822
GEORGE COCHRAN
started on 2007-08-20
CDR: 4169554
Thomas Alonso
started on 2007-08-23
CDR: 2879238
AJAY ASIJA
started on 2007-12-06
CDR: 4772449
DAVID HELMS
started on 2007-09-04
CDR: 5411302
JONATHAN ELMI
started on 2007-10-15
CDR: 5232717
JEFFREY SCHMITT
JEFF SCHMITT
started on 2007-09-04
CDR: 5290546
ANTHONY SCHWARTZ
started on 2007-09-04
CDR: 1908734
Frank Lackner
started on 2007-05-15
CDR: 4967751
TIMOTHY HALL
started on 2007-09-11
CDR: 2628245
ANTONIO AZZELLINI
TONY AZZELLINI
started on 2007-07-11
CDR: 2808469
JOHN WALLER
JOHN J WALLER
started on 2007-09-04
CDR: 2266348
PETER LORSON
PEDRO LORSON PETER R LORSON
started on 2007-08-01
CDR: 3198516
DAN MILLER
DAN R MILLER
started on 2007-09-27
CDR: 4363501
MATTHEW CARLETTI
started on 2007-09-04
CDR: 4885184
COLIN FITT
started on 2007-09-04
CDR: 4980683
DAVID KRUEGER
started on 2007-04-18
CDR: 5334800
MARK MCGREGOR
started on 2007-06-09
CDR: 4942566
MICHAEL CAGNEY
MIKE RICHARD CAGNEY
started on 2007-09-04
CDR: 5217227
JOHN MILLER
started on 2007-09-04
CDR: 4307671
STACEY YOUNGER
STACEY DEVENE YOUNGER
started on 2007-11-07
CDR: 1895839
DAVID PERSENAIRE
ended on 2007-10-16
CDR: 1908734
Frank Lackner
ended on 2007-12-12
CDR: 1303373
JOHN WRIGHT
ended on 2007-12-12
CDR: 2508553
DANIEL ZIRCHER
started on 2008-04-02
CDR: 1510955
PETER BLANTON
PETER BLANTON
started on 2008-04-30
CDR: 5411956
JACOB PINTO
JACOB R PINTO JACOB RAVI PINTO JAKE PINTO
started on 2008-06-16
CDR: 4244157
BILL CARCACHE
started on 2008-06-24
CDR: 2864138
THOMAS BILLISH
started on 2008-06-24
CDR: 5026444
ERIC SCHWARZBACH
ERIC SCHWARZBACH
started on 2008-04-02
CDR: 5217353
ANDREW TERRY
started on 2008-07-24
CDR: 4221617
BRIAN DONLIN
BRIAN P DONLIN
started on 2008-03-07
CDR: 4496365
KATHERINE BABITTS
KATHERINE JEAN HANDS KATHERINE JEAN SHETLER
started on 2008-06-02
CDR: 5386926
SETH FONTI
started on 2008-09-25
CDR: 4952998
Elena Newman
started on 2008-01-28
CDR: 5412027
Elina Ploskin
started on 2008-04-07
CDR: 5564617
BIMAL SHAH
started on 2008-12-25
CDR: 2640295
ROBERT STEVENSON
started on 2008-07-08
CDR: 4260324
ERIK KUSHTO
started on 2008-02-20
CDR: 3231232
MICHAEL WOODCOCK
started on 2008-08-05
CDR: 5421702
CHARLES NORTON-SMITH
started on 2008-01-09
CDR: 1940439
JOHN RODDY
started on 2008-07-24
CDR: 5462214
DEREK SMITH
started on 2008-02-13
CDR: 5453202
William Allen
WILLIAM FRANCIS STAFFORD ALLEN
started on 2008-05-01
CDR: 5473249
CHRISTOPHER ROSS
started on 2008-03-28
CDR: 5502107
PAUL SARRAN
started on 2008-07-02
CDR: 5450964
KEVIN SMITH
RANDAL SMITH
started on 2008-10-30
CDR: 5301464
BILLY YOUNG
started on 2008-04-17
CDR: 2372850
PATRICK MARVIN
PAT MARVIN PATRICK MARVIN
started on 2008-07-24
CDR: 2496926
DANIEL WANTROBSKI
started on 2008-04-16
CDR: 2789752
ISOLDE OHANLON
started on 2008-04-30
CDR: 3005826
GEOFFREY SMITH
started on 2008-12-01
CDR: 2236552
MICHAEL FLANAGAN
ended on 2008-10-02
CDR: 5231456
JESSICA CERKA
ended on 2008-03-27
CDR: 3231232
MICHAEL WOODCOCK
ended on 2008-12-04
CDR: 4371604
DANIEL BARANSKY
ended on 2008-07-08
CDR: 1995158
MARK VIKLUND
NONE
ended on 2008-07-28
CDR: 2266348
PETER LORSON
PEDRO LORSON PETER R LORSON
ended on 2008-03-27
CDR: 2496926
DANIEL WANTROBSKI
ended on 2008-10-02
CDR: 726775
ANTHONY KINIRY
TONY KINIRY
ended on 2008-07-07
CDR: 4216553
WILLIAM CHEN
ended on 2008-04-30
CDR: 4307671
STACEY YOUNGER
STACEY DEVENE YOUNGER
ended on 2008-02-15
CDR: 5599238
NICHOLAS YULICO
NICHOLAS YULICO NICHOLAS PHILIP PHILIP YULICO
started on 2009-03-06
CDR: 5548595
JASPER BURCH
JASPER GARDENER BURCH MR JASPER BURCH
started on 2009-07-10
CDR: 4449439
DANA KING
started on 2009-06-22
CDR: 2554158
JEREMY BOLLAND
started on 2009-08-27
CDR: 5173044
MATTHEW ESCOVAR
MATTHEW T ESCOVAR
started on 2009-10-05
CDR: 4830630
PETER MYER
started on 2009-10-21
CDR: 1328035
ROBERT NORDLINGER
ROBERT B NORDLINGER
started on 2009-06-02
CDR: 5198899
MATT FORDYCE
started on 2009-01-07
CDR: 1769313
Neil Kirk
NEIL JAMISON KIRK Neil J Kirk
started on 2009-05-20
CDR: 4781801
Kalan MacGinley
KALAN MAC GINLEY KALAN MACGINLEY
started on 2009-03-31
CDR: 1790005
JOHN SEQUINO
started on 2009-05-26
CDR: 3266326
EUGENE KOYSMAN
started on 2009-04-13
CDR: 4320328
JOHN PANCARI
started on 2009-06-22
CDR: 5693976
JEFF LENGLER
JEFF C LENGLER
started on 2009-10-16
CDR: 4826123
ALEXANDER WEISS
ended on 2009-05-13
CDR: 2508553
DANIEL ZIRCHER
ended on 2009-12-01
CDR: 1510955
PETER BLANTON
PETER BLANTON
ended on 2009-12-01
CDR: 5411956
JACOB PINTO
JACOB R PINTO JACOB RAVI PINTO JAKE PINTO
ended on 2009-04-20
CDR: 4244157
BILL CARCACHE
ended on 2009-12-01
CDR: 2630084
DAVID FOSTER
DAVE FOSTER
ended on 2009-12-01
CDR: 2864138
THOMAS BILLISH
ended on 2009-12-01
CDR: 5599238
NICHOLAS YULICO
NICHOLAS YULICO NICHOLAS PHILIP PHILIP YULICO
ended on 2009-12-01
CDR: 5548595
JASPER BURCH
JASPER GARDENER BURCH MR JASPER BURCH
ended on 2009-12-01
CDR: 1671301
GORDON COOPER
GORDON COOPER
ended on 2009-12-01
CDR: 5266124
PETER NERO
ended on 2009-12-01
CDR: 1856885
BLAIR SMITH
ended on 2009-12-01
CDR: 4799922
JAMES ANDERSON
JAMES MICHAEL ANDERSON
ended on 2009-12-01
CDR: 1198502
Charles Friedmann
CHARLES EDWARD FRIEDMANN CHARLIE FRIEDMANN ED FRIEDMANN EDDIE FRIEDMANN
ended on 2009-12-01
CDR: 5026444
ERIC SCHWARZBACH
ERIC SCHWARZBACH
ended on 2009-12-01
CDR: 5217353
ANDREW TERRY
ended on 2009-12-01
CDR: 4221617
BRIAN DONLIN
BRIAN P DONLIN
ended on 2009-12-01
CDR: 4496365
KATHERINE BABITTS
KATHERINE JEAN HANDS KATHERINE JEAN SHETLER
ended on 2009-12-01
CDR: 4449439
DANA KING
ended on 2009-12-01
CDR: 2554158
JEREMY BOLLAND
ended on 2009-10-30
CDR: 5386926
SETH FONTI
ended on 2009-12-01
CDR: 4794476
AMIT KUMAR
ended on 2009-12-01
CDR: 4952998
Elena Newman
ended on 2009-12-01
CDR: 3200638
ROGER SMITH
ended on 2009-12-01
CDR: 2558513
ALBERT SAVASTANO
AL SAVASTANO
ended on 2009-12-01
CDR: 5173044
MATTHEW ESCOVAR
MATTHEW T ESCOVAR
ended on 2009-12-01
CDR: 5254327
ELLIOT POINDEXTER
ended on 2009-05-13
CDR: 4604345
JOSEPHINE BORST
JOSIE CAROLE BORST
ended on 2009-12-01
CDR: 2468379
EDWIN ROSEBERRY
NED ROSEBERRY
ended on 2009-12-01
CDR: 4830630
PETER MYER
ended on 2009-12-01
CDR: 5412027
Elina Ploskin
ended on 2009-10-30
CDR: 5564617
BIMAL SHAH
ended on 2009-12-01
CDR: 1458273
WILLIAM BROOMALL
WILLIAM BROOMALL
ended on 2009-12-01
CDR: 5170109
TIMOTHY ANTHONY
Campbell Anthony
ended on 2009-12-01
CDR: 1545976
MARK FLEMING
FLEMING EDWARD MARK EDWARD
ended on 2009-12-01
CDR: 2015766
JAMES GUBER
JAMES LEE GUBER JIM GUBER JIMMY GUBER
ended on 2009-12-01
CDR: 5317163
DOUGLAS JOHNSON
DOUG JOHNSON
ended on 2009-12-01
CDR: 2640295
ROBERT STEVENSON
ended on 2009-12-01
CDR: 2454647
WILLIAM DURAND
ended on 2009-12-01
CDR: 5236994
CAROLINE CAMERON
CAROLINE S. CAMERON CAROLINE GIMBERNAT STEERS
ended on 2009-12-01
CDR: 2353275
CHARLES MYERS
ended on 2009-12-01
CDR: 1075925
GARY RANSOM
ended on 2009-06-02
CDR: 4260324
ERIK KUSHTO
ended on 2009-12-01
CDR: 2922681
BABACK YARAHMADI
BO YARAHMADI
ended on 2009-04-20
CDR: 5016797
RYAN BURKE
ended on 2009-12-01
CDR: 1267718
KIRK PAULSEN
KIRK A PAULSEN
ended on 2009-12-01
CDR: 3211559
PAULINA CHAN
PAULINA CHAN PAULINA M YUNG
ended on 2009-12-01
CDR: 2637379
ADAM KLAUBER
ended on 2009-12-01
CDR: 5421702
CHARLES NORTON-SMITH
ended on 2009-12-01
CDR: 5247303
PAUL DADAY
ended on 2009-10-22
CDR: 2802058
LEONARD CARONIA
LEONARD S CARONIA LEONARD CARONIA
ended on 2009-12-01
CDR: 4973906
STEVEN FU
STEVEN SHI CHUEN FU
ended on 2009-12-01
CDR: 4913141
NATHANIEL DRAKE
ended on 2009-12-01
CDR: 1372680
KENNETH PLAGEMAN
ended on 2009-12-01
CDR: 3044601
SCOTT BARISHAW
Scott Barishaw
ended on 2009-12-01
CDR: 1103822
GEORGE COCHRAN
ended on 2009-12-01
CDR: 4445541
BRIAN COHEN
ended on 2009-12-01
CDR: 1940439
JOHN RODDY
ended on 2009-12-01
CDR: 5462214
DEREK SMITH
ended on 2009-12-01
CDR: 4169554
Thomas Alonso
ended on 2009-12-01
CDR: 1328035
ROBERT NORDLINGER
ROBERT B NORDLINGER
ended on 2009-12-01
CDR: 4150657
PAUL CAVERLY
ended on 2009-12-01
CDR: 703349
GEORGE ZIMMERMANN
G ALAN ZIMMERMAN
ended on 2009-12-01
CDR: 2879238
AJAY ASIJA
ended on 2009-12-01
CDR: 4200133
STACY BOOKMAN
MAINAN
ended on 2009-12-01
CDR: 4610555
JOHN MITSOS
ended on 2009-12-01
CDR: 4870869
MATTHEW HOWLETT
ended on 2009-12-01
CDR: 4625427
EDWARD DITMIRE
ended on 2009-12-01
CDR: 4772449
DAVID HELMS
ended on 2009-12-01
CDR: 4067350
DANIEL FARRELL
ended on 2009-12-01
CDR: 5411302
JONATHAN ELMI
ended on 2009-12-01
CDR: 5232717
JEFFREY SCHMITT
JEFF SCHMITT
ended on 2009-12-01
CDR: 5290546
ANTHONY SCHWARTZ
ended on 2009-12-01
CDR: 4592599
MARTIN POMMIER
MARTIN L POMMIER
ended on 2009-12-01
CDR: 5453202
William Allen
WILLIAM FRANCIS STAFFORD ALLEN
ended on 2009-12-01
CDR: 2875527
DAVID TRONE
ended on 2009-12-01
CDR: 5473249
CHRISTOPHER ROSS
ended on 2009-12-01
CDR: 5198899
MATT FORDYCE
ended on 2009-11-10
CDR: 1334509
THOMAS BYRNE
ended on 2009-12-01
CDR: 4967751
TIMOTHY HALL
ended on 2009-12-01
CDR: 2277025
ERIC CORRIGAN
ERIC CORRIGAN
ended on 2009-12-01
CDR: 4866198
KYROS SHIRAZI MOGHADAM
KYROS SHIRAZI
ended on 2009-12-01
CDR: 4308608
ROBERT PEREZ
ended on 2009-12-01
CDR: 2628245
ANTONIO AZZELLINI
TONY AZZELLINI
ended on 2009-12-01
CDR: 2808469
JOHN WALLER
JOHN J WALLER
ended on 2009-12-01
CDR: 3198516
DAN MILLER
DAN R MILLER
ended on 2009-12-01
CDR: 5502107
PAUL SARRAN
ended on 2009-12-01
CDR: 5450964
KEVIN SMITH
RANDAL SMITH
ended on 2009-07-28
CDR: 1769313
Neil Kirk
NEIL JAMISON KIRK Neil J Kirk
ended on 2009-12-01
CDR: 4781801
Kalan MacGinley
KALAN MAC GINLEY KALAN MACGINLEY
ended on 2009-12-01
CDR: 2662655
ASHLEY GRIFFITH
ended on 2009-12-01
CDR: 1790005
JOHN SEQUINO
ended on 2009-12-01
CDR: 4363501
MATTHEW CARLETTI
ended on 2009-12-01
CDR: 5301464
BILLY YOUNG
ended on 2009-12-01
CDR: 3266326
EUGENE KOYSMAN
ended on 2009-12-01
CDR: 3223260
HITOMI ASADA
ended on 2009-12-01
CDR: 4645080
ALBERTO TRONCOSO
ended on 2009-12-01
CDR: 2372850
PATRICK MARVIN
PAT MARVIN PATRICK MARVIN
ended on 2009-12-01
CDR: 4320328
JOHN PANCARI
ended on 2009-12-01
CDR: 2789752
ISOLDE OHANLON
ended on 2009-12-01
CDR: 4885184
COLIN FITT
ended on 2009-12-01
CDR: 4980683
DAVID KRUEGER
ended on 2009-12-01
CDR: 5693976
JEFF LENGLER
JEFF C LENGLER
ended on 2009-12-01
CDR: 5334800
MARK MCGREGOR
ended on 2009-12-01
CDR: 4942566
MICHAEL CAGNEY
MIKE RICHARD CAGNEY
ended on 2009-12-01
CDR: 5217227
JOHN MILLER
ended on 2009-12-01
CDR: 1417467
Bruce Murdock
BRUCE S MURDOCK BRUCE SHANE MURDOCK
ended on 2009-12-01
CDR: 1406395
WILLIAM YANKUS
ended on 2009-12-01
CDR: 3005826
GEOFFREY SMITH
ended on 2009-12-01
CDR: 4132843
ANDREW MARQUARDT
ended on 2009-12-01
CDR: 1766082
MICHAEL BUCKLEY
ended on 2009-12-01
CDR: 2496389
THOMAS DURAND
ended on 2009-12-01
CDR: 3211559
PAULINA CHAN
PAULINA CHAN PAULINA M YUNG
started on 2010-01-28
CDR: 4496365
KATHERINE BABITTS
KATHERINE JEAN HANDS KATHERINE JEAN SHETLER
started on 2010-01-28
CDR: 4645080
ALBERTO TRONCOSO
started on 2010-01-28
CDR: 3211559
PAULINA CHAN
PAULINA CHAN PAULINA M YUNG
ended on 2010-02-02
CDR: 4496365
KATHERINE BABITTS
KATHERINE JEAN HANDS KATHERINE JEAN SHETLER
ended on 2010-02-02
CDR: 4645080
ALBERTO TRONCOSO
ended on 2010-02-02
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