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0 - 9
Company Name:
FTC SECURITIES, INC.
CRD Number:
47201
Financial Regulator:
SEC/ FINRA
Registration started
Ended
1999
2000
2001
2002
CDR: 1615042
JORDAN WARING
JORDAN W WARING
started on
1999-10-21
CDR: 2594466
JOSE GORDO
JOSE GORDO
started on
1999-10-19
CDR: 2366758
ALBERTO ROQUE
Alberto R Roque Alberto Roque
started on
1999-10-15
CDR: 1615042
JORDAN WARING
JORDAN W WARING
ended on
1999-12-07
CDR: 2366758
ALBERTO ROQUE
Alberto R Roque Alberto Roque
ended on
1999-11-09
CDR: 2187279
CARLOS PENALOZA
CARLOS PENALOZA JULIO PENALOZA
started on
2000-07-11
CDR: 4000161
RAUL DEL SOLAR
RAUL M DEL SOLAR RAUL M. DEL SOLAR
started on
2000-11-14
CDR: 1211045
DAVID MCCLEAN
Davide Edward McClean
started on
2000-03-24
CDR: 2594466
JOSE GORDO
JOSE GORDO
ended on
2000-07-11
CDR: 1211045
DAVID MCCLEAN
Davide Edward McClean
ended on
2000-04-24
CDR: 4371050
PETER HERNANDEZ
PETER JOHN HERNANDEZ II PETER JOHN HERNANDEZ III
started on
2001-10-09
CDR: 2920539
JUAN PENALOZA
started on
2001-04-25
CDR: 4271744
ENRIQUE OCAMPO
started on
2001-01-08
CDR: 4000161
RAUL DEL SOLAR
RAUL M DEL SOLAR RAUL M. DEL SOLAR
ended on
2001-02-13
CDR: 2187279
CARLOS PENALOZA
CARLOS PENALOZA JULIO PENALOZA
ended on
2002-09-13
CDR: 4371050
PETER HERNANDEZ
PETER JOHN HERNANDEZ II PETER JOHN HERNANDEZ III
ended on
2002-08-14
CDR: 2920539
JUAN PENALOZA
ended on
2002-08-14
CDR: 4271744
ENRIQUE OCAMPO
ended on
2002-07-24
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