Company Name:
GAIN SECURITIES
CRD Number:
16203
Financial Regulator:
SEC/ FINRA
Registration started
Ended
1985
1986
1987
1988
1989
1990
1991
1992
1993
1994
1995
1996
1997
1998
1999
2000
2001
2002
2003
2004
2005
2006
2007
2008
2009
2010
2011
2012
2013
2014
2015
2016
2017
2018
2019
2020
CDR: 1091364
Sherry Lavin
SHERRY L BRUCE SHERRY LYNN BRUCE SHERRY L LAVIN SHERRY LYNN LAVIN
started on 1985-04-19
CDR: 1347791
MARY RYPINSKI
started on 1989-03-02
CDR: 1803395
JEAN GIGLIOTTI
JEAN MARIE GIGLIOTTI JEAN MARIE SCHMITZ JEAN SCHMITZ
started on 1993-03-26
CDR: 2194326
LESIA MARSHEK
LESIA A RIGGS LESIA ANN RIGGS
started on 1995-02-03
CDR: 1514896
RICHARD RYSELL
started on 1996-03-13
CDR: 5152119
CHRISTOPHER CURCIO
Chris Curcio
started on 2008-10-16
CDR: 3093621
EVANGELOS TZOULAFIS
ANGELO TZOULAFIS
started on 2008-10-08
CDR: 5608002
MICHELLE GORDON
MICHELLE B MATOS MICHELLE MATOS
started on 2008-11-19
CDR: 5608004
KARSTEN HOLBEIN
KARSTEN HOLBEIN
started on 2008-11-06
CDR: 2143100
MICHAEL QUINN
MICHAEL JOSEPH QUINN MIKE QUINN
started on 2008-12-15
CDR: 5608005
MARC PRINCIPATO
MARC J PRINCIPATO MARC PRINCIPATO
started on 2008-11-06
CDR: 4954763
CHRISTOPHER MINKO
started on 2008-10-16
CDR: 5012306
Jeffrey Peloso
JEFF VINCENT PELOSO JEFF PELOSO
started on 2009-05-15
CDR: 2773091
HARIS CTORIDES
HARIS NICOS CTORIDES SR HARIS NICOS CTORIDES
started on 2009-05-06
CDR: 5649709
JASON MANNION
started on 2009-04-22
CDR: 5180455
YING ZHANG
started on 2009-04-22
CDR: 1793114
MITCHELL SIEGEL
started on 2009-12-11
CDR: 5239387
ANTHONY LA FERRARA
ANTHONY MARK LAFERRARA
started on 2009-04-24
CDR: 5608002
MICHELLE GORDON
MICHELLE B MATOS MICHELLE MATOS
ended on 2009-02-09
CDR: 5608005
MARC PRINCIPATO
MARC J PRINCIPATO MARC PRINCIPATO
ended on 2009-06-22
CDR: 5775681
CRAIG KING
CRAIG A KING
started on 2010-07-20
CDR: 4660409
PAUL SPIRGEL
started on 2010-02-08
CDR: 5775775
AHMED HEIKAL
started on 2010-10-11
CDR: 5333428
ROBERT VOORHEES
started on 2010-01-27
CDR: 5419618
Victor Delgado
VICTOR L DELGADO
started on 2010-12-21
CDR: 5152119
CHRISTOPHER CURCIO
Chris Curcio
ended on 2010-02-17
CDR: 1793114
MITCHELL SIEGEL
ended on 2010-01-04
CDR: 5608004
KARSTEN HOLBEIN
KARSTEN HOLBEIN
ended on 2010-01-20
CDR: 5404655
DUSTIN GONZALES
started on 2011-10-07
CDR: 5649709
JASON MANNION
ended on 2011-10-05
CDR: 5775681
CRAIG KING
CRAIG A KING
ended on 2011-12-06
CDR: 4660409
PAUL SPIRGEL
ended on 2011-05-13
CDR: 5333428
ROBERT VOORHEES
ended on 2011-05-11
CDR: 5419618
Victor Delgado
VICTOR L DELGADO
ended on 2011-04-06
CDR: 2143100
MICHAEL QUINN
MICHAEL JOSEPH QUINN MIKE QUINN
ended on 2011-01-05
CDR: 4954763
CHRISTOPHER MINKO
ended on 2011-11-01
CDR: 3093621
EVANGELOS TZOULAFIS
ANGELO TZOULAFIS
ended on 2012-10-29
CDR: 5404655
DUSTIN GONZALES
ended on 2012-06-15
CDR: 1859487
MICHAEL BAFFOE
DUKE BAFFOE
started on 2013-12-20
CDR: 1602077
THOMAS MITCHELL
THOMAS MITCHELL
started on 2013-12-20
CDR: 2448482
JOSEPH WALD
started on 2013-12-05
CDR: 4341325
JASON EMERSON
started on 2013-11-29
CDR: 3269596
JASON ALLOCCO
JAY ALLOCCO
started on 2013-11-07
CDR: 2194326
LESIA MARSHEK
LESIA A RIGGS LESIA ANN RIGGS
ended on 2013-11-05
CDR: 1803395
JEAN GIGLIOTTI
JEAN MARIE GIGLIOTTI JEAN MARIE SCHMITZ JEAN SCHMITZ
ended on 2013-11-05
CDR: 1347791
MARY RYPINSKI
ended on 2013-11-05
CDR: 5180455
YING ZHANG
ended on 2013-02-05
CDR: 5775775
AHMED HEIKAL
ended on 2013-05-07
CDR: 1514896
RICHARD RYSELL
ended on 2013-05-28
CDR: 2088419
FRANK MUTTERER
Frank P Mutterer Frank PAUL Mutterer
started on 2014-08-13
CDR: 3093621
EVANGELOS TZOULAFIS
ANGELO TZOULAFIS
started on 2014-09-16
CDR: 1859487
MICHAEL BAFFOE
DUKE BAFFOE
ended on 2014-03-19
CDR: 1602077
THOMAS MITCHELL
THOMAS MITCHELL
ended on 2014-08-07
CDR: 2448482
JOSEPH WALD
ended on 2014-05-05
CDR: 3269596
JASON ALLOCCO
JAY ALLOCCO
ended on 2014-08-06
CDR: 4771043
GETHSEMAINE MACLANG
JESS MACLANG
started on 2015-01-23
CDR: 4341325
JASON EMERSON
ended on 2015-11-03
CDR: 4771043
GETHSEMAINE MACLANG
JESS MACLANG
ended on 2015-06-15
CDR: 5239387
ANTHONY LA FERRARA
ANTHONY MARK LAFERRARA
ended on 2015-06-15
CDR: 2168975
EDWARD BROWN
started on 2017-07-25
CDR: 5849997
MATTHEW CAVALLO
MATTHEW J CAVALLO
started on 2017-11-07
CDR: 2088419
FRANK MUTTERER
Frank P Mutterer Frank PAUL Mutterer
ended on 2017-01-05
CDR: 2168975
EDWARD BROWN
ended on 2018-07-18
CDR: 5849997
MATTHEW CAVALLO
MATTHEW J CAVALLO
ended on 2018-07-18
CDR: 3093621
EVANGELOS TZOULAFIS
ANGELO TZOULAFIS
ended on 2019-10-10
CDR: 5012306
Jeffrey Peloso
JEFF VINCENT PELOSO JEFF PELOSO
ended on 2020-08-11
CDR: 2773091
HARIS CTORIDES
HARIS NICOS CTORIDES SR HARIS NICOS CTORIDES
ended on 2020-08-11
CDR: 1091364
Sherry Lavin
SHERRY L BRUCE SHERRY LYNN BRUCE SHERRY L LAVIN SHERRY LYNN LAVIN
ended on 2020-08-11



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