EPlicensed - US FINRA/ SEC Record Search

Company Name:

GENESIS SECURITIES, LLC

CRD Number:

46992

Financial Regulator:

SEC/ FINRA

Registration started

Ended

1999

2000

2001

2002

2003

2004

2005

2006

2007

2008

2009

2010

2011

CDR: 2688332

WILLIAM YEH

started on 1999-09-24

CDR: 4154928

ALAN LEE

started on 2001-04-10

CDR: 4477840

ALEXANDER KRAVETS

started on 2001-12-12

CDR: 4409036

ERIC CHO

started on 2002-09-19

CDR: 4388478

EDWARD WONG

started on 2002-06-10

CDR: 4439199

SERGEY PUSTELNIK

started on 2002-01-14

CDR: 4208960

BRIAN CHAN

started on 2002-06-10

CDR: 4226187

ADAM CELENTANO

started on 2002-10-08

CDR: 4410832

YONG KIM

started on 2002-06-18

CDR: 4524839

Michele Rupp

MICHELE RUPP MICHELE VRKIC

started on 2002-04-26

CDR: 2367777

PETER BISULCA

Peter Charles Bisulca

started on 2002-11-20

CDR: 2495697

JACKSON TAM

started on 2002-09-05

CDR: 4409036

ERIC CHO

ended on 2003-08-26

CDR: 4388478

EDWARD WONG

ended on 2003-08-26

CDR: 4208960

BRIAN CHAN

ended on 2003-08-26

CDR: 4410832

YONG KIM

ended on 2003-08-26

CDR: 2367777

PETER BISULCA

Peter Charles Bisulca

ended on 2003-01-09

CDR: 2771292

RALPH DAIUTO

RALPH A. DAIUTO JR. RALPH DAIUTO

started on 2004-10-12

CDR: 4451356

Anthony COLAMARIA

ANTHONY CHARLES COLAMARIA

started on 2004-10-07

CDR: 4180960

RODNEY SIPES

started on 2004-08-16

CDR: 2439914

MARK ROSS

started on 2004-11-22

CDR: 4560199

ANDREW OH

JAE H OH JAEHONG OH

started on 2004-08-19

CDR: 4589180

RICHARD CHO

RICHARD K. CHO RICHARD KYUNCHAUL CHO

started on 2004-12-08

CDR: 2017720

GEORGE SADOV

GEORGE SADOU

started on 2004-09-17

CDR: 4757558

ROBERT LEE

ROBERT J LEE ROBERT J. LEE

started on 2004-12-17

CDR: 4144031

LEONARD BERNSTEIN

started on 2004-12-01

CDR: 4167336

DAVID WALTERS

DAVE ROY WALTERS

started on 2004-10-15

CDR: 2287431

DAVID HELTMACH

DAVE HELTMACH

started on 2004-12-03

CDR: 2776910

CHRISTOPHER ROLLAND

started on 2004-12-03

CDR: 4551539

FREDERICK SMITH

FREDERICK T SMITH

started on 2004-12-03

CDR: 4334100

EMANUEL GOFFER

started on 2004-11-29

CDR: 4750905

THOMAS GIBB

started on 2004-12-17

CDR: 2495697

JACKSON TAM

ended on 2004-04-27

CDR: 4334100

EMANUEL GOFFER

ended on 2004-12-03

CDR: 4320124

MICHAEL SULLUM

MICHAEL D. SULLUM MICHAEL SULLUM

started on 2005-05-09

CDR: 4164837

ANGELO ABBENANTE

started on 2005-03-31

CDR: 2349961

MICHAEL LUBIN

started on 2005-06-09

CDR: 4373667

XAVIER FAVRE

started on 2005-05-24

CDR: 3164991

DAVID FRICCHIONE

DAVE FRISCCHIONE

started on 2005-03-23

CDR: 4623881

DUSTIN LUGER

DUSTIN EDWARD SCHNEIDER LUGER

started on 2005-01-11

CDR: 4608516

IMAN MAFI

AARON MAFI

started on 2005-09-22

CDR: 2902533

JOSEPH FLORES DE MENESES

JOSEPH EDMUND DEMENESES JR JOSEPH EDMUND DEMENESES JOSEPH DEMENESES JR

started on 2005-06-09

CDR: 4896600

Luis Rodriguez

started on 2005-05-25

CDR: 4373969

ALEXANDER GOLDSTEIN

started on 2005-01-27

CDR: 4659160

JONATHAN OHLIGER

started on 2005-09-05

CDR: 2771292

RALPH DAIUTO

RALPH A. DAIUTO JR. RALPH DAIUTO

ended on 2005-01-03

CDR: 4451356

Anthony COLAMARIA

ANTHONY CHARLES COLAMARIA

ended on 2005-06-08

CDR: 4226187

ADAM CELENTANO

ended on 2005-10-06

CDR: 2439914

MARK ROSS

ended on 2005-11-18

CDR: 4560199

ANDREW OH

JAE H OH JAEHONG OH

ended on 2005-11-30

CDR: 4589180

RICHARD CHO

RICHARD K. CHO RICHARD KYUNCHAUL CHO

ended on 2005-10-06

CDR: 2017720

GEORGE SADOV

GEORGE SADOU

ended on 2005-01-03

CDR: 4757558

ROBERT LEE

ROBERT J LEE ROBERT J. LEE

ended on 2005-10-26

CDR: 4144031

LEONARD BERNSTEIN

ended on 2005-01-03

CDR: 4167336

DAVID WALTERS

DAVE ROY WALTERS

ended on 2005-01-03

CDR: 2776910

CHRISTOPHER ROLLAND

ended on 2005-01-03

CDR: 4551539

FREDERICK SMITH

FREDERICK T SMITH

ended on 2005-01-03

CDR: 4750905

THOMAS GIBB

ended on 2005-10-26

CDR: 3048824

SOLOMON KINRAICH

SALOMON KINRAICH SOL KINRAICH

started on 2006-10-18

CDR: 1474420

HARRY EAGENS

started on 2006-07-28

CDR: 2640272

JOSH WEAVER

JOSHUA MICHAEL WEAVER

started on 2006-09-29

CDR: 3227582

LAWRENCE ROSEN

LARRY JAN ROSEN

started on 2006-09-27

CDR: 1770010

TODD FERNBACH

started on 2006-03-22

CDR: 5034301

LIANG ZHAO

started on 2006-01-06

CDR: 4348136

JASON SIDMAN

JASON ALAN SIDMAN

started on 2006-10-19

CDR: 4924232

PING SHUANG WU

CATHY WU PING SHUANG WU

started on 2006-11-02

CDR: 5041448

ALEXANDER SHAPIRO

ALEX SHAPIRO

started on 2006-01-07

CDR: 3004197

MARYJANE BUHAIN

JANE BUHAIN

started on 2006-07-14

CDR: 2439914

MARK ROSS

started on 2006-09-13

CDR: 2701876

ANDREW ODONNELL

started on 2006-10-20

CDR: 3242954

Florence Tai

FLORENCE YUN HUI TAI

started on 2006-02-09

CDR: 2128322

JEFFREY GOLDMAN

started on 2006-05-19

CDR: 4320124

MICHAEL SULLUM

MICHAEL D. SULLUM MICHAEL SULLUM

ended on 2006-02-09

CDR: 4164837

ANGELO ABBENANTE

ended on 2006-10-04

CDR: 4373667

XAVIER FAVRE

ended on 2006-10-10

CDR: 3164991

DAVID FRICCHIONE

DAVE FRISCCHIONE

ended on 2006-06-15

CDR: 4623881

DUSTIN LUGER

DUSTIN EDWARD SCHNEIDER LUGER

ended on 2006-04-20

CDR: 2287431

DAVID HELTMACH

DAVE HELTMACH

ended on 2006-06-06

CDR: 4608516

IMAN MAFI

AARON MAFI

ended on 2006-05-01

CDR: 2902533

JOSEPH FLORES DE MENESES

JOSEPH EDMUND DEMENESES JR JOSEPH EDMUND DEMENESES JOSEPH DEMENESES JR

ended on 2006-04-18

CDR: 4896600

Luis Rodriguez

ended on 2006-09-29

CDR: 2547515

ADAM JONES

started on 2007-04-13

CDR: 5274952

DUSTIN MCILVAIN

started on 2007-02-09

CDR: 1594700

NOUR SALEH

started on 2007-10-23

CDR: 2488211

KIM LU

KIM L LU KIM LU

started on 2007-06-08

CDR: 218316

GLEN GARRITON

GLEN JOSEPH GARRITON

started on 2007-04-23

CDR: 4599942

MATTHEW TAUSCHER

started on 2007-12-12

CDR: 5345916

GENNADIY MATUSEVICH

started on 2007-06-21

CDR: 5128832

ALEN GLAVAN

started on 2007-02-23

CDR: 2349961

MICHAEL LUBIN

ended on 2007-10-05

CDR: 4180960

RODNEY SIPES

ended on 2007-09-11

CDR: 3227582

LAWRENCE ROSEN

LARRY JAN ROSEN

ended on 2007-03-08

CDR: 5034301

LIANG ZHAO

ended on 2007-10-05

CDR: 218316

GLEN GARRITON

GLEN JOSEPH GARRITON

ended on 2007-12-14

CDR: 4924232

PING SHUANG WU

CATHY WU PING SHUANG WU

ended on 2007-06-01

CDR: 4524839

Michele Rupp

MICHELE RUPP MICHELE VRKIC

ended on 2007-02-16

CDR: 2701876

ANDREW ODONNELL

ended on 2007-07-16

CDR: 5128832

ALEN GLAVAN

ended on 2007-10-02

CDR: 2128322

JEFFREY GOLDMAN

ended on 2007-10-01

CDR: 2128322

JEFFREY GOLDMAN

started on 2008-05-02

CDR: 4726238

JUSTIN EDWARDS

started on 2008-09-09

CDR: 5001486

MING-YEUNG LEE

RICK LEE

started on 2008-03-05

CDR: 5423674

ROBERT THOMAS

WHITFIELD THOMAS

started on 2008-09-12

CDR: 1192925

DAVID WHITMORE

started on 2008-07-18

CDR: 2021050

RAYMOND WILLIAMSON

RAY WILLIAMSON

started on 2008-05-02

CDR: 2798134

DAVID KYI

started on 2008-06-04

CDR: 2573896

GREGORY VANENKEVORT

GREGORY DONALD VANENKEVORT

started on 2008-04-29

CDR: 4764172

JARED HOLLAND

JAROD LYNN HOLLAND

started on 2008-09-26

CDR: 3048824

SOLOMON KINRAICH

SALOMON KINRAICH SOL KINRAICH

ended on 2008-07-09

CDR: 2488211

KIM LU

KIM L LU KIM LU

ended on 2008-04-22

CDR: 3004197

MARYJANE BUHAIN

JANE BUHAIN

ended on 2008-04-16

CDR: 5345916

GENNADIY MATUSEVICH

ended on 2008-02-06

CDR: 4373969

ALEXANDER GOLDSTEIN

ended on 2008-03-03

CDR: 5125441

SHELLY LEA

SHELLY DELORES LEA RUIZ

started on 2009-06-19

CDR: 1598620

MARIA TINGOLI

MARIA KUSHMAKOV MARIA VANCIO MARIA VANICO

started on 2009-05-11

CDR: 5490782

Yvette Huang

YU-FEI CHUANG YUFEI YVETTE CHUANG YVETTE CHUANG Yu-fei Chuang Yvette Chuang Yvette Huang

started on 2009-12-08

CDR: 5451933

JARED WHITE

started on 2009-04-16

CDR: 2383113

BRIAN BELLERAND

BRIAN K BELLERAND

started on 2009-07-09

CDR: 4631766

RUBEN RAMOS

started on 2009-05-08

CDR: 4394074

ANGELO BARCELO

started on 2009-06-19

CDR: 1426723

LUIS MARINO

started on 2009-08-11

CDR: 5076852

DANYUI HUANG

JOHN HUANG

started on 2009-03-20

CDR: 5226492

RAFAEL ALCORTA

started on 2009-11-10

CDR: 1195125

PETER FEDER

started on 2009-11-13

CDR: 5516266

JASON MANISCALCO

started on 2009-08-25

CDR: 5063948

SHOU PING CHEN

SHOU PING CHEN SUE CHEN

started on 2009-06-04

CDR: 1532650

DANIEL WEISKOPF

started on 2009-12-02

CDR: 5707520

GANAPATHY PATTABIRAMAN

GANAPATHY S PATTABIRAHAN GANA PATTABIRAMAN Ganapathy Pattabiraman

started on 2009-11-04

CDR: 2629733

JOHN LOMBARDO

JOHN M LOMBARDO

started on 2009-11-20

CDR: 2772115

ROBERT MATSKO

ROBERT J MATSKO

started on 2009-09-28

CDR: 5141328

JEAN BLAISE

started on 2009-11-20

CDR: 2863980

Daniel Faucetta

DANIEL ANTHONY FAUCETTA

started on 2009-12-03

CDR: 4148108

ERIC NEUNZIG

started on 2009-12-21

CDR: 5303822

RYAN FUSELIER

started on 2009-10-09

CDR: 5326928

ALP DEMIRCAN

started on 2009-10-12

CDR: 2349774

ROLAND ELLO

JOEY ELLO

started on 2009-06-17

CDR: 2080355

SCOTT LARISON

SCOTT C LARISON

started on 2009-09-22

CDR: 3196524

Dorothea Geraci

DOROTHEA N GERACI DOROTHEA NATALE GERACI

started on 2009-07-09

CDR: 1388915

RONALD POSYTON

RONALD HENRY POSYTON

started on 2009-10-20

CDR: 1803345

MICHAEL WAGNER

started on 2009-11-13

CDR: 2666224

LAURA CRAWFORD

started on 2009-04-21

CDR: 4564834

MANCHI LUI

MANNY LUI

started on 2009-12-07

CDR: 4187976

DAVID WASITOWSKI

started on 2009-08-27

CDR: 2584308

Dev Patel

DEV M PATEL DEVDUTT MANUBHAI PATEL Devdutt MANIBHAI Patel

started on 2009-07-09

CDR: 5733296

JUSTIN MA

started on 2009-12-22

CDR: 3115262

LEON REDENSKY

LEONID REDENSKY

started on 2009-05-12

CDR: 1182674

GERARD LOSURDO

GERARD A LOSURDO

started on 2009-06-23

CDR: 3273928

MAURICE IRAGORRI

MAURICE IRAGORRI JR.

started on 2009-10-09

CDR: 5686201

EDWARD SHEA

EDWARD SHEA Edward Thomas Shea

started on 2009-07-08

CDR: 4862614

Jeffrey Eshleman

JEFF ESHLEMAN

started on 2009-01-05

CDR: 5423260

CALVIN DENNISON

started on 2009-01-05

CDR: 1403621

MICHAEL SEPE

started on 2009-08-03

CDR: 2742348

KEVIN RONAYNE

started on 2009-11-20

CDR: 4975464

KRYSTAL SANCHEZ

started on 2009-10-06

CDR: 2573896

GREGORY VANENKEVORT

GREGORY DONALD VANENKEVORT

ended on 2009-02-24

CDR: 2095808

KIM WILSON

KIM ANN BARONE KIM ANA WILSON

started on 2010-01-21

CDR: 4872822

PAUL YANG

started on 2010-03-17

CDR: 2803859

GREGORY PLETZ

started on 2010-07-22

CDR: 1589414

BRADLEY REIFLER

started on 2010-08-13

CDR: 4343714

ALEXANDER SHVARTS

started on 2010-05-11

CDR: 2518863

MARC WEINBERGER

started on 2010-02-09

CDR: 1295466

LOUIS SQUITIERI

LOUIS SQUITIERI LOUIS SQUITTERI JR

started on 2010-05-14

CDR: 5072257

ROBERT FARRELL

ROBERT E FARRELL

started on 2010-09-15

CDR: 4348239

BARRY LARKIN

started on 2010-06-01

CDR: 4188294

NATHAN HOAK

started on 2010-07-22

CDR: 1266222

GABRIEL BORENSTEIN

GABE BORENSTEIN

started on 2010-10-29

CDR: 5379216

Kosta Corriveau

KOSTA V CORRIVEAU KOSTA VLADIMIR CORRIVEAU

started on 2010-04-05

CDR: 5850372

MING LAM

started on 2010-10-20

CDR: 4308513

JASON LEARY

started on 2010-05-05

CDR: 5125441

SHELLY LEA

SHELLY DELORES LEA RUIZ

ended on 2010-03-03

CDR: 2128322

JEFFREY GOLDMAN

ended on 2010-07-12

CDR: 2095808

KIM WILSON

KIM ANN BARONE KIM ANA WILSON

ended on 2010-11-09

CDR: 5451933

JARED WHITE

ended on 2010-09-08

CDR: 4872822

PAUL YANG

ended on 2010-03-23

CDR: 2383113

BRIAN BELLERAND

BRIAN K BELLERAND

ended on 2010-07-09

CDR: 2803859

GREGORY PLETZ

ended on 2010-11-15

CDR: 4394074

ANGELO BARCELO

ended on 2010-12-13

CDR: 1426723

LUIS MARINO

ended on 2010-11-15

CDR: 2640272

JOSH WEAVER

JOSHUA MICHAEL WEAVER

ended on 2010-08-31

CDR: 5076852

DANYUI HUANG

JOHN HUANG

ended on 2010-12-13

CDR: 5226492

RAFAEL ALCORTA

ended on 2010-12-13

CDR: 4439199

SERGEY PUSTELNIK

ended on 2010-09-13

CDR: 1195125

PETER FEDER

ended on 2010-02-16

CDR: 5516266

JASON MANISCALCO

ended on 2010-11-15

CDR: 2547515

ADAM JONES

ended on 2010-11-12

CDR: 4726238

JUSTIN EDWARDS

ended on 2010-11-15

CDR: 4343714

ALEXANDER SHVARTS

ended on 2010-10-18

CDR: 2518863

MARC WEINBERGER

ended on 2010-11-15

CDR: 5423674

ROBERT THOMAS

WHITFIELD THOMAS

ended on 2010-09-13

CDR: 1532650

DANIEL WEISKOPF

ended on 2010-11-15

CDR: 5707520

GANAPATHY PATTABIRAMAN

GANAPATHY S PATTABIRAHAN GANA PATTABIRAMAN Ganapathy Pattabiraman

ended on 2010-08-27

CDR: 2629733

JOHN LOMBARDO

JOHN M LOMBARDO

ended on 2010-04-13

CDR: 1192925

DAVID WHITMORE

ended on 2010-07-09

CDR: 5141328

JEAN BLAISE

ended on 2010-12-13

CDR: 2863980

Daniel Faucetta

DANIEL ANTHONY FAUCETTA

ended on 2010-11-09

CDR: 4148108

ERIC NEUNZIG

ended on 2010-09-28

CDR: 5303822

RYAN FUSELIER

ended on 2010-06-02

CDR: 1770010

TODD FERNBACH

ended on 2010-12-31

CDR: 4348136

JASON SIDMAN

JASON ALAN SIDMAN

ended on 2010-11-15

CDR: 2349774

ROLAND ELLO

JOEY ELLO

ended on 2010-11-15

CDR: 3196524

Dorothea Geraci

DOROTHEA N GERACI DOROTHEA NATALE GERACI

ended on 2010-07-09

CDR: 1388915

RONALD POSYTON

RONALD HENRY POSYTON

ended on 2010-05-03

CDR: 4154928

ALAN LEE

ended on 2010-11-09

CDR: 1803345

MICHAEL WAGNER

ended on 2010-06-02

CDR: 4188294

NATHAN HOAK

ended on 2010-11-17

CDR: 4599942

MATTHEW TAUSCHER

ended on 2010-12-13

CDR: 3273928

MAURICE IRAGORRI

MAURICE IRAGORRI JR.

ended on 2010-11-15

CDR: 4862614

Jeffrey Eshleman

JEFF ESHLEMAN

ended on 2010-11-15

CDR: 5379216

Kosta Corriveau

KOSTA V CORRIVEAU KOSTA VLADIMIR CORRIVEAU

ended on 2010-09-22

CDR: 5423260

CALVIN DENNISON

ended on 2010-11-15

CDR: 2742348

KEVIN RONAYNE

ended on 2010-09-28

CDR: 4975464

KRYSTAL SANCHEZ

ended on 2010-12-13

CDR: 4764172

JARED HOLLAND

JAROD LYNN HOLLAND

ended on 2010-11-15

CDR: 4308513

JASON LEARY

ended on 2010-11-15

CDR: 1598620

MARIA TINGOLI

MARIA KUSHMAKOV MARIA VANCIO MARIA VANICO

ended on 2011-06-16

CDR: 5490782

Yvette Huang

YU-FEI CHUANG YUFEI YVETTE CHUANG YVETTE CHUANG Yu-fei Chuang Yvette Chuang Yvette Huang

ended on 2011-04-06

CDR: 4631766

RUBEN RAMOS

ended on 2011-07-20

CDR: 1589414

BRADLEY REIFLER

ended on 2011-01-26

CDR: 5274952

DUSTIN MCILVAIN

ended on 2011-04-18

CDR: 1594700

NOUR SALEH

ended on 2011-06-17

CDR: 5063948

SHOU PING CHEN

SHOU PING CHEN SUE CHEN

ended on 2011-06-07

CDR: 5001486

MING-YEUNG LEE

RICK LEE

ended on 2011-01-07

CDR: 1295466

LOUIS SQUITIERI

LOUIS SQUITIERI LOUIS SQUITTERI JR

ended on 2011-01-07

CDR: 5072257

ROBERT FARRELL

ROBERT E FARRELL

ended on 2011-01-07

CDR: 2772115

ROBERT MATSKO

ROBERT J MATSKO

ended on 2011-01-26

CDR: 2021050

RAYMOND WILLIAMSON

RAY WILLIAMSON

ended on 2011-06-14

CDR: 5326928

ALP DEMIRCAN

ended on 2011-06-17

CDR: 1474420

HARRY EAGENS

ended on 2011-06-17

CDR: 4348239

BARRY LARKIN

ended on 2011-01-26

CDR: 2798134

DAVID KYI

ended on 2011-01-26

CDR: 2688332

WILLIAM YEH

ended on 2011-12-21

CDR: 5041448

ALEXANDER SHAPIRO

ALEX SHAPIRO

ended on 2011-06-17

CDR: 2080355

SCOTT LARISON

SCOTT C LARISON

ended on 2011-01-26

CDR: 2666224

LAURA CRAWFORD

ended on 2011-04-15

CDR: 4564834

MANCHI LUI

MANNY LUI

ended on 2011-01-07

CDR: 4187976

DAVID WASITOWSKI

ended on 2011-01-26

CDR: 2584308

Dev Patel

DEV M PATEL DEVDUTT MANUBHAI PATEL Devdutt MANIBHAI Patel

ended on 2011-06-07

CDR: 1266222

GABRIEL BORENSTEIN

GABE BORENSTEIN

ended on 2011-05-13

CDR: 5733296

JUSTIN MA

ended on 2011-06-17

CDR: 3115262

LEON REDENSKY

LEONID REDENSKY

ended on 2011-03-14

CDR: 1182674

GERARD LOSURDO

GERARD A LOSURDO

ended on 2011-01-07

CDR: 5686201

EDWARD SHEA

EDWARD SHEA Edward Thomas Shea

ended on 2011-05-05

CDR: 1403621

MICHAEL SEPE

ended on 2011-01-26

CDR: 2439914

MARK ROSS

ended on 2011-01-26

CDR: 4477840

ALEXANDER KRAVETS

ended on 2011-06-17

CDR: 3242954

Florence Tai

FLORENCE YUN HUI TAI

ended on 2011-12-21

CDR: 4659160

JONATHAN OHLIGER

ended on 2011-06-17

CDR: 5850372

MING LAM

ended on 2011-01-07

Court Diary