Company Name:
GM SECURITIES, LLC
Address:
833 E. MICHIGAN STREET, SUITE 1420, MILWAUKEE, WI 53202
CRD Number:
154657
CIK Number:
1497099
SEC File Number:
868655
Financial Regulator:
SEC/ FINRA
Registration started
Ended
2011
2012
2013
2014
2015
2016
2017
2018
2019
2020
2021
CDR: 2230709
JOHN BEAGLE
started on 2011-03-16
CDR: 1670503
CLIFFORD MITMAN
DOUG MITMAN
started on 2011-03-16
CDR: 5826331
TIMOTHY OLESZCZUK
started on 2011-03-16
CDR: 6016839
KEVIN YTTRE
started on 2013-03-04
CDR: 2738663
BENJAMIN SCHARFF
BENJAMIN J SCHARFF
started on 2013-10-22
CDR: 5181230
WILLIAM HARRISON
WILLIAM CHARLES JR. HARRISON
started on 2013-10-09
CDR: 4007214
CHRISTOPHER CERIMELE
started on 2013-09-12
CDR: 6065473
NICHOLAS KOZIK
NICK JOSEPH KOZIK
started on 2014-08-07
CDR: 2579385
TAMMIE MILLER
started on 2014-01-16
CDR: 4837399
ANDREW HINZ
started on 2014-02-11
CDR: 5181230
WILLIAM HARRISON
WILLIAM CHARLES JR. HARRISON
ended on 2014-08-20
CDR: 4007214
CHRISTOPHER CERIMELE
ended on 2014-08-07
CDR: 6416627
YANG LIU
GEORGE LIU
started on 2015-05-21
CDR: 6458324
PATRICK MAAG
started on 2015-06-25
CDR: 6211096
ERIC SABELHAUS
started on 2016-04-11
CDR: 6065473
NICHOLAS KOZIK
NICK JOSEPH KOZIK
ended on 2016-01-04
CDR: 5826331
TIMOTHY OLESZCZUK
ended on 2016-01-04
CDR: 2579385
TAMMIE MILLER
ended on 2016-01-04
CDR: 6770054
Kevin Ngo
started on 2017-08-21
CDR: 6739515
Christopher Hayes
started on 2017-03-06
CDR: 6416627
YANG LIU
GEORGE LIU
ended on 2017-10-02
CDR: 6458324
PATRICK MAAG
ended on 2017-06-19
CDR: 7009317
Courtney Browne
started on 2018-10-01
CDR: 6882777
Matthew Stouder
started on 2018-02-02
CDR: 6770054
Kevin Ngo
ended on 2020-02-03
CDR: 7324686
Andres Fernandes
Andres Fernandes
started on 2021-01-11



Copyright 2022 EmployProof.org All rights reserved.
Court Diary