Company Name:
GRIFFINEST ASIA SECURITIES, LLC
Address:
SUITE 100, 3452 EAST FOOTHILL BLVD, PASADENA, CA 91107
CRD Number:
132187
CIK Number:
1295237
SEC File Number:
866571
Financial Regulator:
SEC/ FINRA
Registration started
Ended
2004
2005
2006
2007
2008
2009
2010
2011
2012
2013
2014
2015
2016
2017
2018
2019
2020
CDR: 4229635
KATIE TAI
SHAO-AN KATIE JUNG
started on 2004-12-16
CDR: 2250524
Linda Shyu
LINDA L SHYU
started on 2004-12-16
CDR: 4152130
RICHARD CHEN
started on 2004-12-16
CDR: 4351482
VICTOR LIN
started on 2005-06-22
CDR: 4575230
CHUNG PING LI
CHRISTOPHER CHUNG PING LI
started on 2005-10-20
CDR: 5195506
Chun Lung Chu
CHUN-LUNG CHU
started on 2006-08-17
CDR: 5948178
SHANSHAN WANG
started on 2011-09-01
CDR: 5987727
HUI-SHAN KAO
started on 2011-12-20
CDR: 5915598
YIWEI LI
started on 2012-12-08
CDR: 6008382
WAN-LIN LIAO
started on 2013-01-04
CDR: 6008511
CHANG-HUI LEE
started on 2013-04-10
CDR: 5987727
HUI-SHAN KAO
ended on 2013-12-17
CDR: 5915598
YIWEI LI
ended on 2013-04-10
CDR: 6268504
XINYI WANG
started on 2014-01-07
CDR: 6426577
JULIAN SU
CHIA-LIN SU
started on 2014-12-02
CDR: 6273822
YUE ZHANG
started on 2015-09-29
CDR: 6516160
Max Wu
started on 2015-08-19
CDR: 6443569
KUAN-KAI CHAO
started on 2015-02-16
CDR: 6531621
LEYANG YU
started on 2015-11-09
CDR: 5693677
Bill LIAU
JIAN-TING LIAU
started on 2015-08-19
CDR: 6524791
HSIANG-WEN WANG
started on 2015-06-30
CDR: 5195506
Chun Lung Chu
CHUN-LUNG CHU
ended on 2015-10-01
CDR: 6426577
JULIAN SU
CHIA-LIN SU
ended on 2015-12-02
CDR: 4152130
RICHARD CHEN
ended on 2015-11-30
CDR: 6268504
XINYI WANG
started on 2016-10-24
CDR: 6736739
HUANG-YUAN LIN
started on 2016-12-09
CDR: 6602886
TING CHANG
started on 2016-01-13
CDR: 6268504
XINYI WANG
ended on 2016-01-22
CDR: 1889796
ADELE LUN
ADELE IPING CHIANG ADELE CHIANG IPING CHIANG ADELE IPING CHIANG CHOW ADELE CHOW
started on 2017-06-16
CDR: 6770650
Ting Hung Huang
TING-HUNG HUANG
started on 2017-07-07
CDR: 2134784
YU-LUNG TSAO
YU LUNG TSAO
started on 2017-07-11
CDR: 6784766
CHIA KAI CHIANG
JOE CHIANG
started on 2017-05-10
CDR: 6516160
Max Wu
ended on 2017-02-16
CDR: 6531621
LEYANG YU
ended on 2017-06-28
CDR: 7023159
Chun -Ju Kuo
started on 2018-09-20
CDR: 4158666
HAI-PING YUNG
HAI PING YUNG
started on 2018-02-05
CDR: 7014707
TA-WEI TAI
started on 2018-09-10
CDR: 7014396
CHIA-YUNG LIU
started on 2018-09-10
CDR: 6914740
SHUJUAN LIU
started on 2018-05-10
CDR: 7005157
CHUNG-MING LEE
started on 2018-08-16
CDR: 6273822
YUE ZHANG
ended on 2018-01-24
CDR: 6770650
Ting Hung Huang
TING-HUNG HUANG
ended on 2018-04-05
CDR: 5693677
Bill LIAU
JIAN-TING LIAU
ended on 2018-01-24
CDR: 7014707
TA-WEI TAI
ended on 2019-03-18
CDR: 6914740
SHUJUAN LIU
ended on 2019-11-05
CDR: 7213328
TISA WANG
started on 2020-09-01
CDR: 7284159
TESSA CHAN
started on 2020-10-01
CDR: 2250524
Linda Shyu
LINDA L SHYU
ended on 2020-08-21



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